CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RFPUSD | Resolute Forest Products | Stock-Other | 16.70% | — | — | |
| 2 | GSATUSD | Globalstar INC | Stock-Other | 9.58% | — | -5.37% | |
| 3 | ✓ | Level 3 Communications INC | Stock-Other | 8.00% | — | — | |
| 4 | INFN 1.75 06-01-18 | Infinera CORP | Stock-Other | 4.97% | — | +12.99% | |
| 5 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | Stock-Other | 4.89% | — | +1.18% | |
| 6 | ANRZQEUR | Alpha Natural Resources INC | Stock-Other | 4.52% | — | +7.50% | |
| 7 | WBMD 2.5 01-31-18 | Webmd Health CORP | Stock-Other | 4.18% | — | +11.34% | |
| 8 | RMBS 1.125 08-15-18 | Rambus INC | Stock-Tech | 3.12% | — | — | |
| 9 | VER 3 08-01-18 | Vereit INC | Stock-Other | 2.87% | — | +6.94% | |
| 10 | MFIC 5.75 01-15-16 | Apollo Investment CORP | Stock-Other | 2.72% | — | -24.50% | |
| 11 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | Stock-Other | 2.48% | — | — | |
| 12 | GLBR 2.25 06-15-18 | Global Brokerage INC | Stock-Other | 2.43% | — | — | |
| 13 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | Stock-Other | 2.39% | — | — | |
| 14 | MDSO 1 08-01-18 | Medidata Solutions INC | Stock-Other | 2.35% | — | — | |
| 15 | IDCC 2.5 03-15-16 | Interdigital INC | Stock-Tech | 2.26% | — | — | |
| 16 | IIVI 5 10-15-29 | Finisar CORP | Stock-Other | 2.10% | — | — | |
| 17 | MU | Micron Technology INC | Stock-Tech | 2.08% | — | -0.56% | |
| 18 | PLAB 3.25 04-01-16 | Photronics INC | Stock-Other | 1.67% | — | -31.07% | |
| 19 | ✓ | Aegean Marine Pete Network I | Stock-Other | 1.58% | — | — | |
| 20 | WBMD 2.25 03-31-16 | Webmd Health CORP | Stock-Other | 1.31% | — | -6.12% | |
| 21 | CQB 4.25 08-15-16 | Chiquita Brands Intl | Stock-Other | 1.26% | — | -14.45% | |
| 22 | PLAB 5.5 10-01-14 | Photronics INC | Stock-Other | 1.14% | — | — | |
| 23 | PHIANA 2.875 09-01-15 | Volcano CORP | Stock-Other | 1.11% | — | +75.75% | |
| 24 | EPAY 1.5 12-01-17 | Bottomline Technologies | Stock-Other | 1.08% | — | — | |
| 25 | ANR 3.75 12-15-17 | Alpha Natural Resources | Stock-Other | 1.08% | — | +20.27% | |
| 26 | GMED 2.75 07-01-17 | Nuvasive INC | Stock-Healthcare | 1.04% | — | — | |
| 27 | SNCR 0.75 08-15-19 | Synchronoss Technologies | Stock-Other | 0.99% | — | — | |
| 28 | SFLY 0.25 05-15-18 | Shutterfly INC | Stock-Other | 0.95% | — | -39.14% | |
| 29 | MU 1.625 02-15-33 E | Micron Technology INC | Stock-Tech | 0.93% | — | -86.00% | |
| 30 | TIVO 2.625 02-15-40 | Rovi CORP | Stock-Other | 0.90% | — | — | |
| 31 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | Stock-Consumer Disc | 0.88% | — | -31.25% | |
| 32 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 0.85% | — | — | |
| 33 | AIMC 2.75 03-01-31 | Altra Industrial Motion | Stock-Other | 0.73% | — | -14.93% | |
| 34 | SREV 1.5 08-01-18 | Servicesource Intl INC | Stock-Other | 0.70% | — | — | |
| 35 | IRC 5 11-15-29 | Irc Retail Centers INC | Stock-Other | 0.44% | — | — | |
| 36 | ✓ | Baltic Trading LTD | Stock-Other | 0.44% | — | +40.08% | |
| 37 | MOVE 2.75 09-01-18 | Move INC | Stock-Other | 0.41% | — | — | |
| 38 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.41% | — | +60.87% | |
| 39 | EXTR | Extreme Networks INC | Stock-Other | 0.39% | — | +23.84% | |
| 40 | ✓ | Energy Xxi (bermuda) LTD | Stock-Other | 0.36% | — | +50.00% | |
| 41 | WDAY 0.75 07-15-18 | Workday INC | Stock-Tech | 0.31% | — | — | |
| 42 | RICEEUR | Eqt Re Merger Sub INC | Stock-Other | 0.28% | — | — | |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.25% | — | +1000.00% | |
| 44 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | Stock-Other | 0.18% | — | — | |
| 45 | VGR V1.75 04-15-20 | Vector Group LTD | Stock-Other | 0.14% | — | -40.00% | |
| 46 | ✓ | Endeavour Intl CORP | Stock-Other | 0.08% | — | -40.34% | |
| 47 | NAK | Northern Dynasty Minerals | Stock-Other | 0.07% | — | — | |
| 48 | WMGI 2.625 12-01-14 | Wright Medical Group INC | Stock-Other | 0.04% | — | — | |
| 49 | RY | Royal Bank Of Canada | Stock-Financials | 0.03% | — | -25.00% | |
| 50 | TNK | Teekay Tankers Ltd. | Stock-Other | 0.03% | — | -21.88% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | +1.4% | +1.18% | Add |
| 2 | INFN 1.75 06-01-18 | Infinera CORP | +1.1% | +12.99% | Add |
| 3 | ✓ | Level 3 Communications INC | +0.9% | — | Unchanged |
| 4 | WBMD 2.5 01-31-18 | Webmd Health CORP | +0.5% | +11.34% | Add |
| 5 | PHIANA 2.875 09-01-15 | Volcano CORP | +0.5% | +75.75% | Add |
| 6 | ✓ | Powershares Qqq Trust Ser 1 | +0.3% | +60.87% | Add |
| 7 | VER 3 08-01-18 | Vereit INC | +0.3% | +6.94% | Add |
| 8 | MU | Micron Technology INC | +0.2% | -0.56% | Trim |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +1000.00% | Add |
| 10 | RFPUSD | Resolute Forest Products | +0.1% | — | Unchanged |
| 11 | EXTR | Extreme Networks INC | +0.1% | +23.84% | Add |
| 12 | IDCC 2.5 03-15-16 | Interdigital INC | 0% | — | Unchanged |
| 13 | WBMD 2.25 03-31-16 | Webmd Health CORP | 0% | -6.12% | Trim |
| 14 | PLAB 5.5 10-01-14 | Photronics INC | 0% | — | Unchanged |
| 15 | VGR V1.75 04-15-20 | Vector Group LTD | -0.1% | -40.00% | Trim |
| 16 | ✓ | Energy Xxi (bermuda) LTD | -0.1% | +50.00% | Add |
| 17 | CQB 4.25 08-15-16 | Chiquita Brands Intl | -0.1% | -14.45% | Trim |
| 18 | AIMC 2.75 03-01-31 | Altra Industrial Motion | -0.2% | -14.93% | Trim |
| 19 | IIVI 5 10-15-29 | Finisar CORP | -0.2% | — | Unchanged |
| 20 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | -0.3% | -31.25% | Trim |
| 21 | SFLY 0.25 05-15-18 | Shutterfly INC | -0.5% | -39.14% | Trim |
| 22 | ✓ | Endeavour Intl CORP | -0.5% | -40.34% | Trim |
| 23 | PLAB 3.25 04-01-16 | Photronics INC | -0.7% | -31.07% | Trim |
| 24 | MFIC 5.75 01-15-16 | Apollo Investment CORP | -0.7% | -24.50% | Trim |
| 25 | GSATUSD | Globalstar INC | -1.3% | -5.37% | Trim |
| 26 | ANRZQEUR | Alpha Natural Resources INC | -1.3% | +7.50% | Add |
| 27 | MU 1.625 02-15-33 E | Micron Technology INC | -5% | -86.00% | Trim |
| 28 | JBLU 6.75 10-15-39 B-D | Jetblue Airways CORP | — | EXIT | Sold out |
| 29 | RMBS 1.125 08-15-18 | Rambus INC | — | NEW | New buy |
| 30 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | — | NEW | New buy |
| 31 | GLBR 2.25 06-15-18 | Global Brokerage INC | — | NEW | New buy |
| 32 | MDSO 1 08-01-18 | Medidata Solutions INC | — | NEW | New buy |
| 33 | NUAN 2.75 11-01-31 | Nuance Communications | — | EXIT | Sold out |
| 34 | PSEC 5.875 01-15-19 | Prospect Capital CORP | — | EXIT | Sold out |
| 35 | SNCR 0.75 08-15-19 | Synchronoss Technologies | — | NEW | New buy |
| 36 | XXIA 3 12-15-15 | Ixia | — | EXIT | Sold out |
| 37 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | — | NEW | New buy |
| 38 | TSLA 0.25 03-01-19 | Tesla INC | — | EXIT | Sold out |
| 39 | SREV 1.5 08-01-18 | Servicesource Intl INC | — | NEW | New buy |
| 40 | TIBX 2.25 05-01-32 | Cloud Software Grp INC | — | EXIT | Sold out |
| 41 | MOVE 2.75 09-01-18 | Move INC | — | NEW | New buy |
| 42 | WDAY 0.75 07-15-18 | Workday INC | — | NEW | New buy |
| 43 | RICEEUR | Eqt Re Merger Sub INC | — | NEW | New buy |
| 44 | ANR 4.875 12-15-20 | Alpha Natural Resources | — | EXIT | Sold out |
| 45 | RXT | Rackspace Technology, Inc. | — | EXIT | Sold out |
| 46 | FITB | Fifth Third Bancorp | — | EXIT | Sold out |
| 47 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | — | NEW | New buy |
| 48 | SRC 2.875 05-15-19 | Spirit Realty Capital In | — | EXIT | Sold out |
| 49 | SRC 3.75 05-15-21 | Spirit Realty Capital In | — | EXIT | Sold out |
| 50 | APO | Apollo Global Management, Inc. | — | EXIT | Sold out |