Proficio Capital Partners LLC — Q1 2017 13F Holdings

Name: Proficio Capital Partners LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001654175

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1353 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.78%	—	-80.13%
2	MINT	Pimco Enhanced Short Maturit	ETF-Other	3.42%	-1.00%	+986.81%
3	AAPL	Apple INC	Stock-Tech	2.60%	—	+136.48%
4	PHYS	Sprott Physical Gold Trust	Stock-Other	2.58%	—	+466.72%
5	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	2.27%	—	-2.16%
6	EDV	Vanguard Extended Dur Treas	ETF-Other	2.26%	—	+13773.54%
7	✓	ETF	Stock-Other	2.21%	—	+17.86%
8	VGT	Vanguard Info Tech ETF	ETF-Tech	2.07%	—	+65.96%
9	GSG	Ishares S&p Gsci Commodity I	ETF-Commodities	1.87%	—	+11.86%
10	✓	Eaton Vance Tax-adv Bd & Opt	Stock-Other	1.67%	—	+4.19%
11	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	1.59%	—	-46.33%
12	EFA	Ishares Msci Eafe ETF	ETF-Other	1.59%	—	—
13	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.58%	-0.17%	+37.45%
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.40%	—	+2.25%
15	DPG	Duff & Phelps Utility & INC	Stock-Other	1.39%	—	+1.86%
16	PINE	Alpine Income Property Trust, Inc.	Stock-Other	1.36%	—	+4.83%
17	BTZ	Blackrock Credit Allocation	Stock-Other	1.36%	—	-11.02%
18	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.23%	—	+13532.74%
19	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.21%	—	+704.43%
20	VTV	Vanguard Value ETF	ETF-Other	1.01%	—	+45.68%
21	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.98%	—	+374.48%
22	MNA	Nyli Merger Arbitrage ETF	ETF-Other	0.95%	—	+728.29%
23	RA	Brookfield Real Assets Incom	Stock-Other	0.91%	—	—
24	EFF	Eaton Vance Floating-rate In	Stock-Other	0.90%	—	-9.64%
25	MSFT	Microsoft CORP	Stock-Tech	0.90%	—	+17.99%
26	DBEU	Xtrackers Msci Europe Hedged	ETF-Other	0.89%	—	—
27	VNQ	Vanguard Real Estate ETF	ETF-Other	0.89%	—	+414.77%
28	AMZN	Amazon.com INC	Stock-Consumer Disc	0.84%	—	+43.93%
29	FTGC	First Trust Global Tactical	ETF-Other	0.84%	—	+166.36%
30	KIO	Kkr Income Opportunities	Stock-Other	0.83%	—	-19.55%
31	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.82%	—	—
32	RVT	Royce Small-cap Trust INC	Stock-Other	0.77%	—	+7.97%
33	MDY	State Street Spdr S&p Midcap	ETF-Other	0.76%	—	+175.14%
34	V	Visa Inc-class A Shares	Stock-Financials	0.74%	—	+4.64%
35	GS	Goldman Sachs Group INC	Stock-Financials	0.73%	—	+2.94%
36	ATVIEUR	Activision Blizzard INC	Stock-Comm Services	0.73%	—	+2.74%
37	PSLV	Sprott Physical Silver Trust	Stock-Other	0.71%	—	-14.19%
38	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.70%	—	+5.32%
39	SBUX	Starbucks CORP	Stock-Consumer Disc	0.67%	—	+25.65%
40	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.66%	—	+30.06%
41	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.63%	—	-59.25%
42	✓	Ivy High INC Opportunities F	Stock-Other	0.62%	—	-34.03%
43	XLE	Ss Energy Select Sector	ETF-Other	0.61%	+0.44%	+212.22%
44	DIS	Walt Disney Co/the	Stock-Comm Services	0.61%	—	+9.78%
45	DPG	Duff & Phelps Utility and Infrastructure Fund Inc.	Stock-Other	0.61%	—	-3.04%
46	✓	UBS AG Jersey Brh	Stock-Other	0.55%	—	+32.03%
47	JNJ	Johnson & Johnson	Stock-Healthcare	0.52%	—	+27.84%
48	✓	Morgan Stanley Emer Mkts Fd	Stock-Other	0.52%	—	+12.11%
49	MRK	Merck & Co. INC.	Stock-Healthcare	0.51%	—	+12.50%
50	WMT	Walmart INC	Stock-Consumer Staples	0.51%	—	-43.44%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Proficio Capital Partners LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MINT	Pimco Enhanced Short Maturit	+3.1%	+986.81%	Add
2	EDV	Vanguard Extended Dur Treas	+2.2%	+13773.54%	Add
3	PHYS	Sprott Physical Gold Trust	+2.2%	+466.72%	Add
4	AAPL	Apple INC	+1.8%	+136.48%	Add
5	TLT	Ishares 20+ Year Treasury Bd	+1.2%	+13532.74%	Add
6	VWO	Vanguard Ftse Emerging Marke	+1.1%	+704.43%	Add
7	VGT	Vanguard Info Tech ETF	+1.1%	+65.96%	Add
8	MNA	Nyli Merger Arbitrage ETF	+0.8%	+728.29%	Add
9	VIG	Vanguard Dividend Apprec ETF	+0.8%	+374.48%	Add
10	VNQ	Vanguard Real Estate ETF	+0.7%	+414.77%	Add
11	✓	ETF	+0.6%	+17.86%	Add
12	VOO	Vanguard S&p 500 ETF	+0.5%	+37.45%	Add
13	FTGC	First Trust Global Tactical	+0.5%	+166.36%	Add
14	MDY	State Street Spdr S&p Midcap	+0.5%	+175.14%	Add
15	AMZN	Amazon.com INC	+0.4%	+43.93%	Add
16	XLE	Ss Energy Select Sector	+0.4%	+212.22%	Add
17	VTV	Vanguard Value ETF	+0.4%	+45.68%	Add
18	IBB	Ishares Biotechnology ETF	+0.4%	+450.00%	Add
19	GOOG	Alphabet Inc-cl C	+0.3%	+2.25%	Add
20	ATVIEUR	Activision Blizzard INC	+0.3%	+2.74%	Add
21	PINE	Alpine Income Property Trust, Inc.	+0.3%	+4.83%	Add
22	✓	Ivy High INC Opportunities F	-0.2%	-34.03%	Trim
23	WMT	Walmart INC	-0.3%	-43.44%	Trim
24	✓		-0.3%	-77.88%	Trim
25	✓	Ggp INC	-0.4%	-58.15%	Trim
26	CVX	Chevron CORP	-0.4%	-77.63%	Trim
27	OXY	Occidental Petroleum CORP	-0.4%	-98.74%	Trim
28	EEM	Ishares Msci Emerging Market	-0.6%	-81.47%	Trim
29	HEDJ	Wisdomtree Europe Hedged Equ	-0.8%	-84.85%	Trim
30	SCHD	Schwab US Dvd Equity ETF	-0.8%	-59.25%	Trim
31	HEFA	Isha Curr Hedged Msci Eafe	-1%	-46.33%	Trim
32	JPM	Jpmorgan Chase & Co	-1.4%	-90.23%	Trim
33	BP	Bp Plc-spons Adr	-1.4%	-78.63%	Trim
34	BAC	Bank Of America CORP	-1.8%	-93.03%	Trim
35	SPY	Ss Spdr S&p 500 ETF Trust-us	-20.5%	-80.13%	Trim
36	EFA	Ishares Msci Eafe ETF	—	NEW	New buy
37	BTT	Blackrock 2030 Muni Trgt Trm	—	EXIT	Sold out
38	✓	Wisdomtree	—	EXIT	Sold out
39	SLV	Ishares Silver Trust	—	EXIT	Sold out
40	RA	Brookfield Real Assets Incom	—	NEW	New buy
41	DBEU	Xtrackers Msci Europe Hedged	—	NEW	New buy
42	TBT	Proshares Ultrashort 20+y Tr	—	EXIT	Sold out
43	✓		—	EXIT	Sold out
44	ETX	Eaton Vance Muni INC 2028 Tm	—	EXIT	Sold out
45	EWC	Ishares Msci Canada ETF	—	EXIT	Sold out
46	ARGT	Global X Msci Argentina ETF	—	EXIT	Sold out
47	RGT	Royce Global Trust INC	—	NEW	New buy
48	KBE	Ss Spdr S&p Bank ETF	—	EXIT	Sold out
49	XEFRX	Eaton Vance Sr Fltg Rate Tr	—	EXIT	Sold out
50	KKR	KKR & Co. Inc.	—	NEW	New buy