Raffles Associates LP — Q4 2013 13F Holdings

Name: Raffles Associates LP — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001169581

Total reported value

$115.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PROV	Provident Financial Hldgs	Stock-Other	7.57%	+0.80%	—
2	EGO	Eldorado Gold Corporation	Stock-Other	5.99%	—	+10.95%
3	SMBC	Southern Missouri Bancorp	Stock-Other	5.66%	+2.37%	-7.85%
4	✓	Gastar Expl LTD	Stock-Other	5.62%	—	-9.33%
5	RLH	Red Lion Hotels CORP	Stock-Other	5.52%	—	—
6	AER	AerCap Holdings N.V.	Stock-Industrials	4.71%	—	-29.81%
7	EEX	Emerald Holding, Inc.	Stock-Other	3.97%	—	-12.11%
8	✓	Reis INC Com	Stock-Other	3.72%	—	—
9	CHTR	Charter Communications, Inc.	Stock-Comm Services	3.07%	—	—
10	MLVFUSD	Malvern Bancorp INC	Stock-Other	2.77%	—	—
11	USA	Liberty All-Star Equity Fund	Stock-Other	2.73%	—	—
12	✓	Goodrich Pete CORP	Stock-Other	2.66%	—	—
13	MQ8	Mag Silver CORP	Stock-Other	2.50%	—	—
14	✓		Stock-Other	2.43%	—	—
15	✓	CIFC Corp	Stock-Other	2.27%	—	-3.19%
16	✓	Armour Residential	Stock-Other	2.20%	—	+61.54%
17	✓	Naugatuck Vy Finl CORP Md	Stock-Other	2.19%	—	-12.11%
18	TRQEUR	Turquoise Hill Resources LTD	Stock-Other	2.07%	—	+100.00%
19	MAYS	Mays (j.w.) INC	Stock-Other	1.87%	—	-1.83%
20	VPG	Vishay Precision Group	Stock-Other	1.87%	—	-20.00%
21	✓	Pnc Financial Services Group	Stock-Other	1.80%	—	—
22	WFC	Wells Fargo & Company	Stock-Financials	1.76%	—	-10.86%
23	FLYGBP	Fly Leasing Ltd-adr	Stock-Other	1.62%	—	-72.29%
24	✓	Halcon Res CORP	Stock-Other	1.61%	—	—
25	AAVEUR	Advantage Oil & Gas LTD	Stock-Other	1.58%	—	-12.50%
26	✓	Platinum Group Metals LTD Com New	Stock-Other	1.58%	—	-10.59%
27	WPM	Wheaton Precious Metals Corp.	Stock-Materials	1.58%	—	—
28	✓	Wolverine Bancorp INC	Stock-Other	1.46%	—	-34.76%
29	FMNB	Farmers Natl Banc CORP	Stock-Other	1.42%	+0.17%	NEW
30	AWX	Avalon Holdings Corp-a	Stock-Other	1.25%	—	-1.29%
31	✓	Cyan INC	Stock-Other	1.23%	—	—
32	NSSC	Napco Security Technologies	Stock-Other	1.23%	+0.07%	-5.07%
33	✓	Magnum Hunter Res CORP Del	Stock-Other	1.15%	—	-38.78%
34	✓	U S Energy CORP Wyo	Stock-Other	1.11%	—	-3.52%
35	✓	Wayne Savings Bancshares Inc	Stock-Other	1.07%	—	—
36	✓	Cowen Group INC New	Stock-Other	0.92%	—	—
37	✓	Sonde Resources CORP	Stock-Other	0.84%	—	-2.55%
38	✓	Cys Invts INC	Stock-Other	0.77%	—	—
39	✓	Cheviot Financial CORP	Stock-Other	0.75%	—	—
40	WLFC	Willis Lease Finance CORP	Stock-Other	0.71%	—	-20.34%
41	✓		Stock-Other	0.70%	—	—
42	✓	Aircastle LTD	Stock-Other	0.61%	—	-67.22%
43	AXU	Alexco Resource CORP	Stock-Other	0.48%	—	—
44	✓	Nevsun Res LTD	Stock-Other	0.37%	—	—
45	AIN	Albany International Corp.	Stock-Other	0.26%	—	—
46	FITB	Fifth Third Bancorp	Stock-Financials	0.24%	—	—
47	✓	Vicon Inds INC	Stock-Other	0.20%	—	—
48	MPVDF	Mountain Province Diamonds	Stock-Other	0.14%	—	—
49	✓	Full Circle Capital Corp.	Stock-Other	0.11%	—	—
50	GROW	U.s. Global Investors Inc-a	Stock-Other	0.07%	—	—

Holding changes this quarter

Position changes disclosed by Raffles Associates LP for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Gastar Expl LTD	+2.5%	-9.33%	Trim
2	AER	AerCap Holdings N.V.	+1.7%	-29.81%	Trim
3	SMBC	Southern Missouri Bancorp	+1.3%	-7.85%	Trim
4	RLH	Red Lion Hotels CORP	+1.2%	—	Unchanged
5	✓	Reis INC Com	+0.9%	—	Unchanged
6	✓	Armour Residential	+0.9%	+61.54%	Add
7	TRQEUR	Turquoise Hill Resources LTD	+0.8%	+100.00%	Add
8	MAYS	Mays (j.w.) INC	+0.6%	-1.83%	Trim
9	✓	U S Energy CORP Wyo	+0.5%	-3.52%	Trim
10	✓	Pnc Financial Services Group	+0.4%	—	Unchanged
11	✓		+0.4%	—	Unchanged
12	FMNB	Farmers Natl Banc CORP	+0.3%	+7.91%	Add
13	EGO	Eldorado Gold Corporation	+0.3%	+10.95%	Add
14	NSSC	Napco Security Technologies	+0.3%	-5.07%	Trim
15	✓	Platinum Group Metals LTD Com New	+0.3%	-10.59%	Trim
16	✓	Cowen Group INC New	+0.2%	—	Unchanged
17	EEX	Emerald Holding, Inc.	+0.2%	-12.11%	Trim
18	✓	CIFC Corp	+0.2%	-3.19%	Trim
19	PROV	Provident Financial Hldgs	+0.1%	—	Unchanged
20	AWX	Avalon Holdings Corp-a	+0.1%	-1.29%	Trim
21	✓	Cys Invts INC	0%	—	Unchanged
22	WLFC	Willis Lease Finance CORP	0%	-20.34%	Trim
23	AXU	Alexco Resource CORP	0%	—	Unchanged
24	✓		0%	—	Unchanged
25	MQ8	Mag Silver CORP	0%	—	Unchanged
26	MLVFUSD	Malvern Bancorp INC	-0.1%	—	Unchanged
27	WPM	Wheaton Precious Metals Corp.	-0.2%	—	Unchanged
28	✓	Naugatuck Vy Finl CORP Md	-0.2%	-12.11%	Trim
29	VPG	Vishay Precision Group	-0.2%	-20.00%	Trim
30	✓	Sonde Resources CORP	-0.2%	-2.55%	Trim
31	✓	Magnum Hunter Res CORP Del	-0.3%	-38.78%	Trim
32	✓	Wolverine Bancorp INC	-0.4%	-34.76%	Trim
33	✓	Aircastle LTD	-0.9%	-67.22%	Trim
34	FLYGBP	Fly Leasing Ltd-adr	-2.9%	-72.29%	Trim
35	✓	Standard Financial Corp.	—	EXIT	Sold out
36	✓	Oba Financial	—	EXIT	Sold out
37	✓	Goodrich Pete CORP	—	NEW	New buy
38	ED	Consolidated Edison, Inc.	—	EXIT	Sold out
39	✓	Halcon Res CORP	—	NEW	New buy
40	✓	Hatteras Finl CORP	—	EXIT	Sold out
41	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out
42	✓	American Independence CORP	—	EXIT	Sold out
43	✓	Cyan INC	—	NEW	New buy
44	LF2	Pacific Premier Bancorp INC	—	EXIT	Sold out
45	SOXL	Direxion Daily Semiconductor Bull 3X Shares	—	EXIT	Sold out
46	✓	Apollo Residential Mtg INC	—	EXIT	Sold out
47	AIN	Albany International Corp.	—	NEW	New buy
48	FITB	Fifth Third Bancorp	—	NEW	New buy
49	✓	Full Circle Capital Corp.	—	NEW	New buy
50	GROW	U.s. Global Investors Inc-a	—	NEW	New buy