Sonora Investment Management, LLC — Q4 2017 13F Holdings

Name: Sonora Investment Management, LLC — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001418539

Total reported value

$797.8M

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Full holdings list this quarter

Showing top 200 holdings (of 1241 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSGS 4.25 03-15-36	Csg Systems Internationa	Stock-Other	3.24%	—	+9.68%
2	SPPI 2.75 12-15-18	Spectrum Pharmaceuticals	Stock-Other	2.93%	—	-4.32%
3	IONS 1 11-15-21	Ionis Pharmaceuticals In	Stock-Healthcare	2.89%	—	-0.17%
4	VRNT 1.5 06-01-21	Verint Systems INC	Stock-Other	2.78%	—	+8.91%
5	AAWW 2.25 06-01-22	Atlas Air Worldwide Hldg	Stock-Other	2.71%	—	-1.63%
6	QDEL 3.25 12-15-20	Quidel CORP	Stock-Other	2.58%	—	-5.29%
7	GAP 5.95 04-12-21	Gap Inc/the	Stock-Consumer Disc	2.38%	—	+8.16%
8	AAPL	Apple INC	Stock-Tech	2.08%	—	—
9	CSOD 1.5 07-01-18	Cornerstone Ondemand INC	Stock-Other	1.72%	—	-2.66%
10	MSFT	Microsoft CORP	Stock-Tech	1.70%	—	+4.13%
11	QCOM	Qualcomm INC	Stock-Tech	1.58%	—	-1.18%
12	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	1.54%	—	-0.75%
13	EMR	Emerson Electric Co	Stock-Industrials	1.54%	—	+28.80%
14	BBWI 7 05-01-20	L Brands INC	Stock-Consumer Disc	1.44%	—	-2.13%
15	UNP	Union Pacific CORP	Stock-Industrials	1.44%	—	+2.83%
16	MHO 3 03-01-18	M/i Homes INC	Stock-Consumer Disc	1.40%	—	-1.55%
17	HOLX 0 03-01-42 2012	Hologic INC	Stock-Other	1.39%	—	-3.35%
18	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	1.30%	—	-22.54%
19	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.29%	—	+5.84%
20	TOL 4 12-31-18	Toll Bros Finance CORP	Stock-Consumer Disc	1.20%	—	-3.22%
21	JNPR 4.5 03-15-24	Juniper Networks INC	Stock-Other	1.15%	—	+4.23%
22	VGR V1.75 04-15-20	Vector Group LTD	Stock-Other	1.14%	—	-0.73%
23	JNJ	Johnson & Johnson	Stock-Healthcare	1.08%	—	+4.20%
24	GLW	Corning INC	Stock-Tech	1.07%	—	-2.12%
25	HWM 1.625 10-15-19	Arconic INC	Stock-Industrials	1.05%	—	-1.73%
26	MTH 7 04-01-22	Meritage Homes CORP	Stock-Consumer Disc	1.05%	—	+23.75%
27	NUAN 1.5 11-01-35	Nuance Communications	Stock-Other	1.04%	—	+6.60%
28	BMRN 1.5 10-15-20	Biomarin Pharmaceutical	Stock-Healthcare	0.99%	—	-1.06%
29	ABBNY	Abb Ltd-spon Adr	Stock-Industrials	0.97%	—	—
30	IONS	Ionis Pharmaceuticals INC	Stock-Healthcare	0.96%	—	+0.88%
31	VLO 6.125 02-01-20	Valero Energy CORP	Stock-Energy	0.95%	—	-2.65%
32	CSCO	Cisco Systems INC	Stock-Tech	0.93%	—	+22.03%
33	TOL 5.875 02-15-22	Toll Bros Finance CORP	Stock-Consumer Disc	0.91%	—	+12.17%
34	HD	Home Depot INC	Stock-Consumer Disc	0.90%	—	-0.84%
35	RSG	Republic Services INC	Stock-Industrials	0.90%	—	+5.55%
36	BMRN 0.599 08-01-24	Biomarin Pharmaceutical	Stock-Healthcare	0.89%	—	+12.63%
37	BBWI 6.625 04-01-21	L Brands INC	Stock-Consumer Disc	0.89%	—	+28.63%
38	MGP	Mgm Growth Properties Llc-a	Stock-Other	0.88%	—	+13.36%
39	PNC	Pnc Financial Services Group	Stock-Financials	0.87%	—	+10.10%
40	BBTUSD	Bb&t CORP	Stock-Other	0.86%	—	—
41	INTC	Intel CORP	Stock-Tech	0.86%	—	+33.31%
42	✓		Stock-Other	0.83%	—	+9.17%
43	PFE	Pfizer INC	Stock-Healthcare	0.81%	—	+13.84%
44	ADBE	Adobe INC	Stock-Tech	0.78%	—	-1.76%
45	MTH 4.5 03-01-18	Meritage Homes CORP	Stock-Consumer Disc	0.78%	—	-2.33%
46	SPPIUSD	Spectrum Pharmaceuticals INC	Stock-Other	0.76%	—	-7.10%
47	XOM	Exxon Mobil CORP	Stock-Energy	0.75%	—	+9.92%
48	CGNX	Cognex CORP	Stock-Tech	0.74%	—	+73.94%
49	MIC 2 10-01-23	Macquarie Infrastructure	Stock-Other	0.73%	—	+27.22%
50	LYV 2.5 05-15-19	Live Nation Entertainmen	Stock-Comm Services	0.73%	—	-6.30%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Sonora Investment Management, LLC for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DD	DuPont de Nemours, Inc.	+0.5%	+5851.84%	Add
2	SPPI 2.75 12-15-18	Spectrum Pharmaceuticals	+0.5%	-4.32%	Trim
3	EMR	Emerson Electric Co	+0.4%	+28.80%	Add
4	INTC	Intel CORP	+0.3%	+33.31%	Add
5	CSCO	Cisco Systems INC	+0.2%	+22.03%	Add
6	QCOM	Qualcomm INC	+0.2%	-1.18%	Trim
7	MSFT	Microsoft CORP	+0.2%	+4.13%	Add
8	BBWI 6.625 04-01-21	L Brands INC	+0.1%	+28.63%	Add
9	UNP	Union Pacific CORP	+0.1%	+2.83%	Add
10	MTH 7 04-01-22	Meritage Homes CORP	+0.1%	+23.75%	Add
11	MIC 2 10-01-23	Macquarie Infrastructure	+0.1%	+27.22%	Add
12	SPPIUSD	Spectrum Pharmaceuticals INC	+0.1%	-7.10%	Trim
13	GOOG	Alphabet Inc-cl C	+0.1%	+5.84%	Add
14	VLO	Valero Energy CORP	+0.1%	+10.33%	Add
15	CSGS 4.25 03-15-36	Csg Systems Internationa	+0.1%	+9.68%	Add
16	PNC	Pnc Financial Services Group	+0.1%	+10.10%	Add
17	✓		+0.1%	+9.17%	Add
18	PFE	Pfizer INC	+0.1%	+13.84%	Add
19	HOLX 0 03-01-42 2012	Hologic INC	+0.1%	-3.35%	Trim
20	HD	Home Depot INC	+0.1%	-0.84%	Trim
21	ADBE	Adobe INC	+0.1%	-1.76%	Trim
22	JNJ	Johnson & Johnson	0%	+4.20%	Add
23	VRNT 1.5 06-01-21	Verint Systems INC	0%	+8.91%	Add
24	NUAN 1.5 11-01-35	Nuance Communications	0%	+6.60%	Add
25	GAP 5.95 04-12-21	Gap Inc/the	0%	+8.16%	Add
26	AEP	American Electric Power Company, Inc.	-0.1%	-58.10%	Trim
27	✓	Government Pptys Income Tr	-0.2%	-95.62%	Trim
28	CAH	Cardinal Health INC	-0.2%	-98.73%	Trim
29	LYB	LyondellBasell Industries N.V.	-0.4%	-81.31%	Trim
30	QDEL 3.25 12-15-20	Quidel CORP	-0.4%	-5.29%	Trim
31	AAWW 2.25 06-01-22	Atlas Air Worldwide Hldg	-0.4%	-1.63%	Trim
32	NUAN 2.75 11-01-31	Nuance Communications	-0.5%	-22.54%	Trim
33	AAPL	Apple INC	—	NEW	New buy
34	✓		—	EXIT	Sold out
35	ABBNY	Abb Ltd-spon Adr	—	NEW	New buy
36	BBTUSD	Bb&t CORP	—	NEW	New buy
37	✓	Bb&t CORP	—	EXIT	Sold out
38	✓	Abb LTD	—	EXIT	Sold out
39	✓	Bb&t CORP 5.625%	—	NEW	New buy
40	✓	Bb&t CORP Pfd	—	EXIT	Sold out
41	Z 2 12-01-21	Zillow INC	—	NEW	New buy
42	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
43	✓	Berkshire Hathaway INC Del Cl B New	—	EXIT	Sold out
44	BA	Boeing Co/the	—	NEW	New buy
45	CVS	Cvs Health CORP	—	EXIT	Sold out
46	✓	Boeing Co	—	EXIT	Sold out
47	MAR 3.25 09-15-22	Marriott International	—	NEW	New buy
48	AMZN	Amazon.com INC	—	NEW	New buy
49	✓	Allianzgi Conv & INC Fd	—	EXIT	Sold out
50	✓	Allianzgi Conv & Income Fd	—	NEW	New buy