Rosenthal | Henry Capital Advisors, Inc. — 2019-09-30 13F Holdings

Name: Rosenthal | Henry Capital Advisors, Inc. — 13F Holdings, 2019-09-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001697539

Total reported value

$102.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	LKFN	Lakeland Financial CORP	Stock-Other	5.16%	+0.14%	—
2	BANF	Bancfirst CORP	Stock-Other	4.89%	+0.21%	—
3	SYBT	Stock Yards Bancorp INC	Stock-Other	4.05%	+0.21%	-28.53%
4	FLICUSD	First Of Long Island CORP	Stock-Other	3.76%	—	-2.47%
5	CNBKA	Century Bancorp INC -cl A	Stock-Other	3.64%	—	—
6	CASH	Pathward Financial INC	Stock-Other	3.55%	+1.13%	-25.00%
7	✓	CommerceWest Bank	Stock-Other	3.34%	+0.29%	—
8	WTBA	West Bancorporation	Stock-Other	3.28%	—	-6.26%
9	GABC	German American Bancorp	Stock-Other	3.23%	+0.27%	-5.37%
10	TOWN	Towne Bank	Stock-Other	3.17%	+0.12%	—
11	CNOB	Connectone Bancorp INC	Stock-Other	3.00%	+0.15%	—
12	XHC	Heritage Commerce CORP	Stock-Other	2.81%	+0.21%	—
13	TMP	Tompkins Financial CORP	Stock-Other	2.79%	—	-27.39%
14	CAROEUR	Carolina Financial CORP	Stock-Other	2.74%	—	+6.47%
15	WASH	Washington Trust Bancorp	Stock-Other	2.63%	—	-5.41%
16	S 0 08-15-29	Strips	Stock-Tech	2.61%	—	—
17	MBWM	Mercantile Bank CORP	Stock-Other	2.55%	+0.21%	-6.25%
18	BMRC	Bank Of Marin Bancorp/ca	Stock-Other	2.48%	—	—
19	SRCE	1st Source CORP	Stock-Other	2.47%	+0.24%	—
20	BMTCUSD	Bryn Mawr Bank CORP	Stock-Other	2.25%	—	-33.89%
21	PUB2USD	Altabancorp	Stock-Other	2.23%	—	-10.82%
22	FFWM	First Foundation INC	Stock-Other	2.22%	—	—
23	MOFG	Midwestone Financial Group I	Stock-Other	2.22%	—	—
24	HBNC	Horizon Bancorp Inc/in	Stock-Other	2.07%	—	—
25	BUSE	First Busey CORP	Stock-Other	1.97%	—	-25.00%
26	FBIZ	First Business Financial Ser	Stock-Other	1.75%	+0.11%	—
27	SD2	Sandy Spring Bancorp INC	Stock-Other	1.75%	—	—
28	✓	Allegiance Bancshares	Stock-Other	1.72%	—	—
29	BWFG	Bankwell Financial Group INC	Stock-Other	1.57%	—	—
30	BKSC	Bank Of South Carolina CORP	Stock-Other	1.48%	—	-2.89%
31	ALRS	Alerus Financial CORP	Stock-Other	1.42%	—	—
32	✓	Enterprise Bancorp INC Mass	Stock-Other	1.09%	—	-12.50%
33	HFWA	Heritage Financial CORP	Stock-Other	1.06%	—	—
34	OVLY	Oak Valley Bancorp	Stock-Other	1.04%	—	-14.29%
35	✓	Sussex Bancorp	Stock-Other	0.94%	—	—
36	EGBN	Eagle Bancorp INC	Stock-Other	0.93%	—	-76.89%
37	✓		Stock-Other	0.76%	—	—
38	AUBN	Auburn Natl Bancorporation	Stock-Other	0.59%	—	—
39	ACNB	Acnb CORP	Stock-Other	0.53%	—	—
40	✓	Kentucky Bancshares INC	Stock-Other	0.48%	—	—
41	QNBC	Qnb CORP	Stock-Other	0.47%	—	—
42	WSFS	Wsfs Financial CORP	Stock-Other	0.46%	—	—
43	ATLO	Ames National CORP	Stock-Other	0.45%	—	—
44	BWB	Bridgewater Bancshares INC	Stock-Other	0.43%	+0.15%	—
45	FVCB	Fvcbankcorp INC	Stock-Other	0.43%	—	+38.24%
46	NRIM	Northrim Bancorp INC	Stock-Other	0.41%	-0.72%	—
47	MRLNUSD	Marlin Business Services INC	Stock-Other	0.39%	—	—
48	✓		Stock-Other	0.39%	—	—
49	EFSI	Eagle Financial Services INC	Stock-Other	0.38%	—	—
50	OCFC	Oceanfirst Financial CORP	Stock-Other	0.37%	—	—

1–50 of 65

Holding changes this quarter

Position changes disclosed by Rosenthal | Henry Capital Advisors, Inc. for the quarter ending 2019-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FLICUSD	First Of Long Island CORP	+0.7%	-2.47%	Trim
2	✓	CommerceWest Bank	+0.5%	—	Unchanged
3	FFWM	First Foundation INC	+0.5%	—	Unchanged
4	MOFG	Midwestone Financial Group I	+0.4%	—	Unchanged
5	TOWN	Towne Bank	+0.4%	—	Unchanged
6	HBNC	Horizon Bancorp Inc/in	+0.3%	—	Unchanged
7	CAROEUR	Carolina Financial CORP	+0.3%	+6.47%	Add
8	CNOB	Connectone Bancorp INC	+0.2%	—	Unchanged
9	AUBN	Auburn Natl Bancorporation	+0.2%	—	Unchanged
10	FBIZ	First Business Financial Ser	+0.2%	—	Unchanged
11	SRCE	1st Source CORP	+0.2%	—	Unchanged
12	WTBA	West Bancorporation	+0.2%	-6.26%	Trim
13	LKFN	Lakeland Financial CORP	+0.2%	—	Unchanged
14	XHC	Heritage Commerce CORP	+0.2%	—	Unchanged
15	RVSB	Riverview Bancorp INC	+0.2%	+100.00%	Add
16	FVCB	Fvcbankcorp INC	+0.1%	+38.24%	Add
17	SD2	Sandy Spring Bancorp INC	+0.1%	—	Unchanged
18	MBWM	Mercantile Bank CORP	+0.1%	-6.25%	Trim
19	✓	Allegiance Bancshares	+0.1%	—	Unchanged
20	BWFG	Bankwell Financial Group INC	+0.1%	—	Unchanged
21	BKSC	Bank Of South Carolina CORP	+0.1%	-2.89%	Trim
22	NRIM	Northrim Bancorp INC	+0.1%	—	Unchanged
23	✓		0%	—	Unchanged
24	HFWA	Heritage Financial CORP	—	—	Unchanged
25	FRBKQ	Republic First Bancorp INC	0%	—	Unchanged
26	ACNB	Acnb CORP	0%	—	Unchanged
27	WASH	Washington Trust Bancorp	-0.1%	-5.41%	Trim
28	✓	Enterprise Bancorp INC Mass	-0.1%	-12.50%	Trim
29	FBAK	First National Bank Alaska	-0.1%	-30.45%	Trim
30	PUB2USD	Altabancorp	-0.1%	-10.82%	Trim
31	CASH	Pathward Financial INC	-0.1%	-25.00%	Trim
32	OVLY	Oak Valley Bancorp	-0.3%	-14.29%	Trim
33	BUSE	First Busey CORP	-0.5%	-25.00%	Trim
34	TMP	Tompkins Financial CORP	-0.7%	-27.39%	Trim
35	BMTCUSD	Bryn Mawr Bank CORP	-0.9%	-33.89%	Trim
36	SYBT	Stock Yards Bancorp INC	-1%	-28.53%	Trim
37	EGBN	Eagle Bancorp INC	-2.7%	-76.89%	Trim
38	S 0 08-15-29	Strips	—	NEW	New buy
39	IBTXUSD	Independent Bank Group INC	—	EXIT	Sold out
40	ALRS	Alerus Financial CORP	—	NEW	New buy
41	EQBK	Equity Bancshares INC - Cl A	—	EXIT	Sold out
42	KRE	Ss Spdr S&p Regional Bank	—	EXIT	Sold out
43	EFSC	Enterprise Financial Service	—	EXIT	Sold out
44	✓		—	NEW	New buy
45	UBCP	United Bancorp Inc/ohio	—	EXIT	Sold out
46	BWB	Bridgewater Bancshares INC	—	NEW	New buy
47	TCBK	Trico Bancshares	—	NEW	New buy
48	MBCN	Middlefield Banc CORP	—	EXIT	Sold out
49	LCNB	Lcnb Corporation	—	EXIT	Sold out
50	FCBP	First Choice Bancorp	—	NEW	New buy