Paloma Partners Management Co — Q4 2017 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1284 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	18.69%	-5.90%	EXIT
2	GLD	Spdr Gold Shares	ETF-Commodities	3.74%	—	-34.60%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.33%	—	+23.71%
4	XLK	Ss Technology Select Sector	ETF-Tech	1.99%	—	+48.69%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.62%	+10.57%	NEW
6	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	1.52%	—	+32.13%
7	XLI	Ss Industrial Select Sector	ETF-Other	1.02%	—	+335.06%
8	MELI 2.25 07-01-19	Mercadolibre INC	Stock-Consumer Disc	1.01%	—	+9.77%
9	XLF	Ss Financial Select Sector	ETF-Other	0.96%	—	+31.91%
10	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.96%	—	+46.86%
11	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.75%	—	+14.92%
12	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.73%	—	+263.73%
13	AAPL	Apple INC	Stock-Tech	0.71%	—	-2.72%
14	IBB	Ishares Biotechnology ETF	ETF-Tech	0.69%	—	+280.49%
15	JOBS 3.25 04-15-19	51job INC	Stock-Other	0.65%	—	+84.25%
16	CCI	Crown Castle INC	Stock-Real Estate	0.59%	—	+396.78%
17	C	Citigroup INC	Stock-Financials	0.52%	—	-34.55%
18	WY	Weyerhaeuser Co	Stock-Real Estate	0.52%	—	+643.92%
19	CVX	Chevron CORP	Stock-Energy	0.49%	—	+43.75%
20	AMT	American Tower CORP	Stock-Real Estate	0.49%	—	+269.07%
21	CBRE	Cbre Group INC - A	Stock-Real Estate	0.48%	—	+5736.13%
22	TSLA	Tesla INC	Stock-Consumer Disc	0.47%	—	+295.12%
23	BIIB	Biogen INC	Stock-Healthcare	0.46%	—	-16.38%
24	IYR	Ishares US Real Estate ETF	ETF-Other	0.44%	—	+944.67%
25	GBX 3.5 04-01-18	Greenbrier Cos INC	Stock-Other	0.44%	—	—
26	JPM	Jpmorgan Chase & Co	Stock-Financials	0.43%	—	-51.31%
27	ETR	Entergy CORP	Stock-Utilities	0.43%	—	+32.18%
28	TXN	Texas Instruments INC	Stock-Tech	0.42%	—	+33.89%
29	PSX	Phillips 66	Stock-Energy	0.41%	—	+131.36%
30	PNC	Pnc Financial Services Group	Stock-Financials	0.39%	—	+15.86%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.39%	—	+76.53%
32	TCOM 1 07-01-20	Trip.com Group LTD	Stock-Consumer Disc	0.38%	—	+1.12%
33	SLV	Ishares Silver Trust	ETF-Commodities	0.38%	—	-38.75%
34	LYB	LyondellBasell Industries N.V.	Stock-Materials	0.38%	—	+36.32%
35	DHR	Danaher CORP	Stock-Healthcare	0.36%	—	+136.15%
36	SBAC	Sba Communications CORP	Stock-Real Estate	0.36%	—	+2909.19%
37	EOG	Eog Resources INC	Stock-Energy	0.35%	—	+104.83%
38	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.34%	—	-7.14%
39	XLV	Ss Health Care Select Sector	ETF-Other	0.34%	—	-20.89%
40	XOM	Exxon Mobil CORP	Stock-Energy	0.33%	—	+66.93%
41	CMI	Cummins INC	Stock-Industrials	0.33%	—	+6.01%
42	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	0.33%	—	—
43	✓		Stock-Other	0.32%	—	+1290.58%
44	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.32%	-10.67%	EXIT
45	EFA	Ishares Msci Eafe ETF	ETF-Other	0.31%	—	+220.90%
46	VLO	Valero Energy CORP	Stock-Energy	0.31%	—	+32.83%
47	MPC	Marathon Petroleum CORP	Stock-Energy	0.30%	—	-7.27%
48	GLW	Corning INC	Stock-Tech	0.30%	—	+19.32%
49	✓	Barclays Bk PLC	Stock-Other	0.30%	—	-9.80%
50	NKE	Nike INC -cl B	Stock-Consumer Disc	0.30%	—	-8.99%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+3.6%	+19.45%	Add
2	XLI	Ss Industrial Select Sector	+0.8%	+335.06%	Add
3	XLK	Ss Technology Select Sector	+0.7%	+48.69%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.5%	+23.71%	Add
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.5%	+263.73%	Add
6	CCI	Crown Castle INC	+0.5%	+396.78%	Add
7	CBRE	Cbre Group INC - A	+0.5%	+5736.13%	Add
8	WY	Weyerhaeuser Co	+0.5%	+643.92%	Add
9	IYR	Ishares US Real Estate ETF	+0.4%	+944.67%	Add
10	AMT	American Tower CORP	+0.4%	+269.07%	Add
11	SBAC	Sba Communications CORP	+0.4%	+2909.19%	Add
12	TSLA	Tesla INC	+0.3%	+295.12%	Add
13	MCHP 1.625 02-15-25	Microchip Technology INC	+0.3%	+32.13%	Add
14	TLT	Ishares 20+ Year Treasury Bd	+0.3%	+46.86%	Add
15	✓		+0.3%	+1290.58%	Add
16	JOBS 3.25 04-15-19	51job INC	+0.3%	+84.25%	Add
17	JLL	Jones Lang Lasalle INC	+0.3%	+7640.62%	Add
18	IWM	Ishares Russell 2000 ETF	+0.3%	+18.48%	Add
19	XLF	Ss Financial Select Sector	+0.3%	+31.91%	Add
20	PSX	Phillips 66	+0.3%	+131.36%	Add
21	CHRW	C.h. Robinson Worldwide INC	+0.2%	+552.66%	Add
22	ELV	Elevance Health INC	+0.2%	+442.36%	Add
23	MELI 2.25 07-01-19	Mercadolibre INC	+0.2%	+9.77%	Add
24	DHR	Danaher CORP	+0.2%	+136.15%	Add
25	COP	Conocophillips	+0.2%	+1073.67%	Add
26	EFA	Ishares Msci Eafe ETF	+0.2%	+220.90%	Add
27	MCK	Mckesson CORP	-0.2%	-75.57%	Trim
28	EQIX	Equinix INC	-0.2%	-68.84%	Trim
29	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.3%	-72.96%	Trim
30	SRE	Sempra	-0.3%	-90.43%	Trim
31	SLV	Ishares Silver Trust	-0.3%	-38.75%	Trim
32	META	Meta Platforms Inc-class A	-0.3%	-82.75%	Trim
33	GILD	Gilead Sciences INC	-0.3%	-49.21%	Trim
34	C	Citigroup INC	-0.3%	-34.55%	Trim
35	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	-0.3%	-85.33%	Trim
36	KHC	Kraft Heinz Co/the	-0.3%	-72.86%	Trim
37	SBUX	Starbucks CORP	-0.3%	-72.84%	Trim
38	XLE	Ss Energy Select Sector	-0.3%	-61.37%	Trim
39	BAC	Bank Of America CORP	-0.4%	-62.93%	Trim
40	JPM	Jpmorgan Chase & Co	-0.4%	-51.31%	Trim
41	GM	General Motors Co	-0.4%	-77.03%	Trim
42	GLD	Spdr Gold Shares	-2%	-34.60%	Trim
43	✓	Alere INC	—	EXIT	Sold out
44	✓	Parexel Intl CORP	—	EXIT	Sold out
45	CRM 0.25 04-01-18	Salesforce.com INC	—	EXIT	Sold out
46	TSLA 1.25 03-01-21	Tesla INC	—	NEW	New buy
47	✓	Bonanza Creek Energy I Com	—	EXIT	Sold out
48	BKH	Black Hills CORP	—	NEW	New buy
49	AGYS	Agilysys INC	—	NEW	New buy
50	LAMR	Lamar Advertising Co-a	—	NEW	New buy