CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RFPUSD | Resolute Forest Products | Stock-Other | 16.10% | — | -3.48% | |
| 2 | GSATUSD | Globalstar INC | Stock-Other | 6.27% | — | -1.83% | |
| 3 | ✓ | Level 3 Communications INC | Stock-Other | 6.04% | — | -21.17% | |
| 4 | INFN 1.75 06-01-18 | Infinera CORP | Stock-Other | 5.25% | — | — | |
| 5 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | Stock-Other | 4.78% | — | -11.63% | |
| 6 | WBMD 2.5 01-31-18 | Webmd Health CORP | Stock-Other | 3.70% | — | — | |
| 7 | NOW 0 11-01-18 | Servicenow INC | Stock-Tech | 3.66% | — | — | |
| 8 | MDSO 1 08-01-18 | Medidata Solutions INC | Stock-Other | 3.31% | — | +56.81% | |
| 9 | IDCC 2.5 03-15-16 | Interdigital INC | Stock-Tech | 2.79% | — | +28.41% | |
| 10 | ANRZQEUR | Alpha Natural Resources INC | Stock-Other | 2.77% | — | +2.57% | |
| 11 | IIVI 0.5 12-15-33 | Finisar CORP | Stock-Other | 2.74% | — | — | |
| 12 | SFLY 0.25 05-15-18 | Shutterfly INC | Stock-Other | 2.69% | — | +245.98% | |
| 13 | WDAY 0.75 07-15-18 | Workday INC | Stock-Tech | 2.68% | — | +900.00% | |
| 14 | RMBS 1.125 08-15-18 | Rambus INC | Stock-Tech | 2.58% | — | — | |
| 15 | MFIC 5.75 01-15-16 | Apollo Investment CORP | Stock-Other | 2.44% | — | +2.28% | |
| 16 | CQB 4.25 08-15-16 | Chiquita Brands Intl | Stock-Other | 2.18% | — | +95.74% | |
| 17 | GLBR 2.25 06-15-18 | Global Brokerage INC | Stock-Other | 2.17% | — | — | |
| 18 | GMED 2.75 07-01-17 | Nuvasive INC | Stock-Healthcare | 2.14% | — | +102.77% | |
| 19 | PHIANA 1.75 12-01-17 | Volcano CORP | Stock-Other | 2.14% | — | — | |
| 20 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | Stock-Other | 2.10% | — | — | |
| 21 | ARCC 5.75 02-01-16 | Ares Capital CORP | Stock-Financials | 1.67% | — | — | |
| 22 | PLAB 3.25 04-01-16 | Photronics INC | Stock-Other | 1.47% | — | — | |
| 23 | ✓ | Aegean Marine Pete Network I | Stock-Other | 1.46% | — | -13.05% | |
| 24 | MU | Micron Technology INC | Stock-Tech | 1.45% | — | -36.11% | |
| 25 | TTWO 1 07-01-18 | Take-two Interactive Sof | Stock-Comm Services | 1.43% | — | — | |
| 26 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | Stock-Consumer Disc | 1.24% | — | +56.82% | |
| 27 | PHIANA 2.875 09-01-15 | Volcano CORP | Stock-Other | 1.24% | — | +23.88% | |
| 28 | PFPT 1.25 12-15-18 | Proofpoint INC | Stock-Other | 1.24% | — | — | |
| 29 | TIVO 2.625 02-15-40 | Rovi CORP | Stock-Other | 1.12% | — | +40.51% | |
| 30 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | Stock-Other | 1.08% | — | -50.11% | |
| 31 | ENV 1.75 12-15-19 | Envestnet INC | Stock-Other | 0.93% | — | — | |
| 32 | MU 1.625 02-15-33 E | Micron Technology INC | Stock-Tech | 0.84% | — | — | |
| 33 | SNCR 0.75 08-15-19 | Synchronoss Technologies | Stock-Other | 0.84% | — | — | |
| 34 | SREV 1.5 08-01-18 | Servicesource Intl INC | Stock-Other | 0.66% | — | +7.58% | |
| 35 | EPAY 1.5 12-01-17 | Bottomline Technologies | Stock-Other | 0.64% | — | -29.62% | |
| 36 | WBMD 2.25 03-31-16 | Webmd Health CORP | Stock-Other | 0.63% | — | -45.60% | |
| 37 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 0.56% | — | -25.00% | |
| 38 | AIMC 2.75 03-01-31 | Altra Industrial Motion | Stock-Other | 0.45% | — | -28.07% | |
| 39 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | 0.31% | — | — | |
| 40 | ✓ | Fifth Str Sr Floatng Rate Co | Stock-Other | 0.28% | — | +1734.28% | |
| 41 | MDCO 1.375 06-01-17 | Medicines Company | Stock-Other | 0.26% | — | — | |
| 42 | BBL | Bhp Group Plc-adr | Stock-Other | 0.24% | — | — | |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.24% | — | +65.91% | |
| 44 | ✓ | Baltic Trading LTD | Stock-Other | 0.23% | — | -4.97% | |
| 45 | EXTR | Extreme Networks INC | Stock-Other | 0.21% | — | -17.12% | |
| 46 | VALE | Vale Sa-sp Adr | Stock-Materials | 0.17% | — | — | |
| 47 | VGR V1.75 04-15-20 | Vector Group LTD | Stock-Other | 0.12% | — | — | |
| 48 | ✓ | Energy Xxi (bermuda) LTD | Stock-Other | 0.09% | — | — | |
| 49 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.09% | — | -18.92% | |
| 50 | VER 3 08-01-18 | Vereit INC | Stock-Other | 0.07% | — | -97.06% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WDAY 0.75 07-15-18 | Workday INC | +2.4% | +900.00% | Add |
| 2 | SFLY 0.25 05-15-18 | Shutterfly INC | +1.7% | +245.98% | Add |
| 3 | GMED 2.75 07-01-17 | Nuvasive INC | +1.1% | +102.77% | Add |
| 4 | MDSO 1 08-01-18 | Medidata Solutions INC | +1% | +56.81% | Add |
| 5 | CQB 4.25 08-15-16 | Chiquita Brands Intl | +0.9% | +95.74% | Add |
| 6 | IDCC 2.5 03-15-16 | Interdigital INC | +0.5% | +28.41% | Add |
| 7 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | +0.4% | +56.82% | Add |
| 8 | INFN 1.75 06-01-18 | Infinera CORP | +0.3% | — | Unchanged |
| 9 | ✓ | Fifth Str Sr Floatng Rate Co | +0.3% | +1734.28% | Add |
| 10 | TIVO 2.625 02-15-40 | Rovi CORP | +0.2% | +40.51% | Add |
| 11 | PHIANA 2.875 09-01-15 | Volcano CORP | +0.1% | +23.88% | Add |
| 12 | NAK | Northern Dynasty Minerals | -0.1% | -67.99% | Trim |
| 13 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | -0.1% | -11.63% | Trim |
| 14 | ✓ | Aegean Marine Pete Network I | -0.1% | -13.05% | Trim |
| 15 | EXTR | Extreme Networks INC | -0.2% | -17.12% | Trim |
| 16 | ✓ | Baltic Trading LTD | -0.2% | -4.97% | Trim |
| 17 | ✓ | Energy Xxi (bermuda) LTD | -0.3% | — | Unchanged |
| 18 | AIMC 2.75 03-01-31 | Altra Industrial Motion | -0.3% | -28.07% | Trim |
| 19 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | -0.3% | -25.00% | Trim |
| 20 | ✓ | Powershares Qqq Trust Ser 1 | -0.3% | -18.92% | Trim |
| 21 | EPAY 1.5 12-01-17 | Bottomline Technologies | -0.4% | -29.62% | Trim |
| 22 | RMBS 1.125 08-15-18 | Rambus INC | -0.5% | — | Unchanged |
| 23 | RFPUSD | Resolute Forest Products | -0.6% | -3.48% | Trim |
| 24 | MU | Micron Technology INC | -0.6% | -36.11% | Trim |
| 25 | WBMD 2.25 03-31-16 | Webmd Health CORP | -0.7% | -45.60% | Trim |
| 26 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | -1.4% | -50.11% | Trim |
| 27 | ANRZQEUR | Alpha Natural Resources INC | -1.8% | +2.57% | Add |
| 28 | ✓ | Level 3 Communications INC | -2% | -21.17% | Trim |
| 29 | VER 3 08-01-18 | Vereit INC | -2.8% | -97.06% | Trim |
| 30 | GSATUSD | Globalstar INC | -3.3% | -1.83% | Trim |
| 31 | NOW 0 11-01-18 | Servicenow INC | — | NEW | New buy |
| 32 | IIVI 0.5 12-15-33 | Finisar CORP | — | NEW | New buy |
| 33 | PHIANA 1.75 12-01-17 | Volcano CORP | — | NEW | New buy |
| 34 | IIVI 5 10-15-29 | Finisar CORP | — | EXIT | Sold out |
| 35 | ARCC 5.75 02-01-16 | Ares Capital CORP | — | NEW | New buy |
| 36 | TTWO 1 07-01-18 | Take-two Interactive Sof | — | NEW | New buy |
| 37 | PFPT 1.25 12-15-18 | Proofpoint INC | — | NEW | New buy |
| 38 | PLAB 5.5 10-01-14 | Photronics INC | — | EXIT | Sold out |
| 39 | ANR 3.75 12-15-17 | Alpha Natural Resources | — | EXIT | Sold out |
| 40 | ENV 1.75 12-15-19 | Envestnet INC | — | NEW | New buy |
| 41 | IRC 5 11-15-29 | Irc Retail Centers INC | — | EXIT | Sold out |
| 42 | MOVE 2.75 09-01-18 | Move INC | — | EXIT | Sold out |
| 43 | ARCC 4.875 03-15-17 | Ares Capital CORP | — | NEW | New buy |
| 44 | MDCO 1.375 06-01-17 | Medicines Company | — | NEW | New buy |
| 45 | RICEEUR | Eqt Re Merger Sub INC | — | EXIT | Sold out |
| 46 | BBL | Bhp Group Plc-adr | — | NEW | New buy |
| 47 | VALE | Vale Sa-sp Adr | — | NEW | New buy |
| 48 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | — | EXIT | Sold out |
| 49 | ✓ | Endeavour Intl CORP | — | EXIT | Sold out |
| 50 | FITB | Fifth Third Bancorp | — | NEW | New buy |