Paloma Partners Management Co — Q3 2016 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1354 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	18.63%	-5.90%	EXIT
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.70%	—	+157.94%
3	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	3.13%	—	+739.07%
4	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	3.11%	+10.57%	NEW
5	AAPL	Apple INC	Stock-Tech	2.86%	—	+350.53%
6	CAT	Caterpillar INC	Stock-Industrials	2.31%	—	+112.38%
7	NXPI	NXP Semiconductors N.V.	Stock-Tech	2.13%	—	+12879.83%
8	AMZN	Amazon.com INC	Stock-Consumer Disc	1.69%	—	+433.98%
9	✓		Stock-Other	1.52%	—	+1521.82%
10	GILD	Gilead Sciences INC	Stock-Healthcare	1.48%	—	-49.66%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.47%	—	+51.18%
12	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	1.44%	—	—
13	HCA	Hca Healthcare INC	Stock-Healthcare	1.38%	—	+1297.06%
14	META	Meta Platforms Inc-class A	Stock-Comm Services	1.20%	—	+775.62%
15	AMGN	Amgen INC	Stock-Healthcare	1.17%	—	+43.39%
16	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	1.14%	—	+1730.04%
17	SWKS	Skyworks Solutions INC	Stock-Tech	1.12%	—	+7202.65%
18	OXY	Occidental Petroleum CORP	Stock-Energy	1.02%	—	-54.21%
19	MSFT	Microsoft CORP	Stock-Tech	0.91%	—	+114.25%
20	✓	Linkedin CORP	Stock-Other	0.80%	—	+47.08%
21	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.79%	—	+202.96%
22	BIIB	Biogen INC	Stock-Healthcare	0.79%	—	-91.82%
23	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	0.77%	—	-6.68%
24	INTC	Intel CORP	Stock-Tech	0.72%	-0.28%	-90.68%
25	WFC	Wells Fargo & Co	Stock-Financials	0.67%	—	-36.77%
26	XME	Ss Spdr S&p Metals Mining	ETF-Other	0.67%	—	+256.54%
27	XLF	Ss Financial Select Sector	ETF-Other	0.65%	—	-44.78%
28	CMI	Cummins INC	Stock-Industrials	0.63%	—	+420.50%
29	EMR	Emerson Electric Co	Stock-Industrials	0.61%	—	+36.41%
30	UNH	Unitedhealth Group INC	Stock-Healthcare	0.53%	—	+212.49%
31	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.51%	—	+116.37%
32	GLD	Spdr Gold Shares	ETF-Commodities	0.51%	—	-40.34%
33	✓	Cbs CORP New	Stock-Other	0.47%	—	-29.93%
34	IBB	Ishares Biotechnology ETF	ETF-Tech	0.45%	—	+65.07%
35	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.44%	—	+62.22%
36	✓		Stock-Other	0.41%	—	+105.13%
37	C	Citigroup INC	Stock-Financials	0.40%	—	+378.04%
38	JNJ	Johnson & Johnson	Stock-Healthcare	0.40%	—	+332.68%
39	XLI	Ss Industrial Select Sector	ETF-Other	0.38%	—	+62.59%
40	V	Visa Inc-class A Shares	Stock-Financials	0.36%	—	+147.21%
41	KLAC	Kla CORP	Stock-Tech	0.35%	—	-23.26%
42	F	Ford Motor Co	Stock-Consumer Disc	0.32%	—	+185.36%
43	MA	Mastercard INC - A	Stock-Financials	0.28%	—	-25.31%
44	✓	Yahoo INC	Stock-Other	0.27%	—	+15.42%
45	PFE	Pfizer INC	Stock-Healthcare	0.25%	—	+38.16%
46	XLE	Ss Energy Select Sector	ETF-Other	0.25%	—	-62.34%
47	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.25%	—	+42.55%
48	EFA	Ishares Msci Eafe ETF	ETF-Other	0.24%	—	-51.69%
49	TAP	Molson Coors Beverage Co - B	Stock-Consumer Staples	0.24%	—	+228.47%
50	DOW	Dow Chem Co	Stock-Materials	0.24%	—	+395.08%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GOOGL	Alphabet Inc-cl A	+2.8%	+739.07%	Add
2	✓	Powershares Qqq Trust Ser 1	+2.6%	+157.94%	Add
3	AAPL	Apple INC	+2.4%	+350.53%	Add
4	NXPI	NXP Semiconductors N.V.	+2.1%	+12879.83%	Add
5	CAT	Caterpillar INC	+1.5%	+112.38%	Add
6	AMZN	Amazon.com INC	+1.5%	+433.98%	Add
7	✓		+1.4%	+1521.82%	Add
8	HCA	Hca Healthcare INC	+1.3%	+1297.06%	Add
9	SWKS	Skyworks Solutions INC	+1.1%	+7202.65%	Add
10	REGN	Regeneron Pharmaceuticals	+1.1%	+1730.04%	Add
11	META	Meta Platforms Inc-class A	+1.1%	+775.62%	Add
12	JPM	Jpmorgan Chase & Co	+0.7%	+51.18%	Add
13	MSFT	Microsoft CORP	+0.6%	+114.25%	Add
14	TLT	Ishares 20+ Year Treasury Bd	+0.6%	+202.96%	Add
15	CMI	Cummins INC	+0.5%	+420.50%	Add
16	XME	Ss Spdr S&p Metals Mining	+0.5%	+256.54%	Add
17	AMGN	Amgen INC	+0.5%	+43.39%	Add
18	UNH	Unitedhealth Group INC	+0.4%	+212.49%	Add
19	C	Citigroup INC	+0.3%	+378.04%	Add
20	✓	Linkedin CORP	+0.3%	+47.08%	Add
21	JNJ	Johnson & Johnson	+0.3%	+332.68%	Add
22	GDX	Vaneck Gold Miners ETF	+0.3%	+116.37%	Add
23	V	Visa Inc-class A Shares	+0.2%	+147.21%	Add
24	IBB	Ishares Biotechnology ETF	+0.2%	+65.07%	Add
25	✓		+0.2%	+105.13%	Add
26	CVX	Chevron CORP	-0.2%	-48.38%	Trim
27	EFA	Ishares Msci Eafe ETF	-0.2%	-51.69%	Trim
28	AIG	American International Group	-0.2%	-64.04%	Trim
29	WMT	Walmart INC	-0.2%	-77.01%	Trim
30	POST	Post Holdings INC	-0.2%	-94.89%	Trim
31	GLD	Spdr Gold Shares	-0.2%	-40.34%	Trim
32	XLV	Ss Health Care Select Sector	-0.2%	-59.78%	Trim
33	CME	Cme Group INC	-0.2%	-87.98%	Trim
34	XLE	Ss Energy Select Sector	-0.3%	-62.34%	Trim
35	WFC	Wells Fargo & Co	-0.3%	-36.77%	Trim
36	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.4%	-89.50%	Trim
37	XLF	Ss Financial Select Sector	-0.6%	-44.78%	Trim
38	OXY	Occidental Petroleum CORP	-1%	-54.21%	Trim
39	BMY	Bristol-myers Squibb Co	-1.1%	-92.01%	Trim
40	GILD	Gilead Sciences INC	-1.3%	-49.66%	Trim
41	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.3%	-24.36%	Trim
42	INTC	Intel CORP	-5.1%	-90.68%	Trim
43	BIIB	Biogen INC	-5.8%	-91.82%	Trim
44	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	NEW	New buy
45	✓		—	EXIT	Sold out
46	TJX	The TJX Companies, Inc.	—	EXIT	Sold out
47	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out
48	STE	STERIS plc	—	EXIT	Sold out
49	THS	Treehouse Foods INC	—	EXIT	Sold out
50	JAZZ	Jazz Pharmaceuticals plc	—	EXIT	Sold out