| 1 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | — | — | — | |
| 2 | FPA | First Trust Asia Pac Ex-japn | ETF-Other | — | — | — | |
| 3 | FEP | First Trust Europe | ETF-Other | — | — | — | |
| 4 | FLN | First Trust Latin America | ETF-Other | — | — | — | |
| 5 | FBZ* | First Trust Brazil | ETF-Other | — | — | — | |
| 6 | FJP | First Trust Japan | ETF-Other | — | — | — | |
| 7 | FKO | First Trust South Korea | ETF-Other | — | — | — | |
| 8 | FDT | First Trust Develp Mkt Ex-us | ETF-Other | — | — | — | |
| 9 | FEM | First Trust Emerging Markets | ETF-Emerging Markets | — | — | — | |
| 10 | FGM | First Trust Germany | ETF-Other | — | — | — | |
| 11 | FCAN | First Trust Canada | ETF-Other | — | — | — | |
| 12 | ✓ | First Tr Exch Trd Alpha Fd I | Stock-Other | — | — | — | |
| 13 | FKU | First Trust United Kingdom | ETF-Other | — | — | — | |
| 14 | FSZ | First Trust Switzerland | ETF-Other | — | — | — | |
| 15 | FHK | First Trust Hong Kong | ETF-Other | — | — | — | |
| 16 | ✓ | First Tr Exch Trd Alpha Fd I | Stock-Other | — | — | — | |
| 17 | FEMS | First Trust Emerging Markets | ETF-Emerging Markets | — | — | — | |
| 18 | FDTS | First Trust Developed Market | ETF-Other | — | — | — | |
| 19 | ✓ | First Tr Nasdaq Smart Phone | Stock-Other | — | — | — | |
| 20 | FNY | First Trust Mid Cap Growth | ETF-Other | — | — | — | |
| 21 | FNK | First Trust Mid Cap Value | ETF-Other | — | — | — | |
| 22 | FYC | First Trust Small Cap Growth | ETF-Small Cap | — | — | — | |
| 23 | FYT | First Trust Small Cap Val | ETF-Small Cap | — | — | — | |
| 24 | FMK | Ft Mega Cap Alphadex Fund | ETF-Other | — | — | — | |
| 25 | EMLP | First Trust North American E | ETF-Other | — | — | — | |
| 26 | FTSL | First Trust Senior Loan ETF | ETF-Other | — | — | — | |
| 27 | HYLS | Ft Tactical High Yield ETF | ETF-High Yield | — | — | — | |
| 28 | MDIV | Ft Multi-asset Divers INC | ETF-Other | — | — | — | |
| 29 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | — | — | — | |
| 30 | ✓ | First Tr Exchange Traded Fd | Stock-Other | — | — | — | |
| 31 | FTHI | Fthi/first Trust Exchange-tr | ETF-Other | — | — | — | |
| 32 | FTQI | First Trust Nasdaq Buywrite | ETF-Tech | — | — | — | |
| 33 | RDVY | First Trust Rising Dividend | ETF-Other | — | — | — | |
| 34 | FV | First Trust Dw Focus 5 Fund | ETF-Other | — | — | — | |
| 35 | AIRR | First Trust Rba American Ind | ETF-Other | — | — | — | |
| 36 | ✓ | First Tr Exchange Traded Fd | Stock-Other | — | — | — | |
| 37 | IFV | First Trust Dw Focus 5 Intl | ETF-Other | — | — | — | |
| 38 | FTLS | First Trust Long/short Eqty | ETF-Other | — | — | — | |
| 39 | HISF | First Tr Hi INC Strat Foc | ETF-Other | — | — | — | |
| 40 | WBAIUSD | Solai LTD | Stock-Other | — | — | — | |
| 41 | TILT | Flexshares Morningstar US Ma | ETF-Other | — | — | — | |
| 42 | TLTE | Flexshares Morningstar Emerg | ETF-Other | — | — | — | |
| 43 | GUNR | Flexshares Global Upstream N | ETF-Other | — | — | — | |
| 44 | TDTT | Flexshares Iboxx 3-year Targ | ETF-Other | — | — | — | |
| 45 | TDTF | Flexshares Iboxx 5-year Targ | ETF-Other | — | — | — | |
| 46 | GQRE | Flexshares Global Quality Re | ETF-Other | — | — | — | |
| 47 | NFRA | Flexshares Stoxx Global Broa | ETF-Other | — | — | — | |
| 48 | TLTD | Flexshares Morningstar Devel | ETF-Other | — | — | — | |
| 49 | IQDEUSD | Flexshares-int Qual Dvd Defe | ETF-Other | — | — | — | |
| 50 | IQDY | Flexshares Int Qual Dvd Dyn | ETF-Other | — | — | — | |