Pinnacle Associates LTD — Q4 2019 13F Holdings

Name: Pinnacle Associates LTD — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000743127

Total reported value

$7.8B

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Full holdings list this quarter

Showing top 200 holdings (of 701 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	2.94%	-0.31%	-16.41%
2	MSFT	Microsoft CORP	Stock-Tech	2.01%	-0.61%	-3.04%
3	LRCXEUR	Lam Research CORP	Stock-Tech	1.92%	—	-15.43%
4	✓	Qorvo, Inc.	Stock-Other	1.84%	—	-8.27%
5	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	1.82%	—	-8.11%
6	✓	Lumentum Holdings Inc.	Stock-Other	1.50%	—	-9.34%
7	JPM	Jpmorgan Chase & Co	Stock-Financials	1.34%	-0.19%	-2.54%
8	✓		Stock-Other	1.29%	—	-8.22%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.27%	-0.12%	-5.24%
10	VB	Vanguard Small-cap ETF	ETF-Other	1.20%	—	-0.30%
11	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	1.17%	—	-7.92%
12	CGNX	Cognex CORP	Stock-Tech	1.16%	—	-8.07%
13	SGENEUR	Seagen INC	Stock-Other	1.14%	—	-8.55%
14	IACIEUR	Iac/interactivecorp	Stock-Other	1.13%	—	-8.11%
15	TRMB	Trimble INC	Stock-Tech	0.98%	-0.07%	-7.65%
16	V	Visa Inc-class A Shares	Stock-Financials	0.95%	-0.10%	-1.91%
17	IONS	Ionis Pharmaceuticals INC	Stock-Healthcare	0.93%	—	-8.52%
18	AMBA	Ambarella, Inc.	Stock-Tech	0.91%	—	+4.73%
19	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.90%	—	-8.60%
20	CMI	Cummins INC	Stock-Industrials	0.86%	—	-6.72%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	0.84%	-0.10%	+1.29%
22	KSUEUR	Kansas City Southern	Stock-Other	0.84%	—	-7.63%
23	✓	CyrusOne Inc	Stock-Other	0.83%	—	-4.58%
24	BYD	Boyd Gaming CORP	Stock-Consumer Disc	0.82%	—	-7.95%
25	C	Citigroup INC	Stock-Financials	0.81%	—	-4.82%
26	IRDM	Iridium Communications INC	Stock-Comm Services	0.81%	—	-9.39%
27	MDY	State Street Spdr S&p Midcap	ETF-Other	0.80%	—	-0.72%
28	MRK	Merck & Co. INC.	Stock-Healthcare	0.78%	+0.15%	-9.21%
29	COHR	Coherent Corp.	Stock-Tech	0.77%	—	+67.38%
30	DISCKUSD	Discovery Inc-c	Stock-Other	0.77%	—	-9.29%
31	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.75%	—	+1.13%
32	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.75%	—	-1.73%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.72%	+0.78%	+5.05%
34	✓	Tegna INC Com Shs	Stock-Other	0.72%	—	-9.66%
35	CSCO	Cisco Systems INC	Stock-Tech	0.72%	—	+2.05%
36	PRKS	United Parks & Resorts INC	Stock-Other	0.71%	—	+25.87%
37	HD	Home Depot INC	Stock-Consumer Disc	0.68%	—	+0.53%
38	CAE	Cae INC	Stock-Other	0.67%	—	-7.70%
39	AMZN	Amazon.com INC	Stock-Consumer Disc	0.67%	-0.13%	+9.91%
40	CUBUSD	Cubic CORP	Stock-Other	0.67%	—	+40.63%
41	HXL	Hexcel CORP	Stock-Industrials	0.65%	—	-8.19%
42	T	At&t INC	Stock-Comm Services	0.65%	—	-2.45%
43	BA	Boeing Co/the	Stock-Industrials	0.64%	—	+0.66%
44	✓	Fireeye	Stock-Other	0.62%	—	-7.68%
45	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.61%	—	+3.60%
46	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.60%	—	-0.22%
47	RJF	Raymond James Financial INC	Stock-Financials	0.60%	—	-7.72%
48	INTC	Intel CORP	Stock-Tech	0.59%	—	-0.57%
49	✓	Evoqua Water Technologies Co	Stock-Other	0.59%	—	-8.32%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.58%	—	+3.86%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Pinnacle Associates LTD for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Qorvo, Inc.	+0.5%	-8.27%	Trim
2	✓	Lumentum Holdings Inc.	+0.3%	-9.34%	Trim
3	COHR	Coherent Corp.	+0.3%	+67.38%	Add
4	AEIS	Advanced Energy Industries	+0.2%	+51.99%	Add
5	PRKS	United Parks & Resorts INC	+0.2%	+25.87%	Add
6	ESPR	Esperion Therapeutics INC	+0.2%	+29.82%	Add
7	ICPTUSD	Intercept Pharmaceuticals In	+0.2%	-8.84%	Trim
8	REGN	Regeneron Pharmaceuticals	+0.2%	-7.92%	Trim
9	FARO	Faro Technologies INC	+0.2%	+64.24%	Add
10	BMY	Bristol-myers Squibb Co	+0.1%	+27.73%	Add
11	TENB	Tenable Holdings INC	+0.1%	+382.96%	Add
12	SGENEUR	Seagen INC	+0.1%	-8.55%	Trim
13	✓	Ultragenyx Pharmaceutical, INC	+0.1%	+190.91%	Add
14	CUBUSD	Cubic CORP	+0.1%	+40.63%	Add
15	PRTA	Prothena Corporation plc	+0.1%	+112.12%	Add
16	ELAN	Elanco Animal Health INC	+0.1%	+651.55%	Add
17	RCL	Royal Caribbean Cruises Ltd.	+0.1%	-8.11%	Trim
18	JPM	Jpmorgan Chase & Co	+0.1%	-2.54%	Trim
19	LASR	Nlight INC	+0.1%	+5.49%	Add
20	SRPT	Sarepta Therapeutics INC	+0.1%	-8.68%	Trim
21	FORM	Formfactor INC	+0.1%	-8.11%	Trim
22	UNH	Unitedhealth Group INC	+0.1%	-1.91%	Trim
23	ADBE	Adobe INC	+0.1%	+12.84%	Add
24	META	Meta Platforms Inc-class A	+0.1%	+1.29%	Add
25	JNJ	Johnson & Johnson	+0.1%	+5.05%	Add
26	AAPL	Apple INC	+0.1%	-16.41%	Trim
27	BYD	Boyd Gaming CORP	+0.1%	-7.95%	Trim
28	AMZN	Amazon.com INC	+0.1%	+9.91%	Add
29	QQQ	Invesco Qqq Trust Series 1	+0.1%	+6.00%	Add
30	MSFT	Microsoft CORP	0%	-3.04%	Trim
31	DISCKUSD	Discovery Inc-c	0%	-9.29%	Trim
32	LRCXEUR	Lam Research CORP	0%	-15.43%	Trim
33	MDCOUSD	Medicines Company	-0.1%	-51.75%	Trim
34	PGNXUSD	Progenics Pharmaceuticals	-0.2%	-96.66%	Trim
35	WWEUSD	World Wrestling Entertain-a	-0.2%	-7.20%	Trim
36	BA	Boeing Co/the	-0.2%	+0.66%	Add
37	HXL	Hexcel CORP	-0.2%	-8.19%	Trim
38	✓	CyrusOne Inc	-0.3%	-4.58%	Trim
39	ALDR1EUR	Alder Biopharmaceuticals INC	—	EXIT	Sold out
40	✓	Paramount Global B	—	NEW	New buy
41	ONCEEUR	Spark Therapeutics INC	—	EXIT	Sold out
42	✓	Cbs CORP New	—	EXIT	Sold out
43	PLUG	Plug Power INC	—	NEW	New buy
44	ISCAUSD	Intl Speedway Corp-cl A	—	EXIT	Sold out
45	✓	Truist Financial Corporation	—	NEW	New buy
46	CLVSEUR	Clovis Oncology INC	—	NEW	New buy
47	BBTUSD	Bb&t CORP	—	EXIT	Sold out
48	VIAB	Viacom Inc-class B	—	EXIT	Sold out
49	BID	Sotheby's	—	EXIT	Sold out
50	ATRAGBX	Atara Biotherapeutics INC	—	NEW	New buy