Smith Affiliated Capital Corp. — Q3 2014 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	48.50%	+0.14%	+246.91%
2	CENTA	Central Garden & Pet Company	Stock-Other	46.76%	—	-71.32%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	0.66%	-1.46%	+171.32%
4	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.53%	—	—
5	MUX	McEwen Inc.	Stock-Other	0.48%	-0.04%	—
6	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.12%	—	—
7	GLD	Spdr Gold Shares	ETF-Commodities	0.10%	-0.19%	-99.63%
8	PPG	Ppg Industries INC	Stock-Materials	0.09%	—	-1.77%
9	V	Visa Inc-class A Shares	Stock-Financials	0.09%	+0.02%	—
10	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.09%	—	-18.95%
11	DVN	Devon Energy CORP	Stock-Energy	0.08%	—	—
12	GE 4.875 10-15-52	General Electric Co	Stock-Industrials	0.08%	—	+400.00%
13	HTZ	Hertz Global Holdings, Inc.	Stock-Other	0.07%	—	—
14	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.06%	-0.04%	+469.63%
15	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.06%	+0.02%	+47.91%
16	AEP	American Electric Power	Stock-Utilities	0.06%	—	+85.11%
17	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.05%	—	-4.76%
18	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.05%	—	—
19	✓		Stock-Other	0.05%	—	+2365.00%
20	OASEUR	Oasis Petroleum INC	Stock-Other	0.05%	—	—
21	UTXZ	United Tech CORP	Stock-Other	0.05%	—	-4.44%
22	LUV	Southwest Airlines Co	Stock-Industrials	0.04%	-0.02%	+1547.20%
23	TXN	Texas Instruments INC	Stock-Tech	0.04%	+0.02%	+124.69%
24	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.04%	—	—
25	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.04%	—	-0.16%
26	✓	Cbs CORP New	Stock-Other	0.04%	—	—
27	DUK	Duke Energy CORP	Stock-Utilities	0.04%	—	—
28	HXL	Hexcel CORP	Stock-Industrials	0.04%	—	—
29	SJM	Jm Smucker Co/the	Stock-Consumer Staples	0.04%	—	—
30	DAL	Delta Air Lines INC	Stock-Industrials	0.04%	—	—
31	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.04%	—	-47.32%
32	ROK	Rockwell Automation INC	Stock-Industrials	0.04%	—	+40.00%
33	CLX	Clorox Company	Stock-Consumer Staples	0.04%	—	—
34	IBM	Intl Business Machines CORP	Stock-Tech	0.04%	—	-21.05%
35	MRK	Merck & Co. INC.	Stock-Healthcare	0.03%	—	—
36	AL	Air Lease CORP	Stock-Other	0.03%	—	—
37	KO	Coca-cola Co/the	Stock-Consumer Staples	0.03%	—	-14.95%
38	APD	Air Products & Chemicals INC	Stock-Materials	0.03%	—	—
39	HAL	Halliburton Co	Stock-Energy	0.03%	—	—
40	BA	Boeing Co/the	Stock-Industrials	0.03%	+0.03%	—
41	AXP	American Express Co	Stock-Financials	0.03%	—	—
42	✓		Stock-Other	0.03%	—	—
43	NLY 7.5 PERP D	Annaly Capital Mgmt	Stock-Real Estate	0.03%	—	—
44	✓		Stock-Other	0.03%	—	+356.80%
45	CVI	Cvr Energy INC	Stock-Other	0.03%	—	—
46	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.03%	—	—
47	WBA	Walgreens Boots Alliance INC	Stock-Other	0.03%	—	—
48	MCO	Moody's CORP	Stock-Financials	0.03%	—	—
49	AGZ	Ishares Agency Bond ETF	ETF-Other	0.03%	—	-5.00%
50	CSX	Csx CORP	Stock-Industrials	0.03%	—	—

1–50 of 114

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	URNM	Sprott Uranium Miners ETF	+2%	+246.91%	Add
2	IWB	Ishares Russell 1000 ETF	+0.6%	+171.32%	Add
3	IEI	Ishares 3-7 Year Treasury Bo	+0.1%	-18.95%	Trim
4	GE 4.875 10-15-52	General Electric Co	+0.1%	+400.00%	Add
5	AEP	American Electric Power Company, Inc.	+0.1%	+469.63%	Add
6	✓		0%	+2365.00%	Add
7	UTXZ	United Tech CORP	0%	-4.44%	Trim
8	TXN	Texas Instruments INC	0%	+124.69%	Add
9	JBLU	Jetblue Airways CORP	0%	+70.00%	Add
10	FMSFX	Fidelity Mortgage Secur	0%	+4.94%	Add
11	JHS	John Hancock Income Sec Tr	0%	-13.25%	Trim
12	GLD	Spdr Gold Shares	-0.5%	-99.63%	Trim
13	CENTA	Central Garden & Pet Company	-2.7%	-71.32%	Trim
14	EWA	Ishares Msci Australia ETF	—	EXIT	Sold out
15	BRK-A	Berkshire Hathaway Inc-cl A	—	NEW	New buy
16	MUX	McEwen Inc.	—	NEW	New buy
17	XJQCX	Nuveen Credit Strategies INC	—	EXIT	Sold out
18	EWC	Ishares Msci Canada ETF	—	EXIT	Sold out
19	SLV	Ishares Silver Trust	—	EXIT	Sold out
20	WSBIX	Allspring S/t Muni Bnd-inst	—	EXIT	Sold out
21	TLT	iShares 20+ Year Treasury Bond ETF	—	NEW	New buy
22	NMANX	Neuberger Mid Cap Growth-inv	—	EXIT	Sold out
23	MDLZ	Mondelez International, Inc.	—	EXIT	Sold out
24	V	Visa Inc-class A Shares	—	NEW	New buy
25	✓		—	EXIT	Sold out
26	DVN	Devon Energy CORP	—	NEW	New buy
27	HTZ	Hertz Global Holdings, Inc.	—	NEW	New buy
28	GAB	Gabelli Equity Trust	—	EXIT	Sold out
29	✓	Silver Bullion Tr.	—	EXIT	Sold out
30	✓		—	EXIT	Sold out
31	✓		—	EXIT	Sold out
32	OASEUR	Oasis Petroleum INC	—	NEW	New buy
33	✓		—	EXIT	Sold out
34	ORCL	Oracle CORP	—	EXIT	Sold out
35	CCL1EUR	Carnival CORP LTD	—	EXIT	Sold out
36	HSBC 6.2 PERP A	Hsbc Holdings PLC	—	EXIT	Sold out
37	DEO	Diageo Plc-sponsored Adr	—	NEW	New buy
38	✓	Cbs CORP New	—	NEW	New buy
39	JORNX	Janus Hndrsn Glbl Sel-t	—	EXIT	Sold out
40	DUK	Duke Energy CORP	—	NEW	New buy
41	HXL	Hexcel CORP	—	NEW	New buy
42	SJM	Jm Smucker Co/the	—	NEW	New buy
43	DAL	Delta Air Lines INC	—	NEW	New buy
44	CLX	Clorox Company	—	NEW	New buy
45	FOE	Ferro CORP	—	EXIT	Sold out
46	FTFMX	Fidelity Ny Muni INC	—	EXIT	Sold out
47	MRK	Merck & Co. INC.	—	NEW	New buy
48	✓		—	EXIT	Sold out
49	EXC	Exelon CORP	—	EXIT	Sold out
50	AL	Air Lease CORP	—	NEW	New buy