Proficio Capital Partners LLC — Q1 2016 13F Holdings

Name: Proficio Capital Partners LLC — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001654175

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 1151 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.64%	—	-0.99%
2	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	5.42%	—	-33.14%
3	✓	Eaton Vance Tax-adv Bd & Opt	Stock-Other	3.15%	—	+26.43%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	3.04%	—	—
5	VT	Vanguard Tot World Stk ETF	ETF-Other	2.90%	+1.52%	NEW
6	BTT	Blackrock 2030 Muni Trgt Trm	Stock-Other	2.31%	—	-11.69%
7	DPG	Duff & Phelps Utility & INC	Stock-Other	2.29%	—	+14.87%
8	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.99%	—	+2.96%
9	PINE	Alpine Income Property Trust, Inc.	Stock-Other	1.83%	—	+21.49%
10	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	1.58%	—	—
11	PFE	Pfizer INC	Stock-Healthcare	1.56%	—	-1.00%
12	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.55%	—	+0.13%
13	VGT	Vanguard Info Tech ETF	ETF-Tech	1.51%	—	+3.12%
14	DBEU	Xtrackers Msci Europe Hedged	ETF-Other	1.51%	—	—
15	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	1.42%	—	+62.09%
16	AAPL	Apple INC	Stock-Tech	1.37%	—	+17.89%
17	✓	General Growth Pptys INC New	Stock-Other	1.37%	—	-0.01%
18	NBB	Nuveen Taxable Municipal INC	Stock-Other	1.30%	—	-10.26%
19	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	1.21%	—	+1.92%
20	DPG	Duff & Phelps Utility and Infrastructure Fund Inc.	Stock-Other	1.17%	—	+23.12%
21	WMT	Walmart INC	Stock-Consumer Staples	1.17%	—	+84.55%
22	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.13%	-0.63%	+25.08%
23	CVS	Cvs Health CORP	Stock-Healthcare	1.10%	—	+131.17%
24	✓	Brookfield Mtg Opp INC Fd In	Stock-Other	1.04%	—	+5.84%
25	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.03%	—	+0.29%
26	ATVIEUR	Activision Blizzard INC	Stock-Comm Services	0.98%	—	-0.21%
27	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.97%	—	-3.42%
28	PFF	Ishares Preferred & Income S	ETF-Other	0.97%	—	+38.66%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.96%	-0.31%	EXIT
30	GS	Goldman Sachs Group INC	Stock-Financials	0.94%	—	+0.77%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.93%	—	-0.99%
32	UBS	UBS Group AG	Stock-Financials	0.93%	—	-7.60%
33	ETX	Eaton Vance Muni INC 2028 Tm	Stock-Other	0.91%	—	+22.98%
34	✓		Stock-Other	0.87%	—	—
35	OXY	Occidental Petroleum CORP	Stock-Energy	0.87%	—	-0.58%
36	XLE	Ss Energy Select Sector	ETF-Other	0.86%	+0.44%	+151.58%
37	MSFT	Microsoft CORP	Stock-Tech	0.80%	—	+17.66%
38	✓	Market Vectors ETF Tr	ETF-Other	0.77%	—	—
39	V	Visa Inc-class A Shares	Stock-Financials	0.76%	—	+10.91%
40	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.74%	—	+0.85%
41	CVX	Chevron CORP	Stock-Energy	0.73%	—	+0.20%
42	APC3EUR	Anadarko Petroleum CORP	Stock-Other	0.69%	—	+18.29%
43	MRK	Merck & Co. INC.	Stock-Healthcare	0.67%	—	+0.65%
44	AXGN	Axogen INC	Stock-Other	0.66%	—	—
45	UPS	United Parcel Service-cl B	Stock-Industrials	0.65%	—	+141.71%
46	VKQ	Invesco Municipal Trust	Stock-Other	0.65%	—	+41.56%
47	BXUSD	Blackstone Group Lp/the	Stock-Other	0.65%	—	+7.86%
48	PM	Philip Morris International	Stock-Consumer Staples	0.65%	—	+0.38%
49	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.62%	-0.81%	+1469.05%
50	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.62%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Proficio Capital Partners LLC for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.6%	+1469.05%	Add
2	CVS	Cvs Health CORP	+0.6%	+131.17%	Add
3	JNJ	Johnson & Johnson	+0.6%	+1374.50%	Add
4	WMT	Walmart INC	+0.5%	+84.55%	Add
5	XLE	Ss Energy Select Sector	+0.5%	+151.58%	Add
6	UPS	United Parcel Service-cl B	+0.4%	+141.71%	Add
7	PG	Procter & Gamble Co/the	+0.4%	+1061.12%	Add
8	NKE	Nike INC -cl B	+0.3%	+1659.95%	Add
9	WFC	Wells Fargo & Co	+0.3%	+760.06%	Add
10	NVS	Novartis Ag-sponsored Adr	+0.2%	+62.09%	Add
11	GDO	Western Ast Glb CORP Opprnty	+0.2%	+73.40%	Add
12	✓	Eaton Vance Tax-adv Bd & Opt	+0.2%	+26.43%	Add
13	PFF	Ishares Preferred & Income S	+0.2%	+38.66%	Add
14	META	Meta Platforms Inc-class A	+0.2%	+224.54%	Add
15	EEM	Ishares Msci Emerging Market	+0.1%	+25.08%	Add
16	VKQ	Invesco Municipal Trust	+0.1%	+41.56%	Add
17	BTZ	Blackrock Credit Allocation	+0.1%	+61.22%	Add
18	DPG	Duff & Phelps Utility & INC	+0.1%	+14.87%	Add
19	DPG	Duff & Phelps Utility and Infrastructure Fund Inc.	+0.1%	+23.12%	Add
20	ETX	Eaton Vance Muni INC 2028 Tm	+0.1%	+22.98%	Add
21	XMUIX	Blackrock Municipal Income	+0.1%	+34.61%	Add
22	VZ	Verizon Communications INC	+0.1%	+7.74%	Add
23	AAPL	Apple INC	+0.1%	+17.89%	Add
24	PINE	Alpine Income Property Trust, Inc.	0%	+21.49%	Add
25	AMLPUSD	Alerian Mlp ETF	-0.3%	-95.70%	Trim
26	GSY	Invesco Ultra Short Duration ETF	-0.3%	-55.09%	Trim
27	ATVIEUR	Activision Blizzard INC	-0.3%	-0.21%	Trim
28	UBS	UBS Group AG	-0.4%	-7.60%	Trim
29	DXJ	Wisdomtree Japan Hedged Eq	-0.4%	-3.42%	Trim
30	HEFA	Isha Curr Hedged Msci Eafe	-0.4%	-50.79%	Trim
31	PFE	Pfizer INC	-0.5%	-1.00%	Trim
32	FTLS	First Trust Long/short Eqty	-0.6%	-97.34%	Trim
33	BTT	Blackrock 2030 Muni Trgt Trm	-0.6%	-11.69%	Trim
34	NZF	Nuveen Municipal Credit Income Fund	-3.9%	-33.14%	Trim
35	✓		—	NEW	New buy
36	HYHG	Proshares High Yield Interes	—	EXIT	Sold out
37	✓	ETF Ser Solutions	—	EXIT	Sold out
38	NZF	Nuveen Municipal Credit Income Fund	—	NEW	New buy
39	EFF	Eaton Vance Floating-rate In	—	NEW	New buy
40	XLF	Ss Financial Select Sector	—	NEW	New buy
41	DNKN	Dunkin' Brands Group INC	—	NEW	New buy
42	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
43	✓	Oppenheimer Rev Weighted ETF	—	NEW	New buy
44	KIO	Kkr Income Opportunities	—	NEW	New buy
45	✓	Morgan Stanley Emer Mkts Fd	—	NEW	New buy
46	URTH	Ishares Msci World ETF	—	NEW	New buy
47	EFT	Eaton Vance Fltng Rt INC Tr	—	NEW	New buy
48	FV	First Trust Dw Focus 5 Fund	—	NEW	New buy
49	QAI	Nyli Hdg Multi-str Trk ETF	—	NEW	New buy
50	XEFRX	Eaton Vance Sr Fltg Rate Tr	—	NEW	New buy