CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RFPUSD | Resolute Forest Products | Stock-Other | 22.18% | — | — | |
| 2 | ✓ | Level 3 Communications INC | Stock-Other | 7.32% | — | -32.42% | |
| 3 | ANRZQEUR | Alpha Natural Resources INC | Stock-Other | 6.41% | — | +9.76% | |
| 4 | MU 1.625 02-15-33 E | Micron Technology INC | Stock-Tech | 4.77% | — | — | |
| 5 | MFIC 5.75 01-15-16 | Apollo Investment CORP | Stock-Other | 3.83% | — | +33.53% | |
| 6 | WBMD 2.5 01-31-18 | Webmd Health CORP | Stock-Other | 3.82% | — | +29.48% | |
| 7 | JBLU 6.75 10-15-39 B-D | Jetblue Airways CORP | Stock-Industrials | 3.76% | — | — | |
| 8 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | Stock-Other | 3.73% | — | — | |
| 9 | IDCC 2.5 03-15-16 | Interdigital INC | Stock-Tech | 3.67% | — | -5.73% | |
| 10 | IIVI 5 10-15-29 | Finisar CORP | Stock-Other | 3.42% | — | — | |
| 11 | CCOI 1 06-15-27 | Cogent Communications Ho | Stock-Other | 3.31% | — | -2.15% | |
| 12 | MODV 6.5 05-15-14 | Providence Service CORP | Stock-Other | 2.74% | — | — | |
| 13 | PLAB 3.25 04-01-16 | Photronics INC | Stock-Other | 2.58% | — | — | |
| 14 | RMBS 5 06-15-14 | Rambus INC | Stock-Tech | 2.05% | — | — | |
| 15 | NUAN 2.75 11-01-31 | Nuance Communications | Stock-Other | 1.90% | — | — | |
| 16 | T 4.5 07-15-14 | Leap Wireless Intl INC | Stock-Comm Services | 1.90% | — | -29.16% | |
| 17 | CQB 4.25 08-15-16 | Chiquita Brands Intl | Stock-Other | 1.79% | — | -8.87% | |
| 18 | WBMD 2.25 03-31-16 | Webmd Health CORP | Stock-Other | 1.51% | — | — | |
| 19 | HLF | Herbalife Ltd. | Stock-Other | 1.30% | — | — | |
| 20 | EPAY 1.5 12-01-17 | Bottomline Technologies | Stock-Other | 1.28% | — | +21.48% | |
| 21 | PLAB 5.5 10-01-14 | Photronics INC | Stock-Other | 1.27% | — | — | |
| 22 | TIVO 2.625 02-15-40 | Rovi CORP | Stock-Other | 1.23% | — | — | |
| 23 | AIMC 2.75 03-01-31 | Altra Industrial Motion | Stock-Other | 1.21% | — | — | |
| 24 | ✓ | Endeavour Intl CORP | Stock-Other | 1.19% | — | -31.62% | |
| 25 | GMED 2.75 07-01-17 | Nuvasive INC | Stock-Healthcare | 1.13% | — | — | |
| 26 | ✓ | Aegean Marine Pete Network I | Stock-Other | 1.10% | — | — | |
| 27 | VER 3 08-01-18 | Vereit INC | Stock-Other | 1.01% | — | +266.67% | |
| 28 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | 0.91% | — | — | |
| 29 | MU | Micron Technology INC | Stock-Tech | 0.89% | — | -1.31% | |
| 30 | LLL 3 08-01-35 | L-3 Comms Hldgs INC | Stock-Other | 0.86% | — | -83.20% | |
| 31 | ANR 3.75 12-15-17 | Alpha Natural Resources | Stock-Other | 0.79% | — | — | |
| 32 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 0.72% | — | — | |
| 33 | ANR 4.875 12-15-20 | Alpha Natural Resources | Stock-Other | 0.57% | — | -11.11% | |
| 34 | PHIANA 2.875 09-01-15 | Volcano CORP | Stock-Other | 0.53% | — | — | |
| 35 | IRC 5 11-15-29 | Irc Retail Centers INC | Stock-Other | 0.47% | — | — | |
| 36 | VER 3.75 12-15-20 | Vereit INC | Stock-Other | 0.47% | — | — | |
| 37 | JBLU 5.5 10-15-38 B | Jetblue Airways CORP | Stock-Industrials | 0.46% | — | — | |
| 38 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | Stock-Consumer Disc | 0.44% | — | — | |
| 39 | FITB | Fifth Third Bancorp | Stock-Financials | 0.21% | — | +91.87% | |
| 40 | ✓ | Cbeyond INC Com | Stock-Other | 0.15% | — | +6.67% | |
| 41 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 0.14% | — | — | |
| 42 | TIBX 2.25 05-01-32 | Cloud Software Grp INC | Stock-Other | 0.13% | — | — | |
| 43 | NAK | Northern Dynasty Minerals | Stock-Other | 0.13% | — | — | |
| 44 | SOQDQ | Sonde Resources CORP | Stock-Other | 0.08% | — | — | |
| 45 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.07% | — | -80.00% | |
| 46 | APO | Apollo Global Management, Inc. | Stock-Financials | 0.06% | — | — | |
| 47 | RY | Royal Bank Of Canada | Stock-Financials | 0.06% | — | — | |
| 48 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.06% | — | — | |
| 49 | WMGI 2.625 12-01-14 | Wright Medical Group INC | Stock-Other | 0.04% | — | — | |
| 50 | TNK | Teekay Tankers Ltd. | Stock-Other | 0.03% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RFPUSD | Resolute Forest Products | +3% | — | Unchanged |
| 2 | MFIC 5.75 01-15-16 | Apollo Investment CORP | +0.7% | +33.53% | Add |
| 3 | VER 3 08-01-18 | Vereit INC | +0.7% | +266.67% | Add |
| 4 | WBMD 2.5 01-31-18 | Webmd Health CORP | +0.7% | +29.48% | Add |
| 5 | MU | Micron Technology INC | +0.2% | -1.31% | Trim |
| 6 | EPAY 1.5 12-01-17 | Bottomline Technologies | +0.1% | +21.48% | Add |
| 7 | FITB | Fifth Third Bancorp | +0.1% | +91.87% | Add |
| 8 | RY | Royal Bank Of Canada | +0.1% | — | Unchanged |
| 9 | IWM | Ishares Russell 2000 ETF | +0.1% | -80.00% | Trim |
| 10 | IIVI 5 10-15-29 | Finisar CORP | 0% | — | Unchanged |
| 11 | GMED 2.75 07-01-17 | Nuvasive INC | 0% | — | Unchanged |
| 12 | NAK | Northern Dynasty Minerals | -0.1% | — | Unchanged |
| 13 | AIMC 2.75 03-01-31 | Altra Industrial Motion | -0.1% | — | Unchanged |
| 14 | ✓ | Walter Energy Inc | -0.1% | -99.11% | Trim |
| 15 | ✓ | Aegean Marine Pete Network I | -0.2% | — | Unchanged |
| 16 | PLAB 5.5 10-01-14 | Photronics INC | -0.2% | — | Unchanged |
| 17 | ANR 3.75 12-15-17 | Alpha Natural Resources | -0.3% | — | Unchanged |
| 18 | CQB 4.25 08-15-16 | Chiquita Brands Intl | -0.3% | -8.87% | Trim |
| 19 | PLAB 3.25 04-01-16 | Photronics INC | -0.3% | — | Unchanged |
| 20 | MODV 6.5 05-15-14 | Providence Service CORP | -0.3% | — | Unchanged |
| 21 | JBLU 6.75 10-15-39 B-D | Jetblue Airways CORP | -0.3% | — | Unchanged |
| 22 | ANR 4.875 12-15-20 | Alpha Natural Resources | -0.3% | -11.11% | Trim |
| 23 | CCOI 1 06-15-27 | Cogent Communications Ho | -0.4% | -2.15% | Trim |
| 24 | IDCC 2.5 03-15-16 | Interdigital INC | -0.5% | -5.73% | Trim |
| 25 | T 4.5 07-15-14 | Leap Wireless Intl INC | -1% | -29.16% | Trim |
| 26 | ✓ | Level 3 Communications INC | -1.5% | -32.42% | Trim |
| 27 | ✓ | Endeavour Intl CORP | -1.9% | -31.62% | Trim |
| 28 | ANRZQEUR | Alpha Natural Resources INC | -2.2% | +9.76% | Add |
| 29 | LLL 3 08-01-35 | L-3 Comms Hldgs INC | -4.1% | -83.20% | Trim |
| 30 | MU 1.625 02-15-33 E | Micron Technology INC | — | NEW | New buy |
| 31 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | — | NEW | New buy |
| 32 | AMD 6 05-01-15 | Advanced Micro Devices | — | EXIT | Sold out |
| 33 | NUAN 2.75 11-01-31 | Nuance Communications | — | NEW | New buy |
| 34 | HLF | Herbalife Ltd. | — | NEW | New buy |
| 35 | IONS 2.75 10-01-19 | Ionis Pharmaceuticals In | — | EXIT | Sold out |
| 36 | TSLA 0.25 03-01-19 | Tesla INC | — | NEW | New buy |
| 37 | VER 3.75 12-15-20 | Vereit INC | — | NEW | New buy |
| 38 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | — | NEW | New buy |
| 39 | DRIV 2 11-01-30 | Digital River INC | — | EXIT | Sold out |
| 40 | ✓ | Pendrell CORP | — | EXIT | Sold out |
| 41 | DRIV 1.25 01-01-24 | Digital River INC | — | EXIT | Sold out |
| 42 | GOGO | Gogo INC | — | EXIT | Sold out |
| 43 | TTMI 1.75 12-15-20 | Ttm Technologies INC | — | NEW | New buy |
| 44 | TIBX 2.25 05-01-32 | Cloud Software Grp INC | — | NEW | New buy |
| 45 | ✓ | Sonde Resources CORP | — | EXIT | Sold out |
| 46 | ✓ | Orexigen Therapeutics INC | — | EXIT | Sold out |
| 47 | SOQDQ | Sonde Resources CORP | — | NEW | New buy |
| 48 | APO | Apollo Global Management, Inc. | — | NEW | New buy |
| 49 | ✓ | Powershares Qqq Trust Ser 1 | — | NEW | New buy |
| 50 | ECHO | Echostar Corp-a | — | NEW | New buy |