Paloma Partners Management Co — Q2 2017 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1640 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	15.71%	-5.90%	EXIT
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.50%	—	+22.85%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.73%	+10.57%	NEW
4	GLD	Spdr Gold Shares	ETF-Commodities	2.32%	—	-52.52%
5	XLK	Ss Technology Select Sector	ETF-Tech	2.02%	—	+138.49%
6	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	1.89%	—	+569.12%
7	UPS	United Parcel Service, Inc.	Stock-Industrials	1.21%	—	—
8	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.08%	—	+15.09%
9	BIIB	Biogen INC	Stock-Healthcare	0.94%	—	-36.74%
10	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.89%	—	—
11	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.85%	—	+46.11%
12	GILD	Gilead Sciences INC	Stock-Healthcare	0.74%	—	-28.04%
13	AABAUSD	Altaba INC	Stock-Other	0.74%	—	—
14	TWXCHF	Time Warner INC	Stock-Other	0.71%	—	-49.18%
15	XLE	Ss Energy Select Sector	ETF-Other	0.70%	—	+345.03%
16	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.70%	—	-26.33%
17	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.68%	—	-23.69%
18	IBB	Ishares Biotechnology ETF	ETF-Tech	0.61%	—	-11.01%
19	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.60%	—	-4.74%
20	AAPL	Apple INC	Stock-Tech	0.58%	—	-40.47%
21	HCA	Hca Healthcare INC	Stock-Healthcare	0.57%	—	+275.89%
22	XLI	Ss Industrial Select Sector	ETF-Other	0.55%	—	-11.42%
23	UTXZ	United Tech CORP	Stock-Other	0.51%	—	-43.63%
24	INTC	Intel CORP	Stock-Tech	0.50%	-0.28%	+45.75%
25	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	0.49%	—	-20.05%
26	C	Citigroup INC	Stock-Financials	0.47%	—	+38.15%
27	✓	Bonanza Creek Energy I Com	Stock-Other	0.44%	—	—
28	IBM	Intl Business Machines CORP	Stock-Tech	0.44%	+0.48%	NEW
29	JPM	Jpmorgan Chase & Co	Stock-Financials	0.43%	—	-49.40%
30	SLV	Ishares Silver Trust	ETF-Commodities	0.41%	—	+148.77%
31	EFA	Ishares Msci Eafe ETF	ETF-Other	0.40%	—	+5.07%
32	XLB	Ss Materials Select Sector	ETF-Other	0.36%	—	+165.56%
33	PM	Philip Morris International	Stock-Consumer Staples	0.36%	—	+5.58%
34	MELI 2.25 07-01-19	Mercadolibre INC	Stock-Consumer Disc	0.36%	—	+14.41%
35	UNP	Union Pacific CORP	Stock-Industrials	0.36%	—	+2071.69%
36	GBX 3.5 04-01-18	Greenbrier Cos INC	Stock-Other	0.35%	—	-24.23%
37	BAC	Bank Of America CORP	Stock-Financials	0.34%	—	+95.73%
38	SBUX	Starbucks CORP	Stock-Consumer Disc	0.34%	—	+181.40%
39	YUM	Yum! Brands INC	Stock-Consumer Disc	0.34%	—	-31.62%
40	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.33%	—	+380.95%
41	GM	General Motors Co	Stock-Consumer Disc	0.32%	—	+705.01%
42	DIS	Walt Disney Co/the	Stock-Comm Services	0.32%	—	+102.22%
43	HON	Honeywell International INC	Stock-Industrials	0.32%	—	+742.70%
44	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.32%	—	-6.49%
45	CRM 0.25 04-01-18	Salesforce.com INC	Stock-Tech	0.31%	—	—
46	SPG	Simon Property Group INC	Stock-Real Estate	0.31%	—	—
47	✓		Stock-Other	0.30%	—	+1023.97%
48	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	0.30%	—	-16.27%
49	HD	Home Depot INC	Stock-Consumer Disc	0.30%	—	+23.71%
50	ELV	Elevance Health INC	Stock-Healthcare	0.30%	—	+211.58%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.8%	+11.60%	Add
2	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	+1.6%	+569.12%	Add
3	XLK	Ss Technology Select Sector	+1.2%	+138.49%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.7%	+22.85%	Add
5	IWM	Ishares Russell 2000 ETF	+0.6%	+26.62%	Add
6	XLE	Ss Energy Select Sector	+0.5%	+345.03%	Add
7	HCA	Hca Healthcare INC	+0.4%	+275.89%	Add
8	UNP	Union Pacific CORP	+0.3%	+2071.69%	Add
9	IBM	Intl Business Machines CORP	+0.3%	+341.63%	Add
10	TLT	Ishares 20+ Year Treasury Bd	+0.3%	+46.11%	Add
11	HON	Honeywell International INC	+0.3%	+742.70%	Add
12	GM	General Motors Co	+0.3%	+705.01%	Add
13	✓		+0.3%	+1023.97%	Add
14	TMO	Thermo Fisher Scientific INC	+0.3%	+380.95%	Add
15	PSA	Public Storage	+0.3%	+1488.24%	Add
16	TRI	Thomson Reuters Corporation	+0.2%	+867.66%	Add
17	PTEN	Patterson-uti Energy INC	-0.2%	-95.97%	Trim
18	CVS	Cvs Health CORP	-0.2%	-48.10%	Trim
19	LBRDK	Liberty Broadband-c	-0.3%	-97.49%	Trim
20	CSCO	Cisco Systems INC	-0.3%	-49.52%	Trim
21	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.3%	-26.33%	Trim
22	AMZN	Amazon.com INC	-0.3%	-61.17%	Trim
23	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	-0.3%	-20.05%	Trim
24	GILD	Gilead Sciences INC	-0.3%	-28.04%	Trim
25	XLF	Ss Financial Select Sector	-0.3%	-52.96%	Trim
26	COST	Costco Wholesale CORP	-0.3%	-70.40%	Trim
27	XLV	Ss Health Care Select Sector	-0.3%	-82.93%	Trim
28	JNJ	Johnson & Johnson	-0.3%	-59.96%	Trim
29	UTXZ	United Tech CORP	-0.3%	-43.63%	Trim
30	REGN	Regeneron Pharmaceuticals	-0.4%	-71.32%	Trim
31	FXI	Ishares China Large-cap ETF	-0.4%	-81.62%	Trim
32	JPM	Jpmorgan Chase & Co	-0.4%	-49.40%	Trim
33	AAPL	Apple INC	-0.4%	-40.47%	Trim
34	AEP	American Electric Power Company, Inc.	-0.4%	-76.33%	Trim
35	GOOGL	Alphabet Inc-cl A	-0.4%	-84.51%	Trim
36	GDX	Vaneck Gold Miners ETF	-0.5%	-77.68%	Trim
37	ABBV	Abbvie INC	-0.5%	-80.58%	Trim
38	BIIB	Biogen INC	-0.6%	-36.74%	Trim
39	BA	Boeing Co/the	-0.6%	-78.27%	Trim
40	TWXCHF	Time Warner INC	-0.7%	-49.18%	Trim
41	✓		-0.7%	-99.57%	Trim
42	GLD	Spdr Gold Shares	-2.7%	-52.52%	Trim
43	UPS	United Parcel Service, Inc.	—	NEW	New buy
44	AABAUSD	Altaba INC	—	NEW	New buy
45	TRN 3.875 06-01-36	Trinity Industries INC	—	EXIT	Sold out
46	✓	Bonanza Creek Energy I Com	—	NEW	New buy
47	✓	Yahoo INC	—	EXIT	Sold out
48	HUM	Humana INC	—	EXIT	Sold out
49	SPG	Simon Property Group INC	—	NEW	New buy
50	TCOM 1 07-01-20	Trip.com Group LTD	—	NEW	New buy