Pinnacle Associates LTD — Q3 2019 13F Holdings

Name: Pinnacle Associates LTD — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000743127

Total reported value

$7.8B

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Full holdings list this quarter

Showing top 200 holdings (of 701 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	2.89%	-0.31%	+35.21%
2	MSFT	Microsoft CORP	Stock-Tech	1.97%	-0.61%	-0.41%
3	LRCXEUR	Lam Research CORP	Stock-Tech	1.93%	—	-13.18%
4	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	1.73%	—	-3.24%
5	✓		Stock-Other	1.47%	—	-4.87%
6	✓	Qorvo, Inc.	Stock-Other	1.37%	—	-4.35%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.33%	-0.12%	+3.38%
8	JPM	Jpmorgan Chase & Co	Stock-Financials	1.25%	-0.19%	+0.16%
9	✓	Lumentum Holdings Inc.	Stock-Other	1.20%	—	-4.29%
10	VB	Vanguard Small-cap ETF	ETF-Other	1.20%	—	-0.15%
11	CGNX	Cognex CORP	Stock-Tech	1.19%	—	-4.70%
12	IACIEUR	Iac/interactivecorp	Stock-Other	1.16%	—	-4.95%
13	✓	CyrusOne Inc	Stock-Other	1.14%	—	-4.85%
14	IONS	Ionis Pharmaceuticals INC	Stock-Healthcare	1.08%	—	-4.04%
15	TRMB	Trimble INC	Stock-Tech	1.06%	-0.07%	-4.68%
16	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	1.01%	—	-4.29%
17	SGENEUR	Seagen INC	Stock-Other	1.01%	—	-15.55%
18	AMBA	Ambarella, Inc.	Stock-Tech	0.97%	—	-4.70%
19	V	Visa Inc-class A Shares	Stock-Financials	0.95%	-0.10%	-0.66%
20	CMI	Cummins INC	Stock-Industrials	0.90%	—	-3.60%
21	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.89%	—	-3.01%
22	HXL	Hexcel CORP	Stock-Industrials	0.86%	—	-4.88%
23	MRK	Merck & Co. INC.	Stock-Healthcare	0.86%	+0.15%	-20.70%
24	KSUEUR	Kansas City Southern	Stock-Other	0.85%	—	-4.85%
25	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.83%	—	-0.25%
26	IRDM	Iridium Communications INC	Stock-Comm Services	0.83%	—	-4.08%
27	MDY	State Street Spdr S&p Midcap	ETF-Other	0.82%	—	-1.13%
28	BA	Boeing Co/the	Stock-Industrials	0.80%	—	+4.26%
29	✓	Tegna INC Com Shs	Stock-Other	0.80%	—	-4.70%
30	C	Citigroup INC	Stock-Financials	0.79%	—	-2.92%
31	CSCO	Cisco Systems INC	Stock-Tech	0.78%	—	+3.64%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.78%	-0.10%	+55.10%
33	HD	Home Depot INC	Stock-Consumer Disc	0.77%	—	-1.76%
34	BYD	Boyd Gaming CORP	Stock-Consumer Disc	0.77%	—	+12.07%
35	CAE	Cae INC	Stock-Other	0.75%	—	-3.90%
36	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.75%	—	-1.19%
37	DISCKUSD	Discovery Inc-c	Stock-Other	0.74%	—	-3.86%
38	WWEUSD	World Wrestling Entertain-a	Stock-Other	0.69%	—	-4.76%
39	T	At&t INC	Stock-Comm Services	0.69%	—	-1.72%
40	JNJ	Johnson & Johnson	Stock-Healthcare	0.66%	+0.78%	+1.55%
41	RJF	Raymond James Financial INC	Stock-Financials	0.64%	—	-4.68%
42	✓	Evoqua Water Technologies Co	Stock-Other	0.62%	—	-3.48%
43	AMZN	Amazon.com INC	Stock-Consumer Disc	0.62%	-0.13%	+32.53%
44	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.61%	—	+0.54%
45	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.60%	—	-1.48%
46	✓	Fireeye	Stock-Other	0.59%	—	-2.20%
47	MSGS	Madison Square Garden Sports	Stock-Comm Services	0.59%	—	-3.84%
48	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.58%	—	+4.65%
49	CUBUSD	Cubic CORP	Stock-Other	0.56%	—	+31.82%
50	PFE	Pfizer INC	Stock-Healthcare	0.56%	—	+0.03%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Pinnacle Associates LTD for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+1%	+35.21%	Add
2	✓	CyrusOne Inc	+0.3%	-4.85%	Trim
3	AMBA	Ambarella, Inc.	+0.3%	-4.70%	Trim
4	CME	Cme Group INC	+0.3%	+946.43%	Add
5	META	Meta Platforms Inc-class A	+0.2%	+55.10%	Add
6	CUBUSD	Cubic CORP	+0.2%	+31.82%	Add
7	ALDR1EUR	Alder Biopharmaceuticals INC	+0.2%	+6.13%	Add
8	✓	iShares 20+ Year Treasury Bond ETF	+0.2%	+121.38%	Add
9	LRCXEUR	Lam Research CORP	+0.1%	-13.18%	Trim
10	GOOGL	Alphabet Inc-cl A	+0.1%	+16.71%	Add
11	VSH	Vishay Intertechnology INC	+0.1%	+38.11%	Add
12	AMZN	Amazon.com INC	+0.1%	+32.53%	Add
13	STZ	Constellation Brands Inc-a	+0.1%	+29.40%	Add
14	NVDA	Nvidia CORP	+0.1%	+85.98%	Add
15	NEAR	Ishares Sh Dba ETF Usd INC	+0.1%	+213.06%	Add
16	COHR	Coherent Corp.	+0.1%	+25.39%	Add
17	PTLAEUR	Portola Pharmaceuticals INC	+0.1%	+33.58%	Add
18	✓	Qorvo, Inc.	+0.1%	-4.35%	Trim
19	✓	Evoqua Water Technologies Co	+0.1%	-3.48%	Trim
20	TPC	Tutor Perini CORP	+0.1%	+37.43%	Add
21	JWNUSD	Nordstrom INC	+0.1%	+104.31%	Add
22	✓	Fireeye	-0.1%	-2.20%	Trim
23	CMI	Cummins INC	-0.1%	-3.60%	Trim
24	✓		-0.1%	-3.73%	Trim
25	HP	Helmerich & Payne	-0.1%	-5.66%	Trim
26	PFE	Pfizer INC	-0.1%	+0.03%	Add
27	IRDM	Iridium Communications INC	-0.1%	-4.08%	Trim
28	PRKS	United Parks & Resorts INC	-0.1%	-4.19%	Trim
29	IONS	Ionis Pharmaceuticals INC	-0.1%	-4.04%	Trim
30	DISCKUSD	Discovery Inc-c	-0.1%	-3.86%	Trim
31	QEP	Qep Resources INC	-0.2%	-4.81%	Trim
32	AABAUSD	Altaba INC	-0.2%	-3.64%	Trim
33	BID	Sotheby's	-0.2%	-53.88%	Trim
34	REGN	Regeneron Pharmaceuticals	-0.2%	-4.29%	Trim
35	COP	Conocophillips	-0.2%	-65.96%	Trim
36	FLOT	Ishares Floating Rate Bond E	-0.2%	-94.70%	Trim
37	MRK	Merck & Co. INC.	-0.2%	-20.70%	Trim
38	SRPT	Sarepta Therapeutics INC	-0.2%	-4.48%	Trim
39	TRMB	Trimble INC	-0.2%	-4.68%	Trim
40	RCL	Royal Caribbean Cruises Ltd.	-0.3%	-3.24%	Trim
41	✓	Array BioPharma Inc.	—	EXIT	Sold out
42	FNSR	Finisar Corporation	—	EXIT	Sold out
43	AERIEUR	Aerie Pharmaceuticals INC	—	NEW	New buy
44	CARAEUR	Cara Therapeutics INC	—	NEW	New buy
45	LHX	L3harris Technologies INC	—	NEW	New buy
46	APC3EUR	Anadarko Petroleum CORP	—	EXIT	Sold out
47	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out
48	✓	SPDR Bloomberg Barclays Invest	—	EXIT	Sold out
49	BX	Blackstone INC	—	NEW	New buy
50	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out