Paloma Partners Management Co — Q4 2016 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1511 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	23.27%	-5.90%	EXIT
2	GLD	Spdr Gold Shares	ETF-Commodities	8.62%	—	+2386.80%
3	BIIB	Biogen INC	Stock-Healthcare	5.05%	—	+802.14%
4	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.82%	+10.57%	NEW
5	AAPL	Apple INC	Stock-Tech	2.40%	—	+4.63%
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.40%	—	-17.07%
7	AMZN	Amazon.com INC	Stock-Consumer Disc	1.96%	—	+65.25%
8	GILD	Gilead Sciences INC	Stock-Healthcare	1.47%	—	+39.45%
9	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.19%	—	+551.76%
10	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.93%	—	+1446.41%
11	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	0.85%	—	+3.91%
12	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.78%	—	-67.90%
13	BA	Boeing Co/the	Stock-Industrials	0.71%	—	+489.91%
14	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.70%	—	-56.14%
15	ABBV	Abbvie INC	Stock-Healthcare	0.65%	—	+1535.08%
16	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.62%	—	+14.09%
17	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	0.58%	—	+4.78%
18	JPM	Jpmorgan Chase & Co	Stock-Financials	0.56%	—	-62.47%
19	AMGN	Amgen INC	Stock-Healthcare	0.54%	—	-32.86%
20	XLF	Ss Financial Select Sector	ETF-Other	0.49%	—	-20.07%
21	✓		Stock-Other	0.48%	—	+45.69%
22	WMT	Walmart INC	Stock-Consumer Staples	0.48%	-0.67%	EXIT
23	XME	Ss Spdr S&p Metals Mining	ETF-Other	0.47%	—	-21.72%
24	CVX	Chevron CORP	Stock-Energy	0.44%	—	+116.42%
25	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.43%	—	+34.55%
26	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.42%	—	+29.81%
27	CMI	Cummins INC	Stock-Industrials	0.41%	—	-21.81%
28	SLB	Slb LTD	Stock-Energy	0.40%	—	+712.43%
29	PANW 0 07-01-19	Palo Alto Networks	Stock-Tech	0.39%	—	—
30	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	0.38%	—	-54.63%
31	CSCO	Cisco Systems INC	Stock-Tech	0.37%	—	+355.05%
32	TJX	Tjx Companies INC	Stock-Consumer Disc	0.36%	—	+451.03%
33	IBB	Ishares Biotechnology ETF	ETF-Tech	0.35%	—	+8.97%
34	WFC	Wells Fargo & Co	Stock-Financials	0.33%	—	-49.88%
35	XLE	Ss Energy Select Sector	ETF-Other	0.28%	—	+33.82%
36	MELI 2.25 07-01-19	Mercadolibre INC	Stock-Consumer Disc	0.28%	—	—
37	COF	Capital One Financial CORP	Stock-Financials	0.28%	—	+138.00%
38	HLT	Hilton Worldwide Holdings In	Stock-Consumer Disc	0.26%	—	—
39	MMM	3m Co	Stock-Industrials	0.24%	—	+180.63%
40	ROST	Ross Stores INC	Stock-Consumer Disc	0.24%	—	—
41	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.24%	—	—
42	CRM 0.25 04-01-18	Salesforce.com INC	Stock-Tech	0.23%	—	—
43	GS	Goldman Sachs Group INC	Stock-Financials	0.23%	—	+14.88%
44	AIG	American International Group	Stock-Financials	0.23%	—	+72.45%
45	XLI	Ss Industrial Select Sector	ETF-Other	0.23%	—	-27.85%
46	MET	Metlife INC	Stock-Financials	0.23%	—	+101.54%
47	INTC	Intel CORP	Stock-Tech	0.23%	-0.28%	-57.77%
48	TGT	Target CORP	Stock-Consumer Disc	0.22%	—	+157.02%
49	XLV	Ss Health Care Select Sector	ETF-Other	0.22%	—	+44.56%
50	NVO	Novo-nordisk A/s-spons Adr	Stock-Healthcare	0.21%	—	+9135.84%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GLD	Spdr Gold Shares	+8.1%	+2386.80%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+4.6%	+54.34%	Add
3	BIIB	Biogen INC	+4.3%	+802.14%	Add
4	BKNG	Booking Hldgs INC	+1%	+551.76%	Add
5	COST	Costco Wholesale CORP	+0.9%	+1446.41%	Add
6	ABBV	Abbvie INC	+0.6%	+1535.08%	Add
7	BA	Boeing Co/the	+0.6%	+489.91%	Add
8	WMT	Walmart INC	+0.4%	+857.41%	Add
9	SLB	Slb LTD	+0.3%	+712.43%	Add
10	TJX	Tjx Companies INC	+0.3%	+451.03%	Add
11	AMZN	Amazon.com INC	+0.3%	+65.25%	Add
12	CSCO	Cisco Systems INC	+0.3%	+355.05%	Add
13	CVX	Chevron CORP	+0.2%	+116.42%	Add
14	NVO	Novo-nordisk A/s-spons Adr	+0.2%	+9135.84%	Add
15	COF	Capital One Financial CORP	+0.2%	+138.00%	Add
16	NVDA	Nvidia CORP	+0.2%	+512.93%	Add
17	GILD	Gilead Sciences INC	0%	+39.45%	Add
18	DOW	Dow Chem Co	-0.2%	-87.51%	Trim
19	F	Ford Motor Co	-0.3%	-78.94%	Trim
20	JNJ	Johnson & Johnson	-0.3%	-56.19%	Trim
21	IWM	Ishares Russell 2000 ETF	-0.3%	+6.77%	Add
22	V	Visa Inc-class A Shares	-0.3%	-75.94%	Trim
23	✓	Cbs CORP New	-0.3%	-68.36%	Trim
24	KLAC	Kla CORP	-0.3%	-98.21%	Trim
25	WFC	Wells Fargo & Co	-0.3%	-49.88%	Trim
26	UNH	Unitedhealth Group INC	-0.4%	-77.12%	Trim
27	EMR	Emerson Electric Co	-0.4%	-61.68%	Trim
28	AAPL	Apple INC	-0.5%	+4.63%	Add
29	INTC	Intel CORP	-0.5%	-57.77%	Trim
30	AMGN	Amgen INC	-0.6%	-32.86%	Trim
31	MSFT	Microsoft CORP	-0.8%	-87.00%	Trim
32	OXY	Occidental Petroleum CORP	-0.9%	-85.08%	Trim
33	JPM	Jpmorgan Chase & Co	-0.9%	-62.47%	Trim
34	META	Meta Platforms Inc-class A	-1%	-81.20%	Trim
35	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	-1.1%	-54.63%	Trim
36	SWKS	Skyworks Solutions INC	-1.1%	-98.15%	Trim
37	HCA	Hca Healthcare INC	-1.3%	-89.35%	Trim
38	✓	Powershares Qqq Trust Ser 1	-1.3%	-17.07%	Trim
39	NXPI	NXP Semiconductors N.V.	-1.4%	-56.14%	Trim
40	✓		-1.5%	-94.37%	Trim
41	CAT	Caterpillar INC	-2.2%	-92.17%	Trim
42	GOOGL	Alphabet Inc-cl A	-2.4%	-67.90%	Trim
43	✓	Linkedin CORP	—	EXIT	Sold out
44	PANW 0 07-01-19	Palo Alto Networks	—	NEW	New buy
45	MELI 2.25 07-01-19	Mercadolibre INC	—	NEW	New buy
46	HLT	Hilton Worldwide Holdings In	—	NEW	New buy
47	ROST	Ross Stores INC	—	NEW	New buy
48	MCHP 1.625 02-15-25	Microchip Technology INC	—	NEW	New buy
49	CRM 0.25 04-01-18	Salesforce.com INC	—	NEW	New buy
50	MOH 1.125 01-15-20	Molina Healthcare INC	—	NEW	New buy