Private Ocean, LLC — Q3 2014 13F Holdings

Name: Private Ocean, LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001601742

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 218 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	19.67%	—	+8.94%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	19.54%	—	+2.07%
3	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	13.59%	—	+2.24%
4	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	7.02%	—	+2.09%
5	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	3.64%	—	-2.23%
6	PXF	Invesco Ftse Rafi Developed	ETF-Other	2.99%	—	+0.83%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.54%	—	-2.93%
8	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	2.45%	—	-0.33%
9	EFA	Ishares Msci Eafe ETF	ETF-Other	2.01%	—	-0.71%
10	VNQ	Vanguard Real Estate ETF	ETF-Other	1.90%	—	+0.55%
11	✓	Claymore Exchange Trd Fd Tr	Stock-Other	1.60%	—	—
12	IWB	Ishares Russell 1000 ETF	ETF-Other	1.38%	—	-1.58%
13	VTV	Vanguard Value ETF	ETF-Other	1.06%	—	+40.40%
14	AAPL	Apple INC	Stock-Tech	0.93%	—	+0.15%
15	✓	Greene King PLC ORD	Stock-Other	0.84%	—	—
16	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.74%	—	-1.74%
17	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.67%	—	+0.19%
18	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.63%	—	—
19	XOM	Exxon Mobil CORP	Stock-Energy	0.62%	—	+0.12%
20	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.61%	—	+0.12%
21	WPC	Wp Carey INC	Stock-Real Estate	0.60%	—	-27.84%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.60%	—	+0.12%
23	✓	Powershares	Stock-Other	0.57%	—	—
24	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.54%	—	+17.67%
25	SCHW	Schwab (charles) CORP	Stock-Financials	0.53%	—	+0.12%
26	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.52%	—	+0.10%
27	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.51%	—	-0.42%
28	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.45%	—	+0.19%
29	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.42%	—	+0.06%
30	✓	Powershares Global ETF Trust	ETF-Other	0.41%	—	—
31	VV	Vanguard Large-cap ETF	ETF-Other	0.34%	—	+0.04%
32	IBM	Intl Business Machines CORP	Stock-Tech	0.31%	—	-1.39%
33	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.29%	—	—
34	UTXZ	United Tech CORP	Stock-Other	0.28%	—	—
35	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.27%	—	+0.13%
36	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.27%	—	+0.22%
37	NSC	Norfolk Southern CORP	Stock-Industrials	0.27%	—	—
38	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.26%	—	+0.39%
39	PFF	Ishares Preferred & Income S	ETF-Other	0.23%	—	+1.45%
40	EMR	Emerson Electric Co	Stock-Industrials	0.22%	—	—
41	✓		Stock-Other	0.22%	—	—
42	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.22%	—	+0.97%
43	OEF	Ishares S&p 100 ETF	ETF-Other	0.21%	—	-4.98%
44	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.21%	—	+0.15%
45	IUSV	Ishares Core S&p U.s. Value	ETF-Other	0.19%	—	-2.25%
46	MUB	Ishares National Muni Bond E	ETF-Other	0.19%	—	+0.70%
47	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.18%	—	-7.78%
48	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.18%	—	+0.33%
49	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.18%	—	+0.11%
50	MDT	Medtronic plc	Stock-Healthcare	0.16%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Private Ocean, LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMHC	VanEck China Semiconductor ETF	+1.9%	+8.94%	Add
2	VTV	Vanguard Value ETF	+0.3%	+40.40%	Add
3	VCSH	Vanguard S/t CORP Bond ETF	+0.2%	+2.07%	Add
4	AGG	Ishares Core U.s. Aggregate	+0.1%	+17.67%	Add
5	AAPL	Apple INC	+0.1%	+0.15%	Add
6	SCHW	Schwab (charles) CORP	+0.1%	+0.12%	Add
7	PG	Procter & Gamble Co/the	0%	+0.12%	Add
8	NSC	Norfolk Southern CORP	0%	—	Unchanged
9	GILD	Gilead Sciences INC	0%	—	Unchanged
10	BRK-B	Berkshire Hathaway Inc-cl B	0%	—	Unchanged
11	HYMB	Ss Spdr N Ice Hy Muni ETF	0%	-0.33%	Trim
12	IBM	Intl Business Machines CORP	0%	-1.39%	Trim
13	IJS	Ishares S&p Small-cap 600 Va	0%	+0.15%	Add
14	VIV1USD	Telefonica Brasil-adr Pref	0%	—	Unchanged
15	RWO	State Street Spdr Dow Jones	0%	-6.49%	Trim
16	IWO	Ishares Russell 2000 Growth	0%	+0.11%	Add
17	✓	Google INC Class C	0%	-68.25%	Trim
18	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	0%	+0.06%	Add
19	EMR	Emerson Electric Co	0%	—	Unchanged
20	IWC	Ishares Micro-cap ETF	0%	+0.32%	Add
21	✓	Powershares Global ETF Trust	0%	—	Unchanged
22	VYM	Vanguard High Dvd Yield ETF	0%	-1.74%	Trim
23	IJR	Ishares Core S&p Small-cap E	0%	-7.78%	Trim
24	VEU	Vanguard Ftse All-world Ex-u	0%	+0.19%	Add
25	UTXZ	United Tech CORP	0%	—	Unchanged
26	PFE	Pfizer INC	0%	-82.76%	Trim
27	MCD	Mcdonald's CORP	0%	—	Unchanged
28	TLT	iShares 20+ Year Treasury Bond ETF	0%	+0.10%	Add
29	IJJ	Ishares S&p Mid-cap 400 Valu	0%	+0.12%	Add
30	✓	Powershares	0%	—	Unchanged
31	IWB	Ishares Russell 1000 ETF	0%	-1.58%	Trim
32	✓	FTSE RAFI US 1500 Small Cap	-0.1%	+0.19%	Add
33	IWM	Ishares Russell 2000 ETF	-0.1%	-0.42%	Trim
34	XOM	Exxon Mobil CORP	-0.1%	+0.12%	Add
35	PCYUSD	Invesco Emerging Markets Sov	-0.1%	+2.09%	Add
36	VNQ	Vanguard Real Estate ETF	-0.1%	+0.55%	Add
37	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-2.93%	Trim
38	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.1%	-71.67%	Trim
39	✓	Greene King PLC ORD	-0.1%	—	Unchanged
40	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.1%	-2.23%	Trim
41	EFA	Ishares Msci Eafe ETF	-0.2%	-0.71%	Trim
42	✓	Claymore Exchange Trd Fd Tr	-0.2%	—	Unchanged
43	PXF	Invesco Ftse Rafi Developed	-0.2%	+0.83%	Add
44	WPC	Wp Carey INC	-0.2%	-27.84%	Trim
45	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.3%	+2.24%	Add
46	BIIB	Biogen INC	—	EXIT	Sold out
47	✓	Btg PLC	—	EXIT	Sold out
48	ESS	Essex Property Trust INC	—	EXIT	Sold out
49	BXUSD	Blackstone Group Lp/the	—	NEW	New buy
50	CSX	Csx CORP	—	NEW	New buy