Proficio Capital Partners LLC — Q4 2016 13F Holdings

Name: Proficio Capital Partners LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001654175

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1173 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	26.24%	—	+438.92%
2	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	2.63%	—	+7806.00%
3	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	2.20%	—	-0.02%
4	BAC	Bank Of America CORP	Stock-Financials	1.94%	—	+3112.37%
5	BP	Bp Plc-spons Adr	Stock-Energy	1.77%	—	+7709.58%
6	GSG	Ishares S&p Gsci Commodity I	ETF-Commodities	1.72%	—	+85.19%
7	✓	ETF	Stock-Other	1.62%	—	+715.26%
8	✓	Eaton Vance Tax-adv Bd & Opt	Stock-Other	1.56%	—	-8.05%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	1.52%	—	+2812.99%
10	SCHD	Schwab US Dvd Equity ETF	ETF-Other	1.44%	—	+3.21%
11	BTZ	Blackrock Credit Allocation	Stock-Other	1.44%	—	+0.56%
12	DPG	Duff & Phelps Utility & INC	Stock-Other	1.21%	—	+0.84%
13	BTT	Blackrock 2030 Muni Trgt Trm	Stock-Other	1.09%	—	—
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.08%	—	+0.98%
15	PINE	Alpine Income Property Trust, Inc.	Stock-Other	1.05%	—	+1.01%
16	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.04%	-0.17%	+860.42%
17	VGT	Vanguard Info Tech ETF	ETF-Tech	1.02%	—	+17.79%
18	✓	Wisdomtree	Stock-Other	1.00%	—	+59.10%
19	EFF	Eaton Vance Floating-rate In	Stock-Other	0.96%	—	+11.81%
20	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.92%	—	+2.27%
21	KIO	Kkr Income Opportunities	Stock-Other	0.91%	—	-9.81%
22	SLV	Ishares Silver Trust	ETF-Commodities	0.89%	-0.51%	+164.55%
23	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	0.87%	—	-10.20%
24	✓	Ivy High INC Opportunities F	Stock-Other	0.84%	—	-10.09%
25	AAPL	Apple INC	Stock-Tech	0.81%	—	-59.20%
26	WMT	Walmart INC	Stock-Consumer Staples	0.78%	—	-7.36%
27	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.76%	—	—
28	PSLV	Sprott Physical Silver Trust	Stock-Other	0.75%	—	—
29	GS	Goldman Sachs Group INC	Stock-Financials	0.74%	—	+0.47%
30	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.71%	-0.63%	+37.51%
31	MSFT	Microsoft CORP	Stock-Tech	0.67%	—	+1.90%
32	✓		Stock-Other	0.66%	—	—
33	VTV	Vanguard Value ETF	ETF-Other	0.65%	—	+19.18%
34	RVT	Royce Small-cap Trust INC	Stock-Other	0.64%	—	+2.98%
35	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.64%	—	+0.97%
36	DPG	Duff & Phelps Utility and Infrastructure Fund Inc.	Stock-Other	0.62%	—	-0.46%
37	✓	Ggp INC	Stock-Other	0.58%	—	—
38	V	Visa Inc-class A Shares	Stock-Financials	0.57%	—	+1.51%
39	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.56%	—	+53.21%
40	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.54%	—	-25.01%
41	DIS	Walt Disney Co/the	Stock-Comm Services	0.52%	—	+0.79%
42	CVX	Chevron CORP	Stock-Energy	0.48%	—	+0.49%
43	PFE	Pfizer INC	Stock-Healthcare	0.47%	—	-2.09%
44	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.47%	—	—
45	SBUX	Starbucks CORP	Stock-Consumer Disc	0.46%	—	+803.32%
46	ETX	Eaton Vance Muni INC 2028 Tm	Stock-Other	0.46%	—	—
47	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.46%	—	-24.37%
48	OXY	Occidental Petroleum CORP	Stock-Energy	0.45%	—	-0.53%
49	APC3EUR	Anadarko Petroleum CORP	Stock-Other	0.45%	—	+0.16%
50	AMZN	Amazon.com INC	Stock-Consumer Disc	0.44%	—	+408.55%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Proficio Capital Partners LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+19.8%	+438.92%	Add
2	HEFA	Isha Curr Hedged Msci Eafe	+2.6%	+7806.00%	Add
3	BAC	Bank Of America CORP	+1.9%	+3112.37%	Add
4	BP	Bp Plc-spons Adr	+1.7%	+7709.58%	Add
5	JPM	Jpmorgan Chase & Co	+1.5%	+2812.99%	Add
6	✓	ETF	+1.3%	+715.26%	Add
7	VOO	Vanguard S&p 500 ETF	+0.9%	+860.42%	Add
8	GSG	Ishares S&p Gsci Commodity I	+0.5%	+85.19%	Add
9	SBUX	Starbucks CORP	+0.4%	+803.32%	Add
10	SLV	Ishares Silver Trust	+0.3%	+164.55%	Add
11	AMZN	Amazon.com INC	+0.3%	+408.55%	Add
12	PHYS	Sprott Physical Gold Trust	+0.3%	+527.84%	Add
13	BUD	Anheuser-busch Inbev-spn Adr	+0.2%	+354.75%	Add
14	✓	Wisdomtree	+0.1%	+59.10%	Add
15	AEP	American Electric Power Company, Inc.	+0.1%	+53.21%	Add
16	GS	Goldman Sachs Group INC	+0.1%	+0.47%	Add
17	NKE	Nike INC -cl B	+0.1%	+82.56%	Add
18	EEM	Ishares Msci Emerging Market	0%	+37.51%	Add
19	VTV	Vanguard Value ETF	-0.1%	+19.18%	Add
20	EFF	Eaton Vance Floating-rate In	-0.1%	+11.81%	Add
21	VGT	Vanguard Info Tech ETF	-0.2%	+17.79%	Add
22	PG	Procter & Gamble Co/the	-0.3%	-79.47%	Trim
23	CVS	Cvs Health CORP	-0.4%	-34.11%	Trim
24	EFT	Eaton Vance Fltng Rt INC Tr	-0.4%	-25.01%	Trim
25	DEO	Diageo Plc-sponsored Adr	-0.5%	-24.37%	Trim
26	ATVIEUR	Activision Blizzard INC	-0.5%	-20.38%	Trim
27	NVS	Novartis Ag-sponsored Adr	-0.5%	-40.81%	Trim
28	VZ	Verizon Communications INC	-0.6%	-94.05%	Trim
29	GNCIQ	Gnc Holdings Inc-cl A	-0.9%	-99.93%	Trim
30	✓	Eaton Vance Tax-adv Bd & Opt	-0.9%	-8.05%	Trim
31	LVS	Las Vegas Sands CORP	-1%	-67.48%	Trim
32	XNEAX	Nuveen Amt-fr Qlty Muni INC	-1.1%	-0.02%	Trim
33	AAPL	Apple INC	-1.8%	-59.20%	Trim
34	EFA	Ishares Msci Eafe ETF	—	EXIT	Sold out
35	✓	Etfs Platinum Tr	—	EXIT	Sold out
36	VT	Vanguard Tot World Stk ETF	—	EXIT	Sold out
37	✓	Brookfield Mtg Opp INC Fd In	—	EXIT	Sold out
38	PSLV	Sprott Physical Silver Trust	—	NEW	New buy
39	✓	General Growth Pptys INC New	—	EXIT	Sold out
40	✓	Ggp INC	—	NEW	New buy
41	NZF	Nuveen Municipal Credit Income Fund	—	EXIT	Sold out
42	XJQCX	Nuveen Credit Strategies INC	—	NEW	New buy
43	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
44	URTH	Ishares Msci World ETF	—	EXIT	Sold out
45	✓	Powershares	—	EXIT	Sold out
46	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
47	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy
48	UAA	Under Armour Inc-class A	—	NEW	New buy
49	EZA	Ishares Msci South Africa Et	—	EXIT	Sold out
50	MXE	Mexico Equity And Income Fd	—	NEW	New buy