Paloma Partners Management Co — Q3 2015 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1275 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	17.07%	-5.90%	EXIT
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	6.84%	+10.57%	NEW
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.28%	—	+316.95%
4	GLD	Spdr Gold Shares	ETF-Commodities	3.09%	—	+1.30%
5	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	2.48%	—	+278.82%
6	BIIB	Biogen INC	Stock-Healthcare	2.36%	—	+277.30%
7	XLE	Ss Energy Select Sector	ETF-Other	2.28%	—	+1058.94%
8	JPM	Jpmorgan Chase & Co	Stock-Financials	2.22%	—	+0.77%
9	GILD	Gilead Sciences INC	Stock-Healthcare	1.58%	—	-19.98%
10	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	1.56%	—	+81.05%
11	✓		Stock-Other	1.12%	—	+91.26%
12	MA	Mastercard INC - A	Stock-Financials	1.08%	—	+825.87%
13	✓	Dealertrack Technologies INC	Stock-Other	0.73%	—	—
14	C	Citigroup INC	Stock-Financials	0.70%	—	-57.32%
15	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.69%	—	+64.70%
16	SLV	Ishares Silver Trust	ETF-Commodities	0.66%	—	+48.77%
17	KIM	Kimco Realty CORP	Stock-Real Estate	0.62%	—	+1267.08%
18	EMR	Emerson Electric Co	Stock-Industrials	0.57%	—	+321.31%
19	XLV	Ss Health Care Select Sector	ETF-Other	0.56%	—	+19.14%
20	XLF	Ss Financial Select Sector	ETF-Other	0.51%	—	+139.54%
21	✓	Time Warner Cable INC	Stock-Other	0.50%	—	-48.05%
22	PSX	Phillips 66	Stock-Energy	0.50%	—	+351.40%
23	✓	Kythera Biopharmaceuticals I	Stock-Other	0.47%	—	—
24	XME	Ss Spdr S&p Metals Mining	ETF-Other	0.45%	—	—
25	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.44%	—	+67.85%
26	BA	Boeing Co/the	Stock-Industrials	0.42%	—	+293.90%
27	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.42%	—	-50.48%
28	CVCEUR	Cablevision Systems-ny Grp-a	Stock-Other	0.40%	—	+429.29%
29	SPB	Spectrum Brands Holdings, Inc.	Stock-Other	0.38%	—	+3211.97%
30	✓	Pace Hldgs CORP	Stock-Other	0.37%	—	—
31	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.37%	—	-61.81%
32	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.36%	—	+59.57%
33	UBER	Uber Technologies, Inc.	Stock-Industrials	0.33%	—	+3078.18%
34	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.33%	—	-63.83%
35	CMI	Cummins INC	Stock-Industrials	0.32%	—	+155.36%
36	FIS	Fidelity National Information Services, Inc.	Stock-Tech	0.32%	—	+158.17%
37	AAPL	Apple INC	Stock-Tech	0.31%	—	-84.83%
38	✓	Gores Hldgs INC	Stock-Other	0.31%	—	—
39	✓		Stock-Other	0.31%	—	+508.44%
40	✓	Uti Worldwide INC	Stock-Other	0.31%	—	+27.19%
41	XRT	Ss Spdr S&p Retail ETF	ETF-Other	0.30%	—	—
42	CMG	Chipotle Mexican Grill INC	Stock-Consumer Disc	0.30%	—	+117.14%
43	DDI	DoubleDown Interactive Co., Ltd.	Stock-Other	0.29%	—	—
44	AIG	American International Group	Stock-Financials	0.29%	—	-26.90%
45	AAL	American Airlines Group INC	Stock-Industrials	0.28%	—	+255.21%
46	✓	Cbs CORP New	Stock-Other	0.27%	—	+496.55%
47	CHTR	Charter Communications, Inc.	Stock-Comm Services	0.27%	—	+418.10%
48	VMC	Vulcan Materials Co	Stock-Materials	0.26%	—	-45.79%
49	✓		Stock-Other	0.26%	—	+367.61%
50	USB	US Bancorp	Stock-Financials	0.26%	—	+373.89%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+9.6%	+103.14%	Add
2	IWM	Ishares Russell 2000 ETF	+5.1%	+273.69%	Add
3	✓	Powershares Qqq Trust Ser 1	+2.6%	+316.95%	Add
4	XLE	Ss Energy Select Sector	+2.1%	+1058.94%	Add
5	REGN	Regeneron Pharmaceuticals	+1.9%	+278.82%	Add
6	BIIB	Biogen INC	+1.6%	+277.30%	Add
7	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	+1%	+81.05%	Add
8	MA	Mastercard INC - A	+1%	+825.87%	Add
9	✓		+0.6%	+91.26%	Add
10	KIM	Kimco Realty CORP	+0.6%	+1267.08%	Add
11	EMR	Emerson Electric Co	+0.4%	+321.31%	Add
12	PSX	Phillips 66	+0.4%	+351.40%	Add
13	NVDA	Nvidia CORP	-0.3%	-85.60%	Trim
14	✓	Time Warner Cable INC	-0.3%	-48.05%	Trim
15	VC	Visteon CORP	-0.3%	-66.89%	Trim
16	✓	Mylan N V	-0.3%	-90.29%	Trim
17	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.3%	-50.48%	Trim
18	CELG	Celgene CORP	-0.3%	-73.80%	Trim
19	HD	The Home Depot, Inc.	-0.4%	-98.87%	Trim
20	GILD	Gilead Sciences INC	-0.4%	-19.98%	Trim
21	F	Ford Motor Co	-0.4%	-67.76%	Trim
22	TLT	Ishares 20+ Year Treasury Bd	-0.4%	-63.83%	Trim
23	SUNEQUSD	Sunedison INC	-0.4%	-83.98%	Trim
24	XLP	Ss Consumer Staples Sel Sect	-0.4%	-61.81%	Trim
25	MRK	Merck & Co. INC.	-0.5%	-78.46%	Trim
26	HLT	Hilton Worldwide Holdings Inc.	-0.5%	-98.57%	Trim
27	QCOM	Qualcomm INC	-0.6%	-92.84%	Trim
28	GS	Goldman Sachs Group INC	-0.6%	-74.13%	Trim
29	UNH	Unitedhealth Group INC	-0.6%	-83.53%	Trim
30	C	Citigroup INC	-0.8%	-57.32%	Trim
31	AMZN	Amazon.com INC	-0.9%	-90.97%	Trim
32	INTC	Intel CORP	-0.9%	-87.03%	Trim
33	✓		-1.2%	-93.88%	Trim
34	PANW	Palo Alto Networks INC	-1.2%	-99.12%	Trim
35	BMY	Bristol-myers Squibb Co	-1.2%	-97.90%	Trim
36	AAPL	Apple INC	-1.7%	-84.83%	Trim
37	PFE	Pfizer INC	-2%	-96.81%	Trim
38	GM	General Motors Co	-2.6%	-94.93%	Trim
39	DRCEUR	Dresser-rand Group INC	—	EXIT	Sold out
40	PDM	Piedmont Realty Trust, Inc.	—	EXIT	Sold out
41	✓	Directv	—	EXIT	Sold out
42	KHC	The Kraft Heinz Company	—	EXIT	Sold out
43	✓	Omnicare INC	—	EXIT	Sold out
44	✓	Dealertrack Technologies INC	—	NEW	New buy
45	RKLB	Rocket Lab Corporation	—	EXIT	Sold out
46	EQIX	Equinix INC	—	EXIT	Sold out
47	✓		—	EXIT	Sold out
48	GRMN	Garmin Ltd.	—	EXIT	Sold out
49	✓	Kythera Biopharmaceuticals I	—	NEW	New buy
50	XME	Ss Spdr S&p Metals Mining	—	NEW	New buy