Rockefeller Capital Management L.P. — Q3 2018 13F Holdings

Name: Rockefeller Capital Management L.P. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001739439

Total reported value

$56.4B

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Full holdings list this quarter

Showing top 200 holdings (of 755 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	LUV	Southwest Airlines Co	Stock-Industrials	3.38%	—	-0.82%
2	GOOG	Alphabet Inc-cl C	Stock-Comm Services	3.21%	-0.13%	+0.85%
3	CMCSA	Comcast Corp-class A	Stock-Comm Services	3.06%	—	-0.19%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	2.96%	-0.15%	+1.63%
5	META	Meta Platforms Inc-class A	Stock-Comm Services	2.92%	-0.16%	+28.38%
6	JPM	Jpmorgan Chase & Co	Stock-Financials	2.87%	-0.09%	+4.87%
7	MSFT	Microsoft CORP	Stock-Tech	2.79%	-0.79%	-7.41%
8	V	Visa Inc-class A Shares	Stock-Financials	2.77%	-0.15%	-22.17%
9	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	2.72%	—	-0.01%
10	RGA	Reinsurance Group Of America	Stock-Financials	2.17%	—	+33.49%
11	WFC	Wells Fargo & Co	Stock-Financials	2.11%	—	-9.32%
12	ROST	Ross Stores INC	Stock-Consumer Disc	2.03%	—	-8.21%
13	CMA	Comerica INC	Stock-Other	1.99%	—	-0.79%
14	MDT	Medtronic plc	Stock-Healthcare	1.98%	—	-15.64%
15	CVS	Cvs Health CORP	Stock-Healthcare	1.90%	—	-0.45%
16	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.76%	—	+0.64%
17	BIIB	Biogen INC	Stock-Healthcare	1.72%	—	+13.02%
18	CERNCHF	Cerner CORP	Stock-Other	1.70%	—	-0.60%
19	UAL	United Airlines Holdings INC	Stock-Industrials	1.63%	—	-0.26%
20	BP	Bp Plc-spons Adr	Stock-Energy	1.63%	—	-1.59%
21	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	1.59%	—	+22.44%
22	BDX	Becton Dickinson And Co	Stock-Healthcare	1.58%	—	-0.02%
23	EOG	Eog Resources INC	Stock-Energy	1.57%	-0.08%	-10.94%
24	NKE	Nike INC -cl B	Stock-Consumer Disc	1.41%	—	-6.59%
25	✓	Shire PLC	Stock-Other	1.40%	—	-0.82%
26	SYF	Synchrony Financial	Stock-Financials	1.27%	—	-1.36%
27	XOM	Exxon Mobil CORP	Stock-Energy	1.17%	+0.19%	-12.00%
28	AWK	American Water Works Co INC	Stock-Utilities	1.11%	—	-1.81%
29	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	1.07%	—	-1.00%
30	ILMN	Illumina INC	Stock-Healthcare	1.04%	—	-27.31%
31	DXCM	Dexcom INC	Stock-Healthcare	1.03%	—	-47.01%
32	WOO	Foot Locker INC	Stock-Other	1.00%	—	+8.98%
33	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	0.97%	+0.09%	—
34	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.91%	-0.21%	-4.56%
35	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.83%	—	+5.51%
36	VYX	Ncr Voyix CORP	Stock-Tech	0.79%	—	-1.17%
37	KMI	Kinder Morgan INC	Stock-Energy	0.78%	—	+0.82%
38	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.76%	—	-2.90%
39	CVX	Chevron CORP	Stock-Energy	0.75%	+0.17%	+1.90%
40	ABMDEUR	Abiomed INC	Stock-Other	0.71%	—	-3.78%
41	ORCL	Oracle CORP	Stock-Tech	0.69%	—	+0.72%
42	CX	Cemex Sab-spons Adr Part Cer	Stock-Other	0.67%	—	+0.07%
43	MMSI	Merit Medical Systems INC	Stock-Healthcare	0.67%	—	-1.85%
44	EFA	Ishares Msci Eafe ETF	ETF-Other	0.66%	+0.16%	+1.31%
45	INGN	Inogen INC	Stock-Other	0.65%	—	-18.01%
46	PODD	Insulet CORP	Stock-Healthcare	0.62%	—	-3.62%
47	IBN	Icici Bank Ltd-spon Adr	Stock-Financials	0.62%	-0.09%	+0.24%
48	MASI*	Masimo CORP	Stock-Other	0.61%	—	-1.88%
49	PAGP	Plains Gp Holdings Lp-cl A	Stock-Energy	0.58%	—	-1.10%
50	KT	Kt Corp-sp Adr	Stock-Other	0.58%	—	+7.16%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Rockefeller Capital Management L.P. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	RGA	Reinsurance Group Of America	+0.6%	+33.49%	Add
2	LUV	Southwest Airlines Co	+0.4%	-0.82%	Trim
3	RCL	Royal Caribbean Cruises Ltd.	+0.4%	-0.01%	Trim
4	BIIB	Biogen INC	+0.4%	+13.02%	Add
5	NVS	Novartis Ag-sponsored Adr	+0.4%	+22.44%	Add
6	AMZN	Amazon.com INC	+0.3%	+1.63%	Add
7	UAL	United Airlines Holdings INC	+0.3%	-0.26%	Trim
8	CVS	Cvs Health CORP	+0.2%	-0.45%	Trim
9	JPM	Jpmorgan Chase & Co	+0.2%	+4.87%	Add
10	ORBC	Orbcomm INC	+0.2%	+138.22%	Add
11	OMCL	Omnicell INC	+0.1%	-1.10%	Trim
12	MASI*	Masimo CORP	+0.1%	-1.88%	Trim
13	TRMB	Trimble INC	+0.1%	-2.77%	Trim
14	REGN	Regeneron Pharmaceuticals	+0.1%	-1.00%	Trim
15	ITGR	Integer Holdings CORP	+0.1%	+3.50%	Add
16	ORCL	Oracle CORP	+0.1%	+0.72%	Add
17	MMSI	Merit Medical Systems INC	+0.1%	-1.85%	Trim
18	PODD	Insulet CORP	+0.1%	-3.62%	Trim
19	VCRAUSD	Vocera Communications INC	+0.1%	-0.65%	Trim
20	KT	Kt Corp-sp Adr	+0.1%	+7.16%	Add
21	ONC	Beone Medicines Ltd-adr	+0.1%	+2639.45%	Add
22	META	Meta Platforms Inc-class A	0%	+28.38%	Add
23	BDX	Becton Dickinson And Co	0%	-0.02%	Trim
24	GOOG	Alphabet Inc-cl C	0%	+0.85%	Add
25	CMCSA	Comcast Corp-class A	0%	-0.19%	Trim
26	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+0.64%	Add
27	MSFT	Microsoft CORP	—	-7.41%	Trim
28	ROST	Ross Stores INC	—	-8.21%	Trim
29	CERNCHF	Cerner CORP	—	-0.60%	Trim
30	✓	Shire PLC	0%	-0.82%	Trim
31	SLB	Slb LTD	-0.1%	-85.31%	Trim
32	DHR	Danaher CORP	-0.1%	-70.89%	Trim
33	SPGI	S&p Global INC	-0.1%	-57.00%	Trim
34	KEP	Korea Elec Power Corp-sp Adr	-0.1%	-61.85%	Trim
35	COP	Conocophillips	-0.1%	-28.04%	Trim
36	LFUS	Littelfuse INC	-0.1%	-2.86%	Trim
37	IPGP	Ipg Photonics CORP	-0.2%	+0.01%	Add
38	XOM	Exxon Mobil CORP	-0.2%	-12.00%	Trim
39	SYF	Synchrony Financial	-0.2%	-1.36%	Trim
40	MDT	Medtronic plc	-0.2%	-15.64%	Trim
41	EOG	Eog Resources INC	-0.3%	-10.94%	Trim
42	FITB	Fifth Third Bancorp	-0.4%	-41.29%	Trim
43	DXCM	Dexcom INC	-0.4%	-47.01%	Trim
44	WFC	Wells Fargo & Co	-0.5%	-9.32%	Trim
45	V	Visa Inc-class A Shares	-0.6%	-22.17%	Trim
46	TSM	Taiwan Semiconductor-sp Adr	—	NEW	New buy
47	SKAA	Skechers USA Inc-cl A	—	NEW	New buy
48	FHN	First Horizon CORP	—	NEW	New buy
49	✓	Abaxis INC	—	EXIT	Sold out
50	ADBE	Adobe INC	—	EXIT	Sold out