Steelhead Partners LLC — Q1 2015 13F Holdings

Name: Steelhead Partners LLC — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001133521

Total reported value

$1.4B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	RFPUSD	Resolute Forest Products	Stock-Other	16.37%	—	-1.79%
2	GSATUSD	Globalstar INC	Stock-Other	8.21%	—	+2.37%
3	INFN 1.75 06-01-18	Infinera CORP	Stock-Other	6.88%	—	+1.05%
4	✓	Level 3 Communications INC	Stock-Other	6.13%	—	-11.86%
5	AMAG 2.5 02-15-19	Amag Pharmaceuticals INC	Stock-Other	4.38%	—	-30.26%
6	NOW 0 11-01-18	Servicenow INC	Stock-Tech	4.18%	—	—
7	WBMD 2.5 01-31-18	Webmd Health CORP	Stock-Other	3.98%	—	—
8	WDAY 0.75 07-15-18	Workday INC	Stock-Tech	3.48%	—	+21.13%
9	SFLY 0.25 05-15-18	Shutterfly INC	Stock-Other	3.14%	—	+5.77%
10	RMBS 1.125 08-15-18	Rambus INC	Stock-Tech	2.87%	—	-1.31%
11	IIVI 0.5 12-15-33	Finisar CORP	Stock-Other	2.49%	—	-19.74%
12	IDCC 2.5 03-15-16	Interdigital INC	Stock-Tech	2.46%	—	-13.98%
13	GMED 2.75 07-01-17	Nuvasive INC	Stock-Healthcare	2.22%	—	—
14	ARCC 5.75 02-01-16	Ares Capital CORP	Stock-Financials	2.17%	—	+22.69%
15	OCSL 5.375 04-01-16	Fifth Street Finance Cor	Stock-Other	2.17%	—	-2.03%
16	✓	Actavis PLC	Stock-Other	2.13%	—	—
17	VER 3 08-01-18	Vereit INC	Stock-Other	1.94%	—	+2400.00%
18	✓	Aegean Marine Pete Network I	Stock-Other	1.83%	—	+15.02%
19	ANRZQEUR	Alpha Natural Resources INC	Stock-Other	1.75%	—	—
20	MDSO 1 08-01-18	Medidata Solutions INC	Stock-Other	1.75%	—	-51.41%
21	VIPS 1.5 03-15-19	Vipshop Holding LTD	Stock-Consumer Disc	1.71%	—	—
22	MFIC 5.75 01-15-16	Apollo Investment CORP	Stock-Other	1.62%	—	-37.12%
23	PLAB 3.25 04-01-16	Photronics INC	Stock-Other	1.54%	—	—
24	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	1.51%	—	+41.67%
25	TTWO 1 07-01-18	Take-two Interactive Sof	Stock-Comm Services	1.31%	—	-7.39%
26	MU	Micron Technology INC	Stock-Tech	1.22%	—	+2.73%
27	ARCC 4.875 03-15-17	Ares Capital CORP	Stock-Financials	1.03%	—	+215.68%
28	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.02%	—	—
29	SRC 3.75 05-15-21	Spirit Realty Capital In	Stock-Other	0.82%	—	—
30	SREV 1.5 08-01-18	Servicesource Intl INC	Stock-Other	0.72%	—	+2.14%
31	GLBR 2.25 06-15-18	Global Brokerage INC	Stock-Other	0.69%	—	-59.88%
32	SRC 2.875 05-15-19	Spirit Realty Capital In	Stock-Other	0.62%	—	—
33	EXE 6.25 01-15-18 B	Southwestern Energy Co	Stock-Energy	0.60%	—	—
34	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	0.60%	—	—
35	FITB	Fifth Third Bancorp	Stock-Financials	0.59%	—	+866.71%
36	WBMD 2.25 03-31-16	Webmd Health CORP	Stock-Other	0.59%	—	-11.98%
37	✓	Fifth Str Sr Floatng Rate Co	Stock-Other	0.52%	—	+69.01%
38	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	Stock-Other	0.50%	—	—
39	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.49%	—	-34.25%
40	AIMC 2.75 03-01-31	Altra Industrial Motion	Stock-Other	0.47%	—	—
41	MDCO 1.375 06-01-17	Medicines Company	Stock-Other	0.28%	—	—
42	VGR V1.75 04-15-20	Vector Group LTD	Stock-Other	0.21%	—	+66.67%
43	EXTR	Extreme Networks INC	Stock-Other	0.20%	—	—
44	✓	Baltic Trading LTD	Stock-Other	0.14%	—	—
45	CIEN	Ciena CORP	Stock-Tech	0.13%	—	—
46	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.13%	—	-50.00%
47	✓	Energy Xxi (bermuda) LTD	Stock-Other	0.10%	—	-10.40%
48	RY	Royal Bank Of Canada	Stock-Financials	0.06%	—	-70.00%
49	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.03%	—	—
50	✓		Stock-Other	0.01%	—	—

1–50 of 51

Holding changes this quarter

Position changes disclosed by Steelhead Partners LLC for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GSATUSD	Globalstar INC	+1.9%	+2.37%	Add
2	VER 3 08-01-18	Vereit INC	+1.9%	+2400.00%	Add
3	INFN 1.75 06-01-18	Infinera CORP	+1.6%	+1.05%	Add
4	WDAY 0.75 07-15-18	Workday INC	+0.8%	+21.13%	Add
5	ARCC 4.875 03-15-17	Ares Capital CORP	+0.7%	+215.68%	Add
6	ENV 1.75 12-15-19	Envestnet INC	+0.6%	+41.67%	Add
7	FITB	Fifth Third Bancorp	+0.5%	+866.71%	Add
8	NOW 0 11-01-18	Servicenow INC	+0.5%	—	Unchanged
9	ARCC 5.75 02-01-16	Ares Capital CORP	+0.5%	+22.69%	Add
10	VIPS 1.5 03-15-19	Vipshop Holding LTD	+0.5%	—	Unchanged
11	SFLY 0.25 05-15-18	Shutterfly INC	+0.5%	+5.77%	Add
12	✓	Aegean Marine Pete Network I	+0.4%	+15.02%	Add
13	RMBS 1.125 08-15-18	Rambus INC	+0.3%	-1.31%	Trim
14	WBMD 2.5 01-31-18	Webmd Health CORP	+0.3%	—	Unchanged
15	RFPUSD	Resolute Forest Products	+0.3%	-1.79%	Trim
16	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	-34.25%	Trim
17	✓	Fifth Str Sr Floatng Rate Co	+0.2%	+69.01%	Add
18	✓	Level 3 Communications INC	+0.1%	-11.86%	Trim
19	VGR V1.75 04-15-20	Vector Group LTD	+0.1%	+66.67%	Add
20	GMED 2.75 07-01-17	Nuvasive INC	+0.1%	—	Unchanged
21	OCSL 5.375 04-01-16	Fifth Street Finance Cor	+0.1%	-2.03%	Trim
22	WBMD 2.25 03-31-16	Webmd Health CORP	0%	-11.98%	Trim
23	✓	Baltic Trading LTD	-0.1%	—	Unchanged
24	TTWO 1 07-01-18	Take-two Interactive Sof	-0.1%	-7.39%	Trim
25	MU	Micron Technology INC	-0.2%	+2.73%	Add
26	IIVI 0.5 12-15-33	Finisar CORP	-0.3%	-19.74%	Trim
27	IDCC 2.5 03-15-16	Interdigital INC	-0.3%	-13.98%	Trim
28	AMAG 2.5 02-15-19	Amag Pharmaceuticals INC	-0.4%	-30.26%	Trim
29	MFIC 5.75 01-15-16	Apollo Investment CORP	-0.8%	-37.12%	Trim
30	ANRZQEUR	Alpha Natural Resources INC	-1%	—	Unchanged
31	GLBR 2.25 06-15-18	Global Brokerage INC	-1.5%	-59.88%	Trim
32	MDSO 1 08-01-18	Medidata Solutions INC	-1.6%	-51.41%	Trim
33	CQB 4.25 08-15-16	Chiquita Brands Intl	—	EXIT	Sold out
34	PHIANA 1.75 12-01-17	Volcano CORP	—	EXIT	Sold out
35	✓	Actavis PLC	—	NEW	New buy
36	PHIANA 2.875 09-01-15	Volcano CORP	—	EXIT	Sold out
37	PFPT 1.25 12-15-18	Proofpoint INC	—	EXIT	Sold out
38	TIVO 2.625 02-15-40	Rovi CORP	—	EXIT	Sold out
39	CSOD 1.5 07-01-18	Cornerstone Ondemand INC	—	EXIT	Sold out
40	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	NEW	New buy
41	MU 1.625 02-15-33 E	Micron Technology INC	—	EXIT	Sold out
42	SNCR 0.75 08-15-19	Synchronoss Technologies	—	EXIT	Sold out
43	SRC 3.75 05-15-21	Spirit Realty Capital In	—	NEW	New buy
44	EPAY 1.5 12-01-17	Bottomline Technologies	—	EXIT	Sold out
45	SRC 2.875 05-15-19	Spirit Realty Capital In	—	NEW	New buy
46	EXE 6.25 01-15-18 B	Southwestern Energy Co	—	NEW	New buy
47	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	—	NEW	New buy
48	BBL	Bhp Group Plc-adr	—	EXIT	Sold out
49	VALE	Vale Sa-sp Adr	—	EXIT	Sold out
50	CIEN	Ciena CORP	—	NEW	New buy