Paloma Partners Management Co — Q2 2016 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1700 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	20.97%	-5.90%	EXIT
2	BIIB	Biogen INC	Stock-Healthcare	6.54%	—	+163.80%
3	INTC	Intel CORP	Stock-Tech	5.86%	-0.28%	+1146.60%
4	GILD	Gilead Sciences INC	Stock-Healthcare	2.73%	—	+80.89%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.73%	+10.57%	NEW
6	OXY	Occidental Petroleum CORP	Stock-Energy	2.04%	—	+2380.18%
7	XLF	Ss Financial Select Sector	ETF-Other	1.22%	—	+802.09%
8	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.20%	—	+487.21%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.14%	—	+32.56%
10	WFC	Wells Fargo & Co	Stock-Financials	1.00%	—	+11.56%
11	CAT	Caterpillar INC	Stock-Industrials	0.82%	—	+847.14%
12	JPM	Jpmorgan Chase & Co	Stock-Financials	0.80%	—	-8.75%
13	GLD	Spdr Gold Shares	ETF-Commodities	0.75%	—	-46.03%
14	AMGN	Amgen INC	Stock-Healthcare	0.66%	—	-22.25%
15	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	0.65%	—	+343.31%
16	✓		Stock-Other	0.61%	—	-34.49%
17	TJX	The TJX Companies, Inc.	Stock-Consumer Disc	0.59%	—	+494.51%
18	✓	Cbs CORP New	Stock-Other	0.59%	—	+454.68%
19	XLE	Ss Energy Select Sector	ETF-Other	0.57%	—	-17.15%
20	✓	Linkedin CORP	Stock-Other	0.47%	—	+270.81%
21	AAPL	Apple INC	Stock-Tech	0.47%	—	+178.07%
22	XLV	Ss Health Care Select Sector	ETF-Other	0.44%	—	+29.08%
23	KLAC	Kla CORP	Stock-Tech	0.43%	—	+4.59%
24	EFA	Ishares Msci Eafe ETF	ETF-Other	0.42%	—	-41.42%
25	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.41%	—	+204.76%
26	CVX	Chevron CORP	Stock-Energy	0.39%	—	+5.30%
27	EMR	Emerson Electric Co	Stock-Industrials	0.38%	—	+13523.71%
28	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	0.35%	—	+26.33%
29	AIG	American International Group	Stock-Financials	0.34%	—	+40.52%
30	MSFT	Microsoft CORP	Stock-Tech	0.33%	—	+99.01%
31	ORCL	Oracle CORP	Stock-Tech	0.30%	—	+155.01%
32	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.29%	—	+112.86%
33	MA	Mastercard INC - A	Stock-Financials	0.29%	—	+89.13%
34	CME	Cme Group INC	Stock-Financials	0.28%	—	-4.92%
35	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.26%	—	—
36	WMT	Walmart INC	Stock-Consumer Staples	0.26%	-0.67%	EXIT
37	STE	STERIS plc	Stock-Healthcare	0.25%	—	—
38	AMZN	Amazon.com INC	Stock-Consumer Disc	0.24%	—	-57.99%
39	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.23%	—	+11.57%
40	XLK	Ss Technology Select Sector	ETF-Tech	0.22%	—	+149.31%
41	UNP	Union Pacific CORP	Stock-Industrials	0.22%	—	+264.58%
42	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.22%	—	—
43	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.22%	—	-24.79%
44	THS	Treehouse Foods INC	Stock-Other	0.22%	—	+1847.84%
45	DIS	Walt Disney Co/the	Stock-Comm Services	0.21%	—	+14.56%
46	IBB	Ishares Biotechnology ETF	ETF-Tech	0.21%	—	—
47	LRCXEUR	Lam Research CORP	Stock-Tech	0.21%	—	+73.45%
48	SBUX	Starbucks CORP	Stock-Consumer Disc	0.21%	—	+43.00%
49	FDX	Fedex CORP	Stock-Industrials	0.20%	—	+59.08%
50	POST	Post Holdings INC	Stock-Consumer Staples	0.20%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INTC	Intel CORP	+5.2%	+1146.60%	Add
2	BIIB	Biogen INC	+2.6%	+163.80%	Add
3	OXY	Occidental Petroleum CORP	+1.9%	+2380.18%	Add
4	XLF	Ss Financial Select Sector	+1%	+802.09%	Add
5	BMY	Bristol-myers Squibb Co	+0.9%	+487.21%	Add
6	CAT	Caterpillar INC	+0.7%	+847.14%	Add
7	TJX	The TJX Companies, Inc.	+0.4%	+494.51%	Add
8	FXI	Ishares China Large-cap ETF	+0.4%	+343.31%	Add
9	✓	Cbs CORP New	+0.4%	+454.68%	Add
10	EMR	Emerson Electric Co	+0.4%	+13523.71%	Add
11	✓	Linkedin CORP	+0.4%	+270.81%	Add
12	GILD	Gilead Sciences INC	+0.3%	+80.89%	Add
13	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.2%	+204.76%	Add
14	THS	Treehouse Foods INC	+0.2%	+1847.84%	Add
15	AAPL	Apple INC	+0.2%	+178.07%	Add
16	UNP	Union Pacific CORP	+0.1%	+264.58%	Add
17	JNP	Juniper Networks INC	+0.1%	+1625.81%	Add
18	ORCL	Oracle CORP	+0.1%	+155.01%	Add
19	GOOGL	Alphabet Inc-cl A	+0.1%	+112.86%	Add
20	MSFT	Microsoft CORP	+0.1%	+99.01%	Add
21	✓	Powershares Qqq Trust Ser 1	-0.2%	+32.56%	Add
22	CLX	Clorox Company	-0.2%	-85.75%	Trim
23	XLY	Ss Consumer Disc Select Sect	-0.3%	-47.75%	Trim
24	BA	Boeing Co/the	-0.3%	-45.79%	Trim
25	AEP	American Electric Power Company, Inc.	-0.4%	-62.16%	Trim
26	MMM	3m Co	-0.4%	-70.82%	Trim
27	AMZN	Amazon.com INC	-0.5%	-57.99%	Trim
28	CMI	Cummins INC	-0.5%	-75.83%	Trim
29	✓		-0.5%	-62.73%	Trim
30	IYR	Ishares US Real Estate ETF	-0.5%	-63.62%	Trim
31	AMGN	Amgen INC	-0.6%	-22.25%	Trim
32	EFA	Ishares Msci Eafe ETF	-0.7%	-41.42%	Trim
33	✓		-0.8%	-34.49%	Trim
34	SPY	Ss Spdr S&p 500 ETF Trust-us	-1%	+39.98%	Add
35	GLD	Spdr Gold Shares	-1.2%	-46.03%	Trim
36	IWM	Ishares Russell 2000 ETF	-1.9%	-15.41%	Trim
37	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
38	SNDK	Sandisk Corporation	—	EXIT	Sold out
39	✓		—	EXIT	Sold out
40	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	NEW	New buy
41	STE	STERIS plc	—	NEW	New buy
42	✓	Time Warner Cable INC	—	EXIT	Sold out
43	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
44	IBB	Ishares Biotechnology ETF	—	NEW	New buy
45	POST	Post Holdings INC	—	NEW	New buy
46	USA	Liberty All-Star Equity Fund	—	NEW	New buy
47	USA	Liberty All-Star Equity Fund	—	EXIT	Sold out
48	JAZZ	Jazz Pharmaceuticals plc	—	NEW	New buy
49	MODV	ModivCare Inc.	—	NEW	New buy
50	LSXMKUSD	Liberty Media Cor-siriusxm C	—	NEW	New buy