Paloma Partners Management Co — Q3 2017 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1495 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	15.06%	-5.90%	EXIT
2	GLD	Spdr Gold Shares	ETF-Commodities	5.75%	—	+106.79%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.80%	—	-58.19%
4	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.35%	+10.57%	NEW
5	XLK	Ss Technology Select Sector	ETF-Tech	1.26%	—	-50.10%
6	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	1.20%	—	—
7	C	Citigroup INC	Stock-Financials	0.80%	—	+34.48%
8	JPM	Jpmorgan Chase & Co	Stock-Financials	0.80%	—	+54.61%
9	MELI 2.25 07-01-19	Mercadolibre INC	Stock-Consumer Disc	0.79%	—	+84.04%
10	XLF	Ss Financial Select Sector	ETF-Other	0.69%	—	+116.95%
11	AAPL	Apple INC	Stock-Tech	0.68%	—	-5.85%
12	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.65%	—	-33.53%
13	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.63%	—	-25.40%
14	SLV	Ishares Silver Trust	ETF-Commodities	0.63%	—	+30.10%
15	BAC	Bank Of America CORP	Stock-Financials	0.62%	—	+50.89%
16	IBB	Ishares Biotechnology ETF	ETF-Tech	0.58%	—	-23.67%
17	XLE	Ss Energy Select Sector	ETF-Other	0.56%	—	-34.92%
18	BIIB	Biogen INC	Stock-Healthcare	0.56%	—	-55.67%
19	GM	General Motors Co	Stock-Consumer Disc	0.52%	—	+20.59%
20	✓	Alere INC	Stock-Other	0.52%	—	+3441.29%
21	✓	Barclays Bk PLC	Stock-Other	0.47%	—	—
22	SBUX	Starbucks CORP	Stock-Consumer Disc	0.46%	—	+28.81%
23	GILD	Gilead Sciences INC	Stock-Healthcare	0.46%	—	-53.47%
24	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.44%	—	-66.17%
25	XLV	Ss Health Care Select Sector	ETF-Other	0.43%	—	+444.12%
26	TCOM 1 07-01-20	Trip.com Group LTD	Stock-Consumer Disc	0.42%	—	+55.23%
27	GBX 3.5 04-01-18	Greenbrier Cos INC	Stock-Other	0.41%	—	—
28	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.41%	—	+457.94%
29	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.39%	—	+121.93%
30	JOBS 3.25 04-15-19	51job INC	Stock-Other	0.36%	—	+144.12%
31	BBTUSD	Bb&t CORP	Stock-Other	0.36%	—	+123.51%
32	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	0.35%	—	-84.88%
33	✓	Parexel Intl CORP	Stock-Other	0.35%	—	+2327.80%
34	HAL	Halliburton Co	Stock-Energy	0.35%	—	+116.37%
35	GS	Goldman Sachs Group INC	Stock-Financials	0.35%	—	+75.13%
36	MS	Morgan Stanley	Stock-Financials	0.34%	—	+17.43%
37	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.34%	—	-58.74%
38	CRM 0.25 04-01-18	Salesforce.com INC	Stock-Tech	0.34%	—	-12.50%
39	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.34%	-10.67%	EXIT
40	EQIX	Equinix INC	Stock-Real Estate	0.33%	—	+155.53%
41	CVX	Chevron CORP	Stock-Energy	0.33%	—	+14.85%
42	SLB	Slb LTD	Stock-Energy	0.33%	—	-8.79%
43	AMZN	Amazon.com INC	Stock-Consumer Disc	0.32%	—	+49.30%
44	META	Meta Platforms Inc-class A	Stock-Comm Services	0.32%	—	—
45	✓	Bonanza Creek Energy I Com	Stock-Other	0.32%	—	-40.11%
46	WBA	Walgreens Boots Alliance INC	Stock-Other	0.32%	—	+2.04%
47	PNC	Pnc Financial Services Group	Stock-Financials	0.32%	—	+59.21%
48	MSFT	Microsoft CORP	Stock-Tech	0.31%	—	+1.51%
49	ETR	Entergy CORP	Stock-Utilities	0.31%	—	+24.98%
50	CMI	Cummins INC	Stock-Industrials	0.31%	—	+1800.92%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GLD	Spdr Gold Shares	+3.4%	+106.79%	Add
2	✓	Alere INC	+0.5%	+3441.29%	Add
3	XLF	Ss Financial Select Sector	+0.4%	+116.95%	Add
4	MELI 2.25 07-01-19	Mercadolibre INC	+0.4%	+84.04%	Add
5	JPM	Jpmorgan Chase & Co	+0.4%	+54.61%	Add
6	XLV	Ss Health Care Select Sector	+0.4%	+444.12%	Add
7	✓	Parexel Intl CORP	+0.3%	+2327.80%	Add
8	KHC	Kraft Heinz Co/the	+0.3%	+457.94%	Add
9	C	Citigroup INC	+0.3%	+34.48%	Add
10	CMI	Cummins INC	+0.3%	+1800.92%	Add
11	MCK	Mckesson CORP	+0.3%	+635.31%	Add
12	JOBS 3.25 04-15-19	51job INC	+0.3%	+144.12%	Add
13	XLE	Ss Energy Select Sector	-0.1%	-34.92%	Trim
14	TLT	Ishares 20+ Year Treasury Bd	-0.2%	-33.53%	Trim
15	CVS	Cvs Health CORP	-0.2%	-78.33%	Trim
16	XLP	Ss Consumer Staples Sel Sect	-0.2%	-88.35%	Trim
17	IBM	Intl Business Machines CORP	-0.2%	-57.12%	Trim
18	✓		-0.2%	-80.31%	Trim
19	PSA	Public Storage	-0.2%	-87.04%	Trim
20	TRI	Thomson Reuters Corporation	-0.3%	-92.44%	Trim
21	XLB	Ss Materials Select Sector	-0.3%	-76.22%	Trim
22	ELV	Elevance Health INC	-0.3%	-87.55%	Trim
23	GILD	Gilead Sciences INC	-0.3%	-53.47%	Trim
24	YUM	Yum! Brands INC	-0.3%	-87.46%	Trim
25	RCL	Royal Caribbean Cruises Ltd.	-0.3%	-97.77%	Trim
26	HON	Honeywell International INC	-0.3%	-91.70%	Trim
27	SPG	Simon Property Group INC	-0.3%	-94.56%	Trim
28	EFA	Ishares Msci Eafe ETF	-0.3%	-80.43%	Trim
29	XLI	Ss Industrial Select Sector	-0.3%	-66.01%	Trim
30	INTC	Intel CORP	-0.3%	-74.42%	Trim
31	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.4%	-58.74%	Trim
32	HCA	Hca Healthcare INC	-0.4%	-67.35%	Trim
33	BIIB	Biogen INC	-0.4%	-55.67%	Trim
34	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.4%	-70.01%	Trim
35	UTXZ	United Tech CORP	-0.4%	-86.88%	Trim
36	TWXCHF	Time Warner INC	-0.6%	-80.70%	Trim
37	AABAUSD	Altaba INC	-0.6%	-89.99%	Trim
38	NXPI	NXP Semiconductors N.V.	-0.6%	-66.17%	Trim
39	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.7%	-20.55%	Trim
40	XLK	Ss Technology Select Sector	-0.8%	-50.10%	Trim
41	UPS	United Parcel Service, Inc.	-1%	-86.83%	Trim
42	IWM	Ishares Russell 2000 ETF	-1.4%	-59.42%	Trim
43	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	-1.5%	-84.88%	Trim
44	✓	Powershares Qqq Trust Ser 1	-1.7%	-58.19%	Trim
45	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out
46	✓	Barclays Bk PLC	—	NEW	New buy
47	MBLY	Mobileye Global Inc.	—	EXIT	Sold out
48	META	Meta Platforms Inc-class A	—	NEW	New buy
49	✓	Quinpario Acquisition CORP 2	—	EXIT	Sold out
50	TCOM 1.25 10-15-18	Ctrip.com Intl LTD	—	EXIT	Sold out