Rosenthal | Henry Capital Advisors, Inc. — 2017-09-30 13F Holdings

Name: Rosenthal | Henry Capital Advisors, Inc. — 13F Holdings, 2017-09-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001697539

Total reported value

$102.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SYBT	Stock Yards Bancorp INC	Stock-Other	4.72%	+0.21%	-0.60%
2	FLICUSD	First Of Long Island CORP	Stock-Other	4.69%	—	-17.22%
3	BANF	Bancfirst CORP	Stock-Other	4.67%	+0.21%	+71.08%
4	LKFN	Lakeland Financial CORP	Stock-Other	4.59%	+0.14%	-18.09%
5	EGBN	Eagle Bancorp INC	Stock-Other	4.47%	—	-24.41%
6	BMTCUSD	Bryn Mawr Bank CORP	Stock-Other	4.19%	—	-2.52%
7	TMP	Tompkins Financial CORP	Stock-Other	3.30%	—	-7.66%
8	GABC	German American Bancorp	Stock-Other	3.06%	+0.27%	-16.07%
9	WASH	Washington Trust Bancorp	Stock-Other	2.74%	—	-0.54%
10	WTBA	West Bancorporation	Stock-Other	2.66%	—	-1.10%
11	TOWN	Towne Bank	Stock-Other	2.57%	+0.12%	—
12	CNBKA	Century Bancorp INC -cl A	Stock-Other	2.45%	—	-20.00%
13	XHC	Heritage Commerce CORP	Stock-Other	2.45%	+0.21%	+40.54%
14	BUSE	First Busey CORP	Stock-Other	2.40%	—	—
15	PFBC	Preferred Bank/los Angeles	Stock-Other	2.31%	—	+54.60%
16	CASH	Pathward Financial INC	Stock-Other	2.28%	+1.13%	—
17	✓	CommerceWest Bank	Stock-Other	2.22%	+0.29%	-2.77%
18	CAROEUR	Carolina Financial CORP	Stock-Other	2.21%	—	—
19	FFWM	First Foundation INC	Stock-Other	2.06%	—	+7.30%
20	MBWM	Mercantile Bank CORP	Stock-Other	2.01%	+0.21%	—
21	PUB2USD	Altabancorp	Stock-Other	1.99%	—	—
22	SRCE	1st Source CORP	Stock-Other	1.95%	+0.24%	—
23	CNOB	Connectone Bancorp INC	Stock-Other	1.88%	+0.15%	+42.86%
24	✓	Cobiz Financial INC	Stock-Other	1.88%	—	—
25	EFSC	Enterprise Financial Service	Stock-Other	1.87%	—	-0.86%
26	MOFG	Midwestone Financial Group I	Stock-Other	1.81%	—	—
27	HBNC	Horizon Bancorp Inc/in	Stock-Other	1.68%	—	—
28	IBTXUSD	Independent Bank Group INC	Stock-Other	1.64%	—	—
29	LARK	Landmark Bancorp INC	Stock-Other	1.62%	—	+0.50%
30	✓	Guaranty Bancorp	Stock-Other	1.60%	—	—
31	✓	Enterprise Bancorp INC Mass	Stock-Other	1.59%	—	—
32	SD2	Sandy Spring Bancorp INC	Stock-Other	1.59%	—	—
33	BMRC	Bank Of Marin Bancorp/ca	Stock-Other	1.57%	—	—
34	EQBK	Equity Bancshares INC - Cl A	Stock-Other	1.36%	—	—
35	DNBF	Dnb Financial CORP	Stock-Other	1.35%	—	—
36	FIBK	First Interstate Bancsys-a	Stock-Other	1.32%	—	-10.00%
37	FBIZ	First Business Financial Ser	Stock-Other	1.31%	+0.11%	—
38	CUBI	Customers Bancorp INC	Stock-Other	1.25%	—	—
39	✓	Access National CORP	Stock-Other	1.21%	—	+15.43%
40	BEN	Franklin Resources, Inc.	Stock-Financials	1.09%	—	-20.00%
41	BKSC	Bank Of South Carolina CORP	Stock-Other	1.03%	—	-9.18%
42	OVLY	Oak Valley Bancorp	Stock-Other	0.96%	—	—
43	ATLO	Ames National CORP	Stock-Other	0.46%	—	—
44	MRLNUSD	Marlin Business Services INC	Stock-Other	0.43%	—	—
45	MBCN	Middlefield Banc CORP	Stock-Other	0.41%	—	—
46	TBNKUSD	Territorial Bancorp INC	Stock-Other	0.38%	—	—
47	ACNB	Acnb CORP	Stock-Other	0.36%	—	+20.09%
48	QNBC	Qnb CORP	Stock-Other	0.33%	—	—
49	LCNB	Lcnb Corporation	Stock-Other	0.28%	—	—
50	AUBN	Auburn Natl Bancorporation	Stock-Other	0.27%	—	—

1–50 of 58

Holding changes this quarter

Position changes disclosed by Rosenthal | Henry Capital Advisors, Inc. for the quarter ending 2017-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PFBC	Preferred Bank/los Angeles	+0.9%	+54.60%	Add
2	XHC	Heritage Commerce CORP	+0.6%	+40.54%	Add
3	CNOB	Connectone Bancorp INC	+0.6%	+42.86%	Add
4	FFWM	First Foundation INC	+0.2%	+7.30%	Add
5	✓	Access National CORP	+0.2%	+15.43%	Add
6	OVLY	Oak Valley Bancorp	+0.1%	—	Unchanged
7	✓	Cobiz Financial INC	+0.1%	—	Unchanged
8	CUBI	Customers Bancorp INC	+0.1%	—	Unchanged
9	WASH	Washington Trust Bancorp	+0.1%	-0.54%	Trim
10	MBWM	Mercantile Bank CORP	+0.1%	—	Unchanged
11	HBNC	Horizon Bancorp Inc/in	0%	—	Unchanged
12	BMRC	Bank Of Marin Bancorp/ca	0%	—	Unchanged
13	MRLNUSD	Marlin Business Services INC	0%	—	Unchanged
14	TOWN	Towne Bank	0%	—	Unchanged
15	ACNB	Acnb CORP	0%	+20.09%	Add
16	EFSI	Eagle Financial Services INC	—	+18.21%	Add
17	BUSE	First Busey CORP	0%	—	Unchanged
18	✓	CommerceWest Bank	0%	-2.77%	Trim
19	SRCE	1st Source CORP	0%	—	Unchanged
20	MBCN	Middlefield Banc CORP	-0.1%	—	Unchanged
21	DNBF	Dnb Financial CORP	-0.1%	—	Unchanged
22	EFSC	Enterprise Financial Service	-0.1%	-0.86%	Trim
23	✓	Guaranty Bancorp	-0.1%	—	Unchanged
24	SD2	Sandy Spring Bancorp INC	-0.1%	—	Unchanged
25	✓	Enterprise Bancorp INC Mass	-0.1%	—	Unchanged
26	FBIZ	First Business Financial Ser	-0.1%	—	Unchanged
27	WTBA	West Bancorporation	-0.2%	-1.10%	Trim
28	CNBKA	Century Bancorp INC -cl A	-0.2%	-20.00%	Trim
29	FIBK	First Interstate Bancsys-a	-0.2%	-10.00%	Trim
30	KRE	Ss Spdr S&p Regional Bank	-0.2%	-53.76%	Trim
31	LARK	Landmark Bancorp INC	-0.2%	+0.50%	Add
32	TMP	Tompkins Financial CORP	-0.2%	-7.66%	Trim
33	BKSC	Bank Of South Carolina CORP	-0.3%	-9.18%	Trim
34	BMTCUSD	Bryn Mawr Bank CORP	-0.3%	-2.52%	Trim
35	BANF	Bancfirst CORP	-0.4%	+71.08%	Add
36	GABC	German American Bancorp	-0.5%	-16.07%	Trim
37	CASH	Pathward Financial INC	-0.5%	—	Unchanged
38	SYBT	Stock Yards Bancorp INC	-0.5%	-0.60%	Trim
39	BEN	Franklin Resources, Inc.	-0.6%	-20.00%	Trim
40	FLICUSD	First Of Long Island CORP	-1.1%	-17.22%	Trim
41	LKFN	Lakeland Financial CORP	-1.1%	-18.09%	Trim
42	EGBN	Eagle Bancorp INC	-1.6%	-24.41%	Trim
43	CAROEUR	Carolina Financial CORP	—	NEW	New buy
44	PUB2USD	Altabancorp	—	NEW	New buy
45	IBTXUSD	Independent Bank Group INC	—	NEW	New buy
46	EQBK	Equity Bancshares INC - Cl A	—	NEW	New buy
47	NRIM	Northrim Bancorp INC	—	EXIT	Sold out
48	LCNB	Lcnb Corporation	—	NEW	New buy
49	✓		—	NEW	New buy
50	✓	California First Natl Bancor	—	EXIT	Sold out