Simplex Trading, LLC — Q3 2017 13F Holdings

Name: Simplex Trading, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001488542

Total reported value

$149.1B

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Full holdings list this quarter

Showing top 200 holdings (of 7063 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMZN	Amazon.com INC	Stock-Consumer Disc	6.84%	+0.11%	NEW
2	GOOG	Alphabet Inc-cl C	Stock-Comm Services	2.91%	—	+35.46%
3	NVDA	Nvidia CORP	Stock-Tech	2.86%	—	+11.83%
4	AAPL	Apple INC	Stock-Tech	2.41%	-0.10%	+10.32%
5	MU	Micron Technology INC	Stock-Tech	2.13%	—	-29.43%
6	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.72%	—	-30.16%
7	META	Meta Platforms Inc-class A	Stock-Comm Services	1.59%	—	-18.64%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.33%	—	—
9	NFLX	Netflix INC	Stock-Comm Services	1.24%	—	-27.43%
10	TWXCHF	Time Warner INC	Stock-Other	1.16%	—	+1567.71%
11	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.14%	—	+390.49%
12	NTES	Netease Inc-adr	Stock-Comm Services	1.05%	—	+89.59%
13	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.89%	—	+142.70%
14	SPY	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	0.82%	+1.97%	-16.75%
15	BA	Boeing Co/the	Stock-Industrials	0.75%	—	—
16	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.74%	+0.60%	+18.02%
17	VOO	Vanguard S&P 500 ETF	ETF-Large Cap & Growth	0.70%	-0.79%	+2.10%
18	TSLA	Tesla INC	Stock-Consumer Disc	0.67%	—	+9549.28%
19	JD	Jd.com Inc-adr	Stock-Consumer Disc	0.67%	—	+258.51%
20	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.66%	—	+1034.10%
21	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.65%	—	+1277.53%
22	DD	DuPont de Nemours, Inc.	Stock-Other	0.65%	—	—
23	DE	Deere & Co	Stock-Industrials	0.57%	—	—
24	TSLA	Tesla, Inc.	Stock-Consumer Disc	0.56%	-0.67%	-26.08%
25	QCOM	Qualcomm INC	Stock-Tech	0.55%	—	-39.07%
26	JPM	Jpmorgan Chase & Co	Stock-Financials	0.54%	—	—
27	GOOG	Alphabet Inc.	Stock-Comm Services	0.53%	-0.19%	+20.34%
28	STZ	Constellation Brands Inc-a	Stock-Consumer Staples	0.52%	—	-24.90%
29	AMZN	Amazon.com, Inc.	Stock-Consumer Disc	0.48%	—	-8.82%
30	IBM	Intl Business Machines CORP	Stock-Tech	0.48%	—	—
31	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.47%	+0.34%	+12.52%
32	GOOG	Alphabet Inc.	Stock-Comm Services	0.46%	-0.33%	+3.68%
33	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	0.45%	+2.53%	-35.74%
34	AAPL	Apple Inc.	Stock-Tech	0.45%	+0.07%	+84.59%
35	BCS	Barclays PLC	Stock-Financials	0.45%	—	—
36	✓	Amazon Com INC	Stock-Other	0.45%	—	+28.89%
37	PEP	Pepsico INC	Stock-Consumer Staples	0.44%	—	+139.73%
38	XLE	Ss Energy Select Sector	ETF-Other	0.42%	—	+407.23%
39	WDC	Western Digital CORP	Stock-Tech	0.41%	—	-37.03%
40	✓	Proshares Tr Ii	Stock-Other	0.40%	—	-1.20%
41	PYPL	Paypal Holdings INC	Stock-Financials	0.40%	—	+305.86%
42	TSLA	Tesla, Inc.	Stock-Consumer Disc	0.40%	-1.19%	+3.83%
43	SBUX	Starbucks CORP	Stock-Consumer Disc	0.39%	—	+93.75%
44	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.36%	—	—
45	ADBE	Adobe INC	Stock-Tech	0.35%	—	+252.98%
46	ORCL	Oracle CORP	Stock-Tech	0.35%	—	+222.17%
47	AABAUSD	Altaba INC	Stock-Other	0.34%	—	+71.84%
48	MA	Mastercard INC - A	Stock-Financials	0.33%	—	-39.33%
49	NFLX	Netflix, Inc.	Stock-Comm Services	0.31%	-0.03%	+44.56%
50	VPU	Vanguard Utilities Index Fund ETF Shares	ETF-Large Cap & Growth	0.31%	—	+8.18%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Simplex Trading, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AMZN	Amazon.com INC	+1.5%	+37.93%	Add
2	TWXCHF	Time Warner INC	+1.1%	+1567.71%	Add
3	BKNG	Booking Hldgs INC	+0.9%	+390.49%	Add
4	GOOG	Alphabet Inc-cl C	+0.7%	+35.46%	Add
5	NVDA	Nvidia CORP	+0.7%	+11.83%	Add
6	TSLA	Tesla INC	+0.7%	+9549.28%	Add
7	BABA	Alibaba Group Holding-sp Adr	+0.6%	+1277.53%	Add
8	MCD	Mcdonald's CORP	+0.6%	+1034.10%	Add
9	TLT	Ishares 20+ Year Treasury Bd	+0.5%	+142.70%	Add
10	BABA	Alibaba Group Holding Limited	+0.5%	+31.53%	Add
11	META	Meta Platforms, Inc.	+0.5%	-15.21%	Trim
12	JD	Jd.com Inc-adr	+0.5%	+258.51%	Add
13	NTES	Netease Inc-adr	+0.4%	+89.59%	Add
14	XLE	Ss Energy Select Sector	+0.3%	+407.23%	Add
15	PYPL	Paypal Holdings INC	+0.3%	+305.86%	Add
16	VOO	Vanguard S&P 500 ETF	+0.3%	+2.10%	Add
17	WYNN	Wynn Resorts LTD	+0.3%	+20558.50%	Add
18	ADBE	Adobe INC	+0.2%	+252.98%	Add
19	AAPL	Apple INC	+0.2%	+10.32%	Add
20	PEP	Pepsico INC	+0.2%	+139.73%	Add
21	V	Visa Inc-class A Shares	-0.3%	-56.65%	Trim
22	WDC	Western Digital CORP	-0.3%	-37.03%	Trim
23	LMT	Lockheed Martin CORP	-0.3%	-90.73%	Trim
24	MDLZ	Mondelez International Inc-a	-0.3%	-46.06%	Trim
25	✓		-0.3%	-36.21%	Trim
26	GLD	Spdr Gold Shares	-0.3%	-72.15%	Trim
27	✓	Spdr S&p 500 ETF Tr	-0.4%	-35.74%	Trim
28	USX1	United States Steel CORP	-0.4%	-84.76%	Trim
29	SLB	Slb LTD	-0.4%	-67.57%	Trim
30	QCOM	Qualcomm INC	-0.5%	-39.07%	Trim
31	REGN	Regeneron Pharmaceuticals	-0.5%	-84.50%	Trim
32	TSLA	Tesla, Inc.	-0.6%	-26.08%	Trim
33	MSFT	Microsoft CORP	-0.6%	-86.86%	Trim
34	BIDU	Baidu INC - Spon Adr	-0.7%	-84.39%	Trim
35	GOOGL	Alphabet Inc-cl A	-0.8%	-30.16%	Trim
36	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
37	AMGN	Amgen INC	—	EXIT	Sold out
38	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
39	BA	Boeing Co/the	—	NEW	New buy
40	DD	DuPont de Nemours, Inc.	—	NEW	New buy
41	DE	Deere & Co	—	NEW	New buy
42	JPM	Jpmorgan Chase & Co	—	NEW	New buy
43	IBM	Intl Business Machines CORP	—	NEW	New buy
44	BCS	Barclays PLC	—	NEW	New buy
45	DIS	Walt Disney Co/the	—	EXIT	Sold out
46	CELG	Celgene CORP	—	EXIT	Sold out
47	ULTA	Ulta Beauty INC	—	NEW	New buy
48	GIS	General Mills INC	—	EXIT	Sold out
49	C	Citigroup INC	—	EXIT	Sold out
50	COST	Costco Wholesale CORP	—	EXIT	Sold out