Proficio Capital Partners LLC — Q3 2016 13F Holdings

Name: Proficio Capital Partners LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001654175

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1150 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.41%	—	+56.87%
2	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	3.28%	—	—
3	EFA	Ishares Msci Eafe ETF	ETF-Other	2.81%	—	+21.35%
4	AAPL	Apple INC	Stock-Tech	2.63%	—	+160.16%
5	✓	Eaton Vance Tax-adv Bd & Opt	Stock-Other	2.44%	—	-3.32%
6	✓	Etfs Platinum Tr	Stock-Other	2.44%	—	+9.29%
7	BTZ	Blackrock Credit Allocation	Stock-Other	2.00%	—	+0.36%
8	SCHD	Schwab US Dvd Equity ETF	ETF-Other	1.85%	—	-3.75%
9	DPG	Duff & Phelps Utility & INC	Stock-Other	1.79%	—	+0.22%
10	VT	Vanguard Tot World Stk ETF	ETF-Other	1.68%	+1.52%	NEW
11	BTT	Blackrock 2030 Muni Trgt Trm	Stock-Other	1.65%	—	-1.93%
12	PINE	Alpine Income Property Trust, Inc.	Stock-Other	1.54%	—	+0.20%
13	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.46%	—	+0.28%
14	KIO	Kkr Income Opportunities	Stock-Other	1.37%	—	+8.94%
15	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	1.24%	—	+205.43%
16	✓	Ivy High INC Opportunities F	Stock-Other	1.24%	—	+8.29%
17	GSG	Ishares S&p Gsci Commodity I	ETF-Commodities	1.20%	—	+388.71%
18	WMT	Walmart INC	Stock-Consumer Staples	1.19%	—	+0.33%
19	VGT	Vanguard Info Tech ETF	ETF-Tech	1.17%	—	—
20	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.15%	—	-0.19%
21	✓	Brookfield Mtg Opp INC Fd In	Stock-Other	1.15%	—	+4.81%
22	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	1.13%	—	—
23	EFF	Eaton Vance Floating-rate In	Stock-Other	1.06%	—	+7.46%
24	✓		Stock-Other	1.03%	—	—
25	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.02%	—	+148.33%
26	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.93%	—	+3.21%
27	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.92%	—	+0.90%
28	ATVIEUR	Activision Blizzard INC	Stock-Comm Services	0.89%	—	—
29	GNCIQ	Gnc Holdings Inc-cl A	Stock-Other	0.88%	—	—
30	DPG	Duff & Phelps Utility and Infrastructure Fund Inc.	Stock-Other	0.88%	—	+1.04%
31	✓	General Growth Pptys INC New	Stock-Other	0.88%	—	—
32	✓	Wisdomtree	Stock-Other	0.86%	—	—
33	MSFT	Microsoft CORP	Stock-Tech	0.83%	—	+0.01%
34	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	0.81%	—	-26.68%
35	V	Visa Inc-class A Shares	Stock-Financials	0.80%	—	+3.88%
36	RVT	Royce Small-cap Trust INC	Stock-Other	0.80%	—	+1.60%
37	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.76%	—	—
38	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.75%	-0.63%	-12.68%
39	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.73%	—	-4.25%
40	VTV	Vanguard Value ETF	ETF-Other	0.70%	—	+2.43%
41	PFE	Pfizer INC	Stock-Healthcare	0.68%	—	—
42	ETX	Eaton Vance Muni INC 2028 Tm	Stock-Other	0.67%	—	-6.38%
43	GS	Goldman Sachs Group INC	Stock-Financials	0.67%	—	+0.08%
44	VZ	Verizon Communications INC	Stock-Comm Services	0.66%	-0.31%	EXIT
45	CVS	Cvs Health CORP	Stock-Healthcare	0.66%	—	+0.73%
46	OXY	Occidental Petroleum CORP	Stock-Energy	0.64%	—	—
47	DIS	Walt Disney Co/the	Stock-Comm Services	0.63%	—	-0.03%
48	MORT	Vaneck Mortgage Reit Income	ETF-Other	0.59%	—	—
49	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	—	+1.50%
50	CVX	Chevron CORP	Stock-Energy	0.57%	—	+0.03%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Proficio Capital Partners LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+2%	+56.87%	Add
2	AAPL	Apple INC	+1.6%	+160.16%	Add
3	GSG	Ishares S&p Gsci Commodity I	+1%	+388.71%	Add
4	LVS	Las Vegas Sands CORP	+0.9%	+205.43%	Add
5	TBT	Proshares Ultrashort 20+y Tr	+0.6%	+148.33%	Add
6	FTGC	First Trust Global Tactical	+0.4%	+434.36%	Add
7	EFA	Ishares Msci Eafe ETF	+0.4%	+21.35%	Add
8	SLV	Ishares Silver Trust	+0.3%	+171.51%	Add
9	PDCOEUR	Patterson Cos INC	+0.3%	+4917.49%	Add
10	ARGT	Global X Msci Argentina ETF	+0.1%	+34.52%	Add
11	EZA	Ishares Msci South Africa Et	+0.1%	+92.41%	Add
12	ALGN	Align Technology INC	+0.1%	+369.00%	Add
13	NGL	Ngl Energy Partners LP	+0.1%	+110.38%	Add
14	✓		0%	—	Unchanged
15	KIO	Kkr Income Opportunities	0%	+8.94%	Add
16	✓	Ivy High INC Opportunities F	0%	+8.29%	Add
17	EFF	Eaton Vance Floating-rate In	0%	+7.46%	Add
18	ATVIEUR	Activision Blizzard INC	0%	—	Unchanged
19	XEFRX	Eaton Vance Sr Fltg Rate Tr	0%	+7.09%	Add
20	V	Visa Inc-class A Shares	—	+3.88%	Add
21	EFT	Eaton Vance Fltng Rt INC Tr	0%	+3.21%	Add
22	VGT	Vanguard Info Tech ETF	-0.1%	—	Unchanged
23	GOOG	Alphabet Inc-cl C	-0.1%	+0.28%	Add
24	XMUIX	Blackrock Municipal Income	-0.1%	-13.87%	Trim
25	✓		-0.1%	+0.10%	Add
26	PFE	Pfizer INC	-0.1%	—	Unchanged
27	GSY	Invesco Ultra Short Duration ETF	-0.1%	EXIT	Sold out
28	EEM	Ishares Msci Emerging Market	-0.1%	-12.68%	Trim
29	ETW	Eaton Vance T/m Glbl Buy-wr	-0.2%	-77.21%	Trim
30	VCIT	Vanguard Int-term Corporate	-0.2%	-93.57%	Trim
31	✓	General Growth Pptys INC New	-0.2%	—	Unchanged
32	SCHD	Schwab US Dvd Equity ETF	-0.3%	-3.75%	Trim
33	VCSH	Vanguard S/t CORP Bond ETF	-0.3%	-79.24%	Trim
34	VT	Vanguard Tot World Stk ETF	-0.3%	-9.13%	Trim
35	✓	Eaton Vance Tax-adv Bd & Opt	-0.3%	-3.32%	Trim
36	XLF	Ss Financial Select Sector	-0.4%	-89.36%	Trim
37	XLE	Ss Energy Select Sector	-0.4%	-60.25%	Trim
38	EWC	Ishares Msci Canada ETF	-0.4%	-57.71%	Trim
39	NVS	Novartis Ag-sponsored Adr	-0.4%	-26.68%	Trim
40	NZF	Nuveen Municipal Credit Income Fund	—	EXIT	Sold out
41	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	NEW	New buy
42	GNCIQ	Gnc Holdings Inc-cl A	—	NEW	New buy
43	✓	Wisdomtree	—	NEW	New buy
44	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	Sold out
45	✓	Powershares	—	NEW	New buy
46	✓	ETF	—	NEW	New buy
47	✓	Nuveen Select Quality Mun Fd	—	EXIT	Sold out
48	PLAY	Dave & Buster's Entertainmen	—	NEW	New buy
49	NAD	Nuveen Quality Municipal INC	—	NEW	New buy
50	PAI	Western Asset Investment Gra	—	EXIT	Sold out