CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | INFN 1.75 06-01-18 | Infinera CORP | Stock-Other | 8.26% | — | -9.48% | |
| 2 | PANW 0 07-01-19 | Palo Alto Networks | Stock-Tech | 6.68% | — | — | |
| 3 | RFPUSD | Resolute Forest Products | Stock-Other | 6.10% | — | -22.35% | |
| 4 | VER 3 08-01-18 | Vereit INC | Stock-Other | 5.27% | — | +31.25% | |
| 5 | GSATUSD | Globalstar INC | Stock-Other | 5.07% | — | +0.48% | |
| 6 | NOW 0 11-01-18 | Servicenow INC | Stock-Tech | 4.62% | — | +5.44% | |
| 7 | ARCC 5.75 02-01-16 | Ares Capital CORP | Stock-Financials | 4.54% | — | +31.36% | |
| 8 | WDAY 0.75 07-15-18 | Workday INC | Stock-Tech | 4.26% | — | +12.00% | |
| 9 | WBMD 2.5 01-31-18 | Webmd Health CORP | Stock-Other | 3.85% | — | -19.90% | |
| 10 | IIVI 0.5 12-15-33 | Finisar CORP | Stock-Other | 3.45% | — | +19.73% | |
| 11 | RMBS 1.125 08-15-18 | Rambus INC | Stock-Tech | 3.16% | — | -14.12% | |
| 12 | ✓ | Level 3 Communications INC | Stock-Other | 3.15% | — | -28.17% | |
| 13 | IDCC 2.5 03-15-16 | Interdigital INC | Stock-Tech | 3.14% | — | — | |
| 14 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | Stock-Other | 2.84% | — | — | |
| 15 | ALSK 6.25 05-01-18 | Alaska Comm Systems Grou | Stock-Other | 2.54% | — | +26.32% | |
| 16 | TCPC 5.25 12-15-19 | Blackrock Tcp Cap CORP | Stock-Other | 2.49% | — | — | |
| 17 | MELI 2.25 07-01-19 | Mercadolibre INC | Stock-Consumer Disc | 2.44% | — | — | |
| 18 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 2.24% | — | +76.00% | |
| 19 | PLAB 3.25 04-01-16 | Photronics INC | Stock-Other | 2.12% | — | +2.65% | |
| 20 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | 2.00% | — | +19.43% | |
| 21 | MFIC 5.75 01-15-16 | Apollo Investment CORP | Stock-Other | 1.99% | — | -11.17% | |
| 22 | SFLY 0.25 05-15-18 | Shutterfly INC | Stock-Other | 1.97% | — | -36.28% | |
| 23 | BCOR 4.25 04-01-19 | Blucora INC | Stock-Other | 1.96% | — | +18.18% | |
| 24 | SRC 2.875 05-15-19 | Spirit Realty Capital In | Stock-Other | 1.70% | — | +66.72% | |
| 25 | TRLA 2.75 12-15-20 | Trulia LLC | Stock-Other | 1.42% | — | — | |
| 26 | WDAY 1.5 07-15-20 | Workday INC | Stock-Tech | 1.41% | — | — | |
| 27 | SSWSJ 1.75 10-15-32 SWC | Stillwater Mining Co | Stock-Other | 1.13% | — | +90.91% | |
| 28 | QDEL 3.25 12-15-20 | Quidel CORP | Stock-Other | 1.08% | — | — | |
| 29 | SREV 1.5 08-01-18 | Servicesource Intl INC | Stock-Other | 1.08% | — | — | |
| 30 | NMFC 5 06-15-19 | New Mountain Finance Cor | Stock-Other | 1.02% | — | — | |
| 31 | TTWO 1 07-01-18 | Take-two Interactive Sof | Stock-Comm Services | 0.98% | — | -18.68% | |
| 32 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | Stock-Consumer Disc | 0.93% | — | -42.03% | |
| 33 | GLBR 2.25 06-15-18 | Global Brokerage INC | Stock-Other | 0.63% | — | -19.89% | |
| 34 | AIMC 2.75 03-01-31 | Altra Industrial Motion | Stock-Other | 0.56% | — | — | |
| 35 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | Stock-Other | 0.53% | — | +27.85% | |
| 36 | ✓ | Aegean Marine Pete Network I | Stock-Other | 0.46% | — | -73.11% | |
| 37 | ✓ | Restoration Hardware Hldgs I | Stock-Other | 0.36% | — | — | |
| 38 | INVN 1.75 11-01-18 | Invensense INC | Stock-Other | 0.35% | — | — | |
| 39 | ✓ | Fifth Str Sr Floatng Rate Co | Stock-Other | 0.32% | — | -41.42% | |
| 40 | MU | Micron Technology INC | Stock-Tech | 0.30% | — | +443.75% | |
| 41 | ENV 1.75 12-15-19 | Envestnet INC | Stock-Other | 0.28% | — | -73.91% | |
| 42 | FITB | Fifth Third Bancorp | Stock-Financials | 0.26% | — | -52.19% | |
| 43 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.18% | — | — | |
| 44 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.18% | — | +150.00% | |
| 45 | RYAM | Rayonier Advanced Materials | Stock-Other | 0.11% | — | — | |
| 46 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 0.10% | — | -86.67% | |
| 47 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.09% | — | — | |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.08% | — | +300.00% | |
| 49 | MOS | Mosaic Co/the | Stock-Materials | 0.07% | — | — | |
| 50 | LFACW | Leapfrog Acquisition Corporation | Stock-Other | 0.07% | — | +118.75% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VER 3 08-01-18 | Vereit INC | +1.5% | +31.25% | Add |
| 2 | ARCC 5.75 02-01-16 | Ares Capital CORP | +1.3% | +31.36% | Add |
| 3 | TSLA 0.25 03-01-19 | Tesla INC | +1% | +76.00% | Add |
| 4 | SRC 2.875 05-15-19 | Spirit Realty Capital In | +0.7% | +66.72% | Add |
| 5 | ALSK 6.25 05-01-18 | Alaska Comm Systems Grou | +0.6% | +26.32% | Add |
| 6 | SSWSJ 1.75 10-15-32 SWC | Stillwater Mining Co | +0.6% | +90.91% | Add |
| 7 | IIVI 0.5 12-15-33 | Finisar CORP | +0.5% | +19.73% | Add |
| 8 | WDAY 0.75 07-15-18 | Workday INC | +0.5% | +12.00% | Add |
| 9 | ARCC 4.875 03-15-17 | Ares Capital CORP | +0.4% | +19.43% | Add |
| 10 | BCOR 4.25 04-01-19 | Blucora INC | +0.3% | +18.18% | Add |
| 11 | MU | Micron Technology INC | +0.2% | +443.75% | Add |
| 12 | ✓ | Powershares Qqq Trust Ser 1 | +0.1% | +150.00% | Add |
| 13 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | +0.1% | +27.85% | Add |
| 14 | IDCC 2.5 03-15-16 | Interdigital INC | 0% | — | Unchanged |
| 15 | WDAY 1.5 07-15-20 | Workday INC | 0% | — | Unchanged |
| 16 | QDEL 3.25 12-15-20 | Quidel CORP | 0% | — | Unchanged |
| 17 | TTWO 1 07-01-18 | Take-two Interactive Sof | -0.1% | -18.68% | Trim |
| 18 | MFIC 5.75 01-15-16 | Apollo Investment CORP | -0.1% | -11.17% | Trim |
| 19 | GLBR 2.25 06-15-18 | Global Brokerage INC | -0.2% | -19.89% | Trim |
| 20 | VGR V1.75 04-15-20 | Vector Group LTD | -0.2% | -80.00% | Trim |
| 21 | ✓ | Fifth Str Sr Floatng Rate Co | -0.2% | -41.42% | Trim |
| 22 | FITB | Fifth Third Bancorp | -0.3% | -52.19% | Trim |
| 23 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | -0.7% | -86.67% | Trim |
| 24 | RMBS 1.125 08-15-18 | Rambus INC | -0.8% | -14.12% | Trim |
| 25 | WBMD 2.5 01-31-18 | Webmd Health CORP | -0.8% | -19.90% | Trim |
| 26 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | -0.8% | -42.03% | Trim |
| 27 | ENV 1.75 12-15-19 | Envestnet INC | -0.8% | -73.91% | Trim |
| 28 | INFN 1.75 06-01-18 | Infinera CORP | -0.9% | -9.48% | Trim |
| 29 | SFLY 0.25 05-15-18 | Shutterfly INC | -1.2% | -36.28% | Trim |
| 30 | GSATUSD | Globalstar INC | -1.3% | +0.48% | Add |
| 31 | ✓ | Aegean Marine Pete Network I | -1.6% | -73.11% | Trim |
| 32 | ✓ | Level 3 Communications INC | -1.8% | -28.17% | Trim |
| 33 | RFPUSD | Resolute Forest Products | -3.9% | -22.35% | Trim |
| 34 | PANW 0 07-01-19 | Palo Alto Networks | — | NEW | New buy |
| 35 | TCPC 5.25 12-15-19 | Blackrock Tcp Cap CORP | — | NEW | New buy |
| 36 | MELI 2.25 07-01-19 | Mercadolibre INC | — | NEW | New buy |
| 37 | ✓ | Allergan PLC | — | EXIT | Sold out |
| 38 | WBMD 2.25 03-31-16 | Webmd Health CORP | — | EXIT | Sold out |
| 39 | ANRZQEUR | Alpha Natural Resources INC | — | EXIT | Sold out |
| 40 | EXPE 0.125 04-01-19 | Homeaway INC | — | EXIT | Sold out |
| 41 | GMED 2.75 07-01-17 | Nuvasive INC | — | EXIT | Sold out |
| 42 | ✓ | Restoration Hardware Hldgs I | — | EXIT | Sold out |
| 43 | TSLA 1.25 03-01-21 | Tesla INC | — | EXIT | Sold out |
| 44 | INVN 1.75 11-01-18 | Invensense INC | — | NEW | New buy |
| 45 | ✓ | Anadarko Pete CORP | — | EXIT | Sold out |
| 46 | ON | On Semiconductor | — | EXIT | Sold out |
| 47 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | NEW | New buy |
| 48 | RYAM | Rayonier Advanced Materials | — | NEW | New buy |
| 49 | ✓ | Baltic Trading LTD | — | EXIT | Sold out |
| 50 | MOS | Mosaic Co/the | — | NEW | New buy |