Paloma Partners Management Co — Q4 2018 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1002 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	10.60%	-5.90%	EXIT
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	4.85%	-2.34%	EXIT
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.77%	+10.57%	NEW
4	XLK	Ss Technology Select Sector	ETF-Tech	4.22%	—	+195.80%
5	XLE	Ss Energy Select Sector	ETF-Other	3.52%	—	+492.28%
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	3.45%	—	—
7	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	3.03%	—	+63.03%
8	AAPL	Apple INC	Stock-Tech	1.83%	—	+1.39%
9	ORCL	Oracle CORP	Stock-Tech	1.53%	—	+8.98%
10	JOBS 3.25 04-15-19	51job INC	Stock-Other	1.41%	—	+0.23%
11	IYR	Ishares US Real Estate ETF	ETF-Other	1.30%	—	+12.77%
12	GLD	Spdr Gold Shares	ETF-Commodities	1.15%	—	-84.01%
13	XLV	Ss Health Care Select Sector	ETF-Other	1.14%	—	+30.89%
14	AVGO	Broadcom INC	Stock-Tech	1.06%	-0.42%	+1877.29%
15	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.00%	—	-26.61%
16	MRK	Merck & Co. INC.	Stock-Healthcare	0.94%	—	+63.98%
17	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.94%	—	-53.31%
18	EFA	Ishares Msci Eafe ETF	ETF-Other	0.94%	—	+1742.24%
19	WFC	Wells Fargo & Co	Stock-Financials	0.91%	—	+34.46%
20	C	Citigroup INC	Stock-Financials	0.85%	—	+62.11%
21	LW	Lamb Weston Holdings INC	Stock-Consumer Staples	0.80%	—	+1112.25%
22	CSCO	Cisco Systems INC	Stock-Tech	0.79%	—	-18.26%
23	BAC	Bank Of America CORP	Stock-Financials	0.72%	—	-24.49%
24	QCOM	Qualcomm INC	Stock-Tech	0.63%	—	+695.89%
25	WBA	Walgreens Boots Alliance INC	Stock-Other	0.60%	—	+2848.96%
26	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.59%	—	+359.20%
27	IBB	Ishares Biotechnology ETF	ETF-Tech	0.58%	—	+935.73%
28	BKNG	Booking Holdings INC	Stock-Consumer Disc	0.57%	—	+49.73%
29	✓	Shire PLC	Stock-Other	0.55%	—	—
30	WDAY	Workday Inc-class A	Stock-Tech	0.52%	—	—
31	JPM	Jpmorgan Chase & Co	Stock-Financials	0.50%	—	-57.30%
32	GS	Goldman Sachs Group INC	Stock-Financials	0.49%	—	+1380.88%
33	WDAY 0.25 10-01-22	Workday INC	Stock-Tech	0.47%	—	—
34	PFE	Pfizer INC	Stock-Healthcare	0.43%	—	-38.12%
35	SLV	Ishares Silver Trust	ETF-Commodities	0.43%	—	-31.59%
36	SBUX	Starbucks CORP	Stock-Consumer Disc	0.42%	—	-0.52%
37	MPC	Marathon Petroleum CORP	Stock-Energy	0.41%	—	+2935.71%
38	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	0.41%	—	+2168.18%
39	V	Visa Inc-class A Shares	Stock-Financials	0.40%	—	+1721.08%
40	AMGN	Amgen INC	Stock-Healthcare	0.40%	—	-61.16%
41	BA	Boeing Co/the	Stock-Industrials	0.38%	—	-73.86%
42	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.38%	—	+383.95%
43	XLI	Ss Industrial Select Sector	ETF-Other	0.37%	—	-5.61%
44	MU	Micron Technology INC	Stock-Tech	0.35%	—	+361.29%
45	✓	Scana CORP New	Stock-Other	0.33%	—	—
46	SLB	Slb LTD	Stock-Energy	0.33%	—	+18.59%
47	JAZZ 1.5 08-15-24	Jazz Investments I LTD	Stock-Healthcare	0.33%	—	—
48	TGT	Target CORP	Stock-Consumer Disc	0.32%	—	+29.19%
49	CHAPQ	Chaparral Energy Inc-class A	Stock-Other	0.32%	—	+108.69%
50	LLY	Eli Lilly & Co	Stock-Healthcare	0.31%	—	+162.65%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XLK	Ss Technology Select Sector	+3.2%	+195.80%	Add
2	XLE	Ss Energy Select Sector	+3.1%	+492.28%	Add
3	QQQ	Invesco Qqq Trust Series 1	+2.5%	+45.93%	Add
4	FXI	Ishares China Large-cap ETF	+1.8%	+63.03%	Add
5	AVGO	Broadcom INC	+1%	+1877.29%	Add
6	EFA	Ishares Msci Eafe ETF	+0.9%	+1742.24%	Add
7	LW	Lamb Weston Holdings INC	+0.8%	+1112.25%	Add
8	WBA	Walgreens Boots Alliance INC	+0.6%	+2848.96%	Add
9	QCOM	Qualcomm INC	+0.6%	+695.89%	Add
10	IBB	Ishares Biotechnology ETF	+0.5%	+935.73%	Add
11	AAPL	Apple INC	+0.3%	+1.39%	Add
12	GDX	Vaneck Gold Miners ETF	-0.1%	-53.31%	Trim
13	AMGN	Amgen INC	-0.3%	-61.16%	Trim
14	LRCXEUR	Lam Research CORP	-0.3%	-81.01%	Trim
15	UAL	United Airlines Holdings INC	-0.3%	-91.25%	Trim
16	SYK	Stryker CORP	-0.3%	-88.61%	Trim
17	NOC	Northrop Grumman CORP	-0.3%	-98.04%	Trim
18	JPM	Jpmorgan Chase & Co	-0.3%	-57.30%	Trim
19	AMAT	Applied Materials INC	-0.3%	-80.00%	Trim
20	XLY	Ss Consumer Disc Select Sect	-0.3%	-75.01%	Trim
21	COF	Capital One Financial CORP	-0.3%	-93.02%	Trim
22	JNJ	Johnson & Johnson	-0.3%	-96.14%	Trim
23	LMT	Lockheed Martin CORP	-0.4%	-92.29%	Trim
24	PG	Procter & Gamble Co/the	-0.4%	-80.24%	Trim
25	MCHP 1.625 02-15-25	Microchip Technology INC	-0.4%	-83.47%	Trim
26	NOW	Servicenow INC	-0.4%	-98.51%	Trim
27	CSX	Csx CORP	-0.5%	-81.63%	Trim
28	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.5%	-34.00%	Trim
29	✓		-0.5%	-68.12%	Trim
30	BNY	Bank Of New York Mellon CORP	-0.6%	-92.18%	Trim
31	BA	Boeing Co/the	-0.6%	-73.86%	Trim
32	VZ	Verizon Communications INC	-0.6%	-96.70%	Trim
33	DIS	Walt Disney Co/the	-0.7%	-97.79%	Trim
34	BIIB	Biogen INC	-0.7%	-96.01%	Trim
35	CMCSA	Comcast Corp-class A	-0.7%	-97.19%	Trim
36	GOOGL	Alphabet Inc-cl A	-0.8%	-96.86%	Trim
37	UNP	Union Pacific CORP	-0.9%	-96.77%	Trim
38	GLD	Spdr Gold Shares	-2.8%	-84.01%	Trim
39	✓	Andeavor Logistics LP	—	EXIT	Sold out
40	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	NEW	New buy
41	T	At&t INC	—	EXIT	Sold out
42	CHTR	Charter Communications Inc-a	—	EXIT	Sold out
43	TDOC 3 12-15-22	Teladoc Health INC	—	EXIT	Sold out
44	BF-B	Brown-forman Corp-class B	—	EXIT	Sold out
45	ABBV	Abbvie INC	—	EXIT	Sold out
46	ROST	Ross Stores INC	—	EXIT	Sold out
47	MELI 2.25 07-01-19	Mercadolibre INC	—	EXIT	Sold out
48	✓	Shire PLC	—	NEW	New buy
49	WDAY	Workday Inc-class A	—	NEW	New buy
50	WDAY 0.25 10-01-22	Workday INC	—	NEW	New buy