Smith Affiliated Capital Corp. — Q2 2014 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CENTA	Central Garden & Pet Company	Stock-Other	49.46%	—	+246.91%
2	URNM	Sprott Uranium Miners ETF	ETF-Other	46.54%	+0.14%	-71.17%
3	GLD	Spdr Gold Shares	ETF-Commodities	0.60%	-0.19%	+26891.14%
4	EWA	Ishares Msci Australia ETF	ETF-Other	0.57%	—	—
5	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.42%	—	—
6	EWC	Ishares Msci Canada ETF	ETF-Other	0.14%	—	—
7	SLV	Ishares Silver Trust	ETF-Commodities	0.12%	—	—
8	WSBIX	Allspring S/t Muni Bnd-inst	Stock-Other	0.11%	—	—
9	NMANX	Neuberger Mid Cap Growth-inv	Stock-Other	0.10%	—	—
10	UTXZ	United Tech CORP	Stock-Other	0.08%	—	+4.65%
11	MDLZ	Mondelez International, Inc.	Stock-Consumer Staples	0.08%	—	—
12	TXN	Texas Instruments INC	Stock-Tech	0.07%	+0.02%	-55.49%
13	✓		Stock-Other	0.07%	—	—
14	PPG	Ppg Industries INC	Stock-Materials	0.06%	—	+1.81%
15	GAB	Gabelli Equity Trust	Stock-Other	0.05%	—	—
16	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.05%	—	+89.84%
17	✓	Silver Bullion Tr.	Stock-Other	0.05%	—	—
18	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.04%	—	—
19	✓		Stock-Other	0.04%	—	—
20	✓		Stock-Other	0.04%	—	—
21	JBLU	Jetblue Airways CORP	Stock-Industrials	0.04%	—	-41.18%
22	✓		Stock-Other	0.04%	—	—
23	ORCL	Oracle CORP	Stock-Tech	0.04%	—	—
24	JHS	John Hancock Income Sec Tr	Stock-Other	0.04%	—	+15.27%
25	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.04%	—	—
26	KO	Coca-cola Co/the	Stock-Consumer Staples	0.04%	—	+17.58%
27	HSBC 6.2 PERP A	Hsbc Holdings PLC	Stock-Financials	0.04%	—	—
28	JORNX	Janus Hndrsn Glbl Sel-t	Stock-Other	0.04%	—	—
29	AGDAX	AB High Income Fund Inc-a	Stock-Other	0.04%	—	-18.43%
30	FMSFX	Fidelity Mortgage Secur	Stock-Other	0.04%	—	-3.55%
31	FOE	Ferro CORP	Stock-Other	0.03%	—	—
32	FTFMX	Fidelity Ny Muni INC	Stock-Other	0.03%	—	—
33	✓		Stock-Other	0.03%	—	—
34	EXC	Exelon CORP	Stock-Utilities	0.03%	—	—
35	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.03%	+0.02%	-32.39%
36	AGZ	Ishares Agency Bond ETF	ETF-Other	0.03%	—	+5.26%
37	ADX	Adams Diversified Equity	Stock-Other	0.03%	—	—
38	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.03%	—	+5.00%
39	✓	Progress Energy INC	Stock-Other	0.03%	—	—
40	NLYEUR	Annaly Capital Management In	Stock-Other	0.03%	—	—
41	ROK	Rockwell Automation INC	Stock-Industrials	0.02%	—	-28.57%
42	✓		Stock-Other	0.02%	—	—
43	FDCAX	Fidelity Capital Apprec	Stock-Other	0.02%	—	—
44	✓		Stock-Other	0.02%	—	—
45	TWCUX	American Century Ultra-inv	Stock-Other	0.02%	—	—
46	LBEUR	L Brands INC	Stock-Other	0.02%	—	+127.27%
47	✓	Fort Dearborn Income Secs In	Stock-Other	0.02%	—	—
48	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.02%	—	+0.16%
49	AEP	American Electric Power	Stock-Utilities	0.02%	—	-45.98%
50	IBM	Intl Business Machines CORP	Stock-Tech	0.02%	—	+26.67%

1–50 of 86

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CENTA	Central Garden & Pet Company	+2.8%	+246.91%	Add
2	GLD	Spdr Gold Shares	+0.5%	+26891.14%	Add
3	UTXZ	United Tech CORP	0%	+4.65%	Add
4	TXN	Texas Instruments INC	0%	-55.49%	Trim
5	JBLU	Jetblue Airways CORP	0%	-41.18%	Trim
6	FMSFX	Fidelity Mortgage Secur	0%	-3.55%	Trim
7	JHS	John Hancock Income Sec Tr	0%	+15.27%	Add
8	AEP	American Electric Power Company, Inc.	-0.1%	-82.44%	Trim
9	GE 4.875 10-15-52	General Electric Co	-0.1%	-80.00%	Trim
10	IEI	Ishares 3-7 Year Treasury Bo	-0.1%	+23.38%	Add
11	IWB	Ishares Russell 1000 ETF	-0.6%	-63.14%	Trim
12	URNM	Sprott Uranium Miners ETF	-2.7%	-71.17%	Trim
13	EWA	Ishares Msci Australia ETF	—	NEW	New buy
14	MUX	McEwen Inc.	—	EXIT	Sold out
15	XJQCX	Nuveen Credit Strategies INC	—	NEW	New buy
16	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
17	EWC	Ishares Msci Canada ETF	—	NEW	New buy
18	SLV	Ishares Silver Trust	—	NEW	New buy
19	AAL	American Airlines Group INC	—	EXIT	Sold out
20	WSBIX	Allspring S/t Muni Bnd-inst	—	NEW	New buy
21	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
22	OASEUR	Oasis Petroleum INC	—	EXIT	Sold out
23	NMANX	Neuberger Mid Cap Growth-inv	—	NEW	New buy
24	✓	Questcor Pharmaceuticals INC Com	—	EXIT	Sold out
25	V	Visa Inc-class A Shares	—	EXIT	Sold out
26	MDLZ	Mondelez International, Inc.	—	NEW	New buy
27	MPC	Marathon Petroleum CORP	—	EXIT	Sold out
28	✓		—	NEW	New buy
29	UNP	Union Pacific CORP	—	EXIT	Sold out
30	LMT	Lockheed Martin CORP	—	EXIT	Sold out
31	GAB	Gabelli Equity Trust	—	NEW	New buy
32	✓	Silver Bullion Tr.	—	NEW	New buy
33	✓		—	NEW	New buy
34	✓		—	NEW	New buy
35	✓		—	NEW	New buy
36	ORCL	Oracle CORP	—	NEW	New buy
37	DEO	Diageo Plc-sponsored Adr	—	EXIT	Sold out
38	CCL1EUR	Carnival CORP LTD	—	NEW	New buy
39	HSBC 6.2 PERP A	Hsbc Holdings PLC	—	NEW	New buy
40	JORNX	Janus Hndrsn Glbl Sel-t	—	NEW	New buy
41	DUK	Duke Energy CORP	—	EXIT	Sold out
42	DAL	Delta Air Lines INC	—	EXIT	Sold out
43	FOE	Ferro CORP	—	NEW	New buy
44	FTFMX	Fidelity Ny Muni INC	—	NEW	New buy
45	✓		—	NEW	New buy
46	EXC	Exelon CORP	—	NEW	New buy
47	CLX	Clorox Company	—	EXIT	Sold out
48	MRK	Merck & Co. INC.	—	EXIT	Sold out
49	AXP	American Express Co	—	EXIT	Sold out
50	ADX	Adams Diversified Equity	—	NEW	New buy