Paloma Partners Management Co — Q1 2017 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1468 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	13.91%	-5.90%	EXIT
2	GLD	Spdr Gold Shares	ETF-Commodities	4.99%	—	-56.33%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.78%	—	-15.17%
4	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.13%	+10.57%	NEW
5	BIIB	Biogen INC	Stock-Healthcare	1.52%	—	-74.52%
6	TWXCHF	Time Warner INC	Stock-Other	1.38%	—	+752.97%
7	GILD	Gilead Sciences INC	Stock-Healthcare	1.01%	—	-40.87%
8	AAPL	Apple INC	Stock-Tech	0.99%	—	-72.87%
9	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.95%	—	+414.70%
10	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.90%	—	-1.37%
11	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.86%	—	+170.27%
12	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.86%	—	+49.13%
13	XLK	Ss Technology Select Sector	ETF-Tech	0.83%	—	+262.76%
14	UTXZ	United Tech CORP	Stock-Other	0.83%	—	+510.40%
15	JPM	Jpmorgan Chase & Co	Stock-Financials	0.82%	—	+17.64%
16	BA	Boeing Co/the	Stock-Industrials	0.78%	—	-21.32%
17	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	0.76%	—	+162.94%
18	✓		Stock-Other	0.70%	—	+9.61%
19	IBB	Ishares Biotechnology ETF	ETF-Tech	0.66%	—	+38.03%
20	ABBV	Abbvie INC	Stock-Healthcare	0.65%	—	-21.16%
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.63%	—	+4028.45%
22	XLI	Ss Industrial Select Sector	ETF-Other	0.60%	—	+102.24%
23	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.60%	—	+4.17%
24	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.57%	—	-25.46%
25	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	0.56%	—	-49.04%
26	XLF	Ss Financial Select Sector	ETF-Other	0.54%	—	-10.66%
27	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.53%	—	+137.22%
28	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.53%	—	-48.13%
29	CVS	Cvs Health CORP	Stock-Healthcare	0.51%	—	+691.98%
30	JNJ	Johnson & Johnson	Stock-Healthcare	0.51%	—	+190.44%
31	TRN 3.875 06-01-36	Trinity Industries INC	Stock-Other	0.50%	—	+168.17%
32	CSCO	Cisco Systems INC	Stock-Tech	0.47%	—	-6.73%
33	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	0.46%	—	-40.81%
34	AMZN	Amazon.com INC	Stock-Consumer Disc	0.45%	—	-84.14%
35	GBX 3.5 04-01-18	Greenbrier Cos INC	Stock-Other	0.45%	—	+420.78%
36	YUM	Yum! Brands INC	Stock-Consumer Disc	0.43%	—	+391.03%
37	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.43%	—	+268.80%
38	ORCL	Oracle CORP	Stock-Tech	0.42%	—	+61.26%
39	AMGN	Amgen INC	Stock-Healthcare	0.42%	—	-43.40%
40	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.41%	—	-65.40%
41	EFA	Ishares Msci Eafe ETF	ETF-Other	0.37%	—	+488.07%
42	✓	Yahoo INC	Stock-Other	0.37%	—	+122.62%
43	INTC	Intel CORP	Stock-Tech	0.37%	-0.28%	+33.50%
44	XLV	Ss Health Care Select Sector	ETF-Other	0.37%	—	+27.64%
45	AABA 0 12-01-18	Altaba INC	Stock-Other	0.37%	—	—
46	MBLY	Mobileye Global Inc.	Stock-Other	0.36%	—	+1543.38%
47	MSFT	Microsoft CORP	Stock-Tech	0.36%	—	+177.64%
48	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.34%	—	—
49	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	0.34%	—	+145.58%
50	PM	Philip Morris International	Stock-Consumer Staples	0.33%	—	+406.07%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TWXCHF	Time Warner INC	+1.3%	+752.97%	Add
2	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.8%	+414.70%	Add
3	UTXZ	United Tech CORP	+0.7%	+510.40%	Add
4	XLK	Ss Technology Select Sector	+0.7%	+262.76%	Add
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.6%	+4028.45%	Add
6	MCHP 1.625 02-15-25	Microchip Technology INC	+0.6%	+170.27%	Add
7	CVS	Cvs Health CORP	+0.5%	+691.98%	Add
8	EEM	Ishares Msci Emerging Market	+0.4%	+49.13%	Add
9	GBX 3.5 04-01-18	Greenbrier Cos INC	+0.4%	+420.78%	Add
10	JNJ	Johnson & Johnson	+0.4%	+190.44%	Add
11	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	+0.4%	+162.94%	Add
12	XLI	Ss Industrial Select Sector	+0.4%	+102.24%	Add
13	YUM	Yum! Brands INC	+0.4%	+391.03%	Add
14	MBLY	Mobileye Global Inc.	+0.4%	+1543.38%	Add
15	XLP	Ss Consumer Staples Sel Sect	+0.3%	+268.80%	Add
16	TRN 3.875 06-01-36	Trinity Industries INC	+0.3%	+168.17%	Add
17	AEP	American Electric Power Company, Inc.	+0.3%	+137.22%	Add
18	EFA	Ishares Msci Eafe ETF	+0.3%	+488.07%	Add
19	RCL	Royal Caribbean Cruises Ltd.	+0.3%	+589.73%	Add
20	PM	Philip Morris International	+0.3%	+406.07%	Add
21	HUM	Humana INC	+0.3%	+730.29%	Add
22	MSFT	Microsoft CORP	+0.3%	+177.64%	Add
23	✓	Yahoo INC	+0.3%	+122.62%	Add
24	FXI	Ishares China Large-cap ETF	-0.1%	-40.81%	Trim
25	AMGN	Amgen INC	-0.1%	-43.40%	Trim
26	CVX	Chevron CORP	-0.2%	-42.86%	Trim
27	TJX	Tjx Companies INC	-0.2%	-61.27%	Trim
28	SLB	Slb LTD	-0.2%	-53.85%	Trim
29	ROST	Ross Stores INC	-0.2%	-83.36%	Trim
30	MMM	3m Co	-0.2%	-90.76%	Trim
31	PANW 0 07-01-19	Palo Alto Networks	-0.2%	-65.42%	Trim
32	HLT	Hilton Worldwide Holdings In	-0.2%	-95.89%	Trim
33	GOOGL	Alphabet Inc-cl A	-0.3%	-48.13%	Trim
34	COF	Capital One Financial CORP	-0.3%	-90.23%	Trim
35	REGN	Regeneron Pharmaceuticals	-0.3%	-49.04%	Trim
36	WMT	Walmart INC	-0.3%	-70.64%	Trim
37	XME	Ss Spdr S&p Metals Mining	-0.3%	-78.04%	Trim
38	CMI	Cummins INC	-0.3%	-87.54%	Trim
39	GILD	Gilead Sciences INC	-0.5%	-40.87%	Trim
40	COST	Costco Wholesale CORP	-0.5%	-65.40%	Trim
41	IWM	Ishares Russell 2000 ETF	-0.7%	-39.36%	Trim
42	BKNG	Booking Hldgs INC	-1.1%	-96.07%	Trim
43	AAPL	Apple INC	-1.4%	-72.87%	Trim
44	AMZN	Amazon.com INC	-1.5%	-84.14%	Trim
45	BIIB	Biogen INC	-3.5%	-74.52%	Trim
46	GLD	Spdr Gold Shares	-3.6%	-56.33%	Trim
47	SPY	Ss Spdr S&p 500 ETF Trust-us	-9.4%	-53.72%	Trim
48	AABA 0 12-01-18	Altaba INC	—	NEW	New buy
49	ULTA	Ulta Beauty INC	—	NEW	New buy
50	NVO	Novo-nordisk A/s-spons Adr	—	EXIT	Sold out