Providence Capital Advisors, LLC — Q3 2020 13F Holdings

Name: Providence Capital Advisors, LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001730814

Total reported value

$612.7M

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Full holdings list this quarter

Showing top 200 holdings (of 229 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.99%	-0.44%	+412.02%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.73%	—	-2.54%
3	BAC	Bank Of America CORP	Stock-Financials	3.05%	-0.30%	+93.55%
4	MSFT	Microsoft CORP	Stock-Tech	3.03%	-0.74%	-0.73%
5	VZ	Verizon Communications INC	Stock-Comm Services	2.88%	+0.14%	+3.83%
6	MRK	Merck & Co. INC.	Stock-Healthcare	2.57%	—	+12.98%
7	PFE	Pfizer INC	Stock-Healthcare	2.48%	—	+0.26%
8	CSCO	Cisco Systems INC	Stock-Tech	2.23%	—	+227.92%
9	HD	Home Depot INC	Stock-Consumer Disc	1.95%	—	-1.67%
10	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.89%	-0.35%	-0.73%
11	ORCL	Oracle CORP	Stock-Tech	1.82%	—	+32656.50%
12	PEP	Pepsico INC	Stock-Consumer Staples	1.82%	+1.18%	+0.08%
13	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	1.80%	-0.32%	-1.14%
14	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	1.80%	+0.11%	+1.75%
15	TGT	Target CORP	Stock-Consumer Disc	1.78%	+0.14%	-1.18%
16	STZ	Constellation Brands Inc-a	Stock-Consumer Staples	1.67%	—	-1.71%
17	SBUX	Starbucks CORP	Stock-Consumer Disc	1.66%	—	+25595.10%
18	ETN	Eaton Corporation plc	Stock-Industrials	1.64%	+0.11%	-1.90%
19	EMR	Emerson Electric Co	Stock-Industrials	1.64%	-1.06%	EXIT
20	XYL	Xylem INC	Stock-Industrials	1.62%	-0.17%	-1.45%
21	CMCSA	Comcast Corp-class A	Stock-Comm Services	1.62%	+0.13%	-53.08%
22	ABT	Abbott Laboratories	Stock-Healthcare	1.61%	-0.28%	-1.48%
23	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.59%	—	-1.49%
24	BAX	Baxter International INC	Stock-Healthcare	1.59%	—	+7.76%
25	USB	US Bancorp	Stock-Financials	1.59%	—	+10.82%
26	GILD	Gilead Sciences INC	Stock-Healthcare	1.56%	—	+26.07%
27	ZBRA	Zebra Technologies Corp-cl A	Stock-Tech	1.56%	+0.13%	-1.21%
28	DLTR	Dollar Tree INC	Stock-Consumer Staples	1.53%	—	—
29	AMZN	Amazon.com INC	Stock-Consumer Disc	1.50%	—	-31.09%
30	BDX	Becton Dickinson And Co	Stock-Healthcare	1.49%	-1.16%	EXIT
31	DIS	Walt Disney Co/the	Stock-Comm Services	1.49%	-0.22%	-1.21%
32	INTC	Intel CORP	Stock-Tech	1.46%	—	+10.11%
33	HON	Honeywell International INC	Stock-Industrials	1.40%	—	-1.24%
34	JPM	Jpmorgan Chase & Co	Stock-Financials	1.40%	-0.25%	-1.77%
35	BLKCHF	Blackrock INC	Stock-Other	1.38%	—	-0.96%
36	GO	Grocery Outlet Holding CORP	Stock-Other	1.36%	—	+34.58%
37	BAM	Brookfield Asset Management Ltd.	Stock-Financials	1.32%	—	+28.47%
38	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	1.27%	—	+24.15%
39	CIEN	Ciena CORP	Stock-Tech	1.24%	—	-1.38%
40	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.23%	—	+3.64%
41	FFIV	F5 INC	Stock-Tech	1.21%	—	-1.40%
42	PSX	Phillips 66	Stock-Energy	1.14%	+1.38%	NEW
43	UPS	United Parcel Service-cl B	Stock-Industrials	1.06%	—	-29.31%
44	DUK	Duke Energy CORP	Stock-Utilities	0.99%	+0.09%	+2.60%
45	AVGO	Broadcom INC	Stock-Tech	0.93%	-0.15%	+3.47%
46	IBM	Intl Business Machines CORP	Stock-Tech	0.88%	—	+3.18%
47	T	At&t INC	Stock-Comm Services	0.81%	+0.10%	+3.67%
48	GSK	GSK plc ADRhedged	Stock-Healthcare	0.79%	—	+3.52%
49	CCI	Crown Castle INC	Stock-Real Estate	0.76%	—	+3.77%
50	GIS	General Mills INC	Stock-Consumer Staples	0.74%	—	+3.37%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Providence Capital Advisors, LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ORCL	Oracle CORP	+1.8%	+32656.50%	Add
2	AAPL	Apple INC	+1.7%	+412.02%	Add
3	SBUX	Starbucks CORP	+1.7%	+25595.10%	Add
4	BAC	Bank Of America CORP	+1.4%	+93.55%	Add
5	CSCO	Cisco Systems INC	+1.4%	+227.92%	Add
6	MMM	3m Co	+0.6%	+1168.33%	Add
7	TGT	Target CORP	+0.3%	-1.18%	Trim
8	MRK	Merck & Co. INC.	+0.3%	+12.98%	Add
9	XYL	Xylem INC	+0.3%	-1.45%	Trim
10	GO	Grocery Outlet Holding CORP	+0.2%	+34.58%	Add
11	BAM	Brookfield Asset Management Ltd.	+0.2%	+28.47%	Add
12	TMO	Thermo Fisher Scientific INC	+0.2%	-1.14%	Trim
13	TSN	Tyson Foods Inc-cl A	+0.2%	+24.15%	Add
14	ABT	Abbott Laboratories	+0.1%	-1.48%	Trim
15	VZ	Verizon Communications INC	+0.1%	+3.83%	Add
16	PFE	Pfizer INC	+0.1%	+0.26%	Add
17	ETN	Eaton Corporation plc	+0.1%	-1.90%	Trim
18	AVGO	Broadcom INC	+0.1%	+3.47%	Add
19	HON	Honeywell International INC	+0.1%	-1.24%	Trim
20	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+122.10%	Add
21	DUK	Duke Energy CORP	+0.1%	+2.60%	Add
22	DIS	Walt Disney Co/the	0%	-1.21%	Trim
23	KO	Coca-cola Co/the	0%	+1.80%	Add
24	HD	Home Depot INC	0%	-1.67%	Trim
25	USB	US Bancorp	0%	+10.82%	Add
26	IEFA	Ishares Core Msci Eafe ETF	—	+1.75%	Add
27	NXPI	NXP Semiconductors N.V.	—	-1.49%	Trim
28	STZ	Constellation Brands Inc-a	0%	-1.71%	Trim
29	UPS	United Parcel Service-cl B	0%	-29.31%	Trim
30	PEP	Pepsico INC	-0.1%	+0.08%	Add
31	GILD	Gilead Sciences INC	-0.1%	+26.07%	Add
32	IVV	Ishares Core S&p 500 ETF	-0.1%	-2.54%	Trim
33	GOOG	Alphabet Inc-cl C	-0.1%	-0.73%	Trim
34	CVX	Chevron CORP	-0.2%	+3.34%	Add
35	MSFT	Microsoft CORP	-0.2%	-0.73%	Trim
36	BDX	Becton Dickinson And Co	-0.2%	-1.21%	Trim
37	INTC	Intel CORP	-0.2%	+10.11%	Add
38	FFIV	F5 INC	-0.3%	-1.40%	Trim
39	AMZN	Amazon.com INC	-0.6%	-31.09%	Trim
40	CIEN	Ciena CORP	-0.6%	-1.38%	Trim
41	CMCSA	Comcast Corp-class A	-1.5%	-53.08%	Trim
42	CL	Colgate-palmolive Co	-1.9%	-99.92%	Trim
43	GLW	Corning INC	-1.9%	-99.79%	Trim
44	JNJ	Johnson & Johnson	—	EXIT	Sold out
45	EMR	Emerson Electric Co	—	NEW	New buy
46	TXN	Texas Instruments INC	—	EXIT	Sold out
47	TJX	Tjx Companies INC	—	EXIT	Sold out
48	DLTR	Dollar Tree INC	—	NEW	New buy
49	VVV	Valvoline INC	—	NEW	New buy
50	SCHZ	Schwab US Aggregate Bond ETF	—	EXIT	Sold out