Paloma Partners Management Co — Q4 2014 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 1061 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.69%	-5.90%	EXIT
2	XLE	Ss Energy Select Sector	ETF-Other	2.50%	—	+631.05%
3	AAL	American Airlines Group INC	Stock-Industrials	2.41%	—	+150.95%
4	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	2.21%	—	+6686.53%
5	BKNG	Booking Hldgs INC	Stock-Consumer Disc	2.16%	—	+10904.00%
6	✓	Triquint Semiconductor INC	Stock-Other	1.83%	—	+7627.09%
7	INTC	Intel CORP	Stock-Tech	1.34%	-0.28%	+6193.67%
8	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.31%	—	—
9	SLV	Ishares Silver Trust	ETF-Commodities	1.26%	—	-4.18%
10	WDC	Western Digital CORP	Stock-Tech	1.14%	—	+378.32%
11	CYH	Community Health Systems INC	Stock-Other	1.14%	—	+40.26%
12	✓	Salix Pharmaceuticals INC	Stock-Other	0.99%	—	+1406.82%
13	✓	Allergan INC	Stock-Other	0.94%	—	+91.60%
14	✓	Yahoo INC	Stock-Other	0.91%	—	+420.91%
15	AAPL	Apple INC	Stock-Tech	0.89%	—	+42.54%
16	✓	Directv	Stock-Other	0.77%	—	-64.30%
17	IBB	Ishares Biotechnology ETF	ETF-Tech	0.75%	—	—
18	✓		Stock-Other	0.74%	—	+573.47%
19	REFI	Chicago Atlantic Real Estate Finance, Inc.	Stock-Other	0.74%	—	—
20	SAVEEUR	Spirit Airlines INC	Stock-Other	0.72%	—	—
21	CSCO	Cisco Systems INC	Stock-Tech	0.70%	—	—
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.69%	—	+1379.16%
23	HD	Home Depot INC	Stock-Consumer Disc	0.68%	—	+22.52%
24	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.68%	+10.57%	NEW
25	GM	General Motors Co	Stock-Consumer Disc	0.68%	—	+125.00%
26	WFC	Wells Fargo & Co	Stock-Financials	0.66%	—	+31.78%
27	THC	Tenet Healthcare CORP	Stock-Healthcare	0.65%	—	—
28	CAT	Caterpillar INC	Stock-Industrials	0.64%	—	+1995.37%
29	LUV	Southwest Airlines Co	Stock-Industrials	0.63%	—	+14.08%
30	✓	Travelport Worldwide LTD	Stock-Other	0.62%	—	-18.33%
31	T	At&t INC	Stock-Comm Services	0.61%	—	+1383.12%
32	AXP	American Express Company	Stock-Financials	0.61%	—	-2.48%
33	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.60%	—	+212.53%
34	DLTR	Dollar Tree INC	Stock-Consumer Staples	0.59%	—	—
35	MGM 4.25 04-15-15	Mgm Resorts Intl	Stock-Consumer Disc	0.58%	—	+35.29%
36	IYR	Ishares US Real Estate ETF	ETF-Other	0.53%	—	+9.81%
37	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	0.53%	—	+1054.07%
38	AVGO	Broadcom Inc.	Stock-Tech	0.50%	—	+4045.86%
39	QSR	Restaurant Brands Intern	Stock-Consumer Disc	0.50%	—	—
40	MRK	Merck & Co. INC.	Stock-Healthcare	0.46%	—	-3.08%
41	CI	The Cigna Group	Stock-Healthcare	0.44%	—	—
42	VRTX	Vertex Pharmaceuticals INC	Stock-Healthcare	0.44%	—	+267.08%
43	AIG	American International Group	Stock-Financials	0.44%	—	+73.11%
44	✓		Stock-Other	0.40%	—	-1.33%
45	DIS	Walt Disney Co/the	Stock-Comm Services	0.40%	—	-35.40%
46	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.38%	—	+998.66%
47	AMZN	Amazon.com INC	Stock-Consumer Disc	0.38%	—	—
48	QCOM	Qualcomm INC	Stock-Tech	0.38%	—	+511.37%
49	PNC	Pnc Financial Services Group	Stock-Financials	0.38%	—	—
50	✓		Stock-Other	0.37%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EEM	Ishares Msci Emerging Market	+2.2%	+6686.53%	Add
2	BKNG	Booking Hldgs INC	+2.1%	+10904.00%	Add
3	XLE	Ss Energy Select Sector	+2.1%	+631.05%	Add
4	✓	Triquint Semiconductor INC	+1.8%	+7627.09%	Add
5	AAL	American Airlines Group INC	+1.7%	+150.95%	Add
6	INTC	Intel CORP	+1.3%	+6193.67%	Add
7	WDC	Western Digital CORP	+0.9%	+378.32%	Add
8	✓	Salix Pharmaceuticals INC	+0.9%	+1406.82%	Add
9	✓	Yahoo INC	+0.8%	+420.91%	Add
10	JNJ	Johnson & Johnson	+0.6%	+1379.16%	Add
11	✓		+0.6%	+573.47%	Add
12	CAT	Caterpillar INC	+0.6%	+1995.37%	Add
13	T	At&t INC	+0.6%	+1383.12%	Add
14	✓	Allergan INC	+0.5%	+91.60%	Add
15	AVGO	Broadcom Inc.	+0.5%	+4045.86%	Add
16	IWM	Ishares Russell 2000 ETF	+0.5%	+226.78%	Add
17	XLF	Ss Financial Select Sector	-0.6%	-94.49%	Trim
18	ORCL	Oracle CORP	-0.6%	-93.53%	Trim
19	DOW	Dow Chem Co	-0.6%	-82.52%	Trim
20	APD	Air Products & Chemicals INC	-0.6%	-84.70%	Trim
21	JCPCHF	Old Copper Co INC	-0.6%	-47.45%	Trim
22	GILD	Gilead Sciences INC	-0.6%	-96.59%	Trim
23	NKE	Nike INC -cl B	-0.7%	-98.36%	Trim
24	✓		-0.9%	-82.83%	Trim
25	DRCEUR	Dresser-rand Group INC	-1.1%	-98.45%	Trim
26	✓	Protective Life CORP Com	-1.4%	-98.96%	Trim
27	✓	Directv	-1.5%	-64.30%	Trim
28	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-1.7%	-98.04%	Trim
29	✓	Trw Automotive Hldgs CORP	—	EXIT	Sold out
30	✓	Time Warner Cable INC	—	EXIT	Sold out
31	GLD	Spdr Gold Shares	—	EXIT	Sold out
32	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
33	✓	Concur Technologies INC	—	EXIT	Sold out
34	FSTR	L.B. Foster Company	—	EXIT	Sold out
35	✓	International Rectifier CORP	—	EXIT	Sold out
36	✓	Shire PLC	—	EXIT	Sold out
37	IBB	Ishares Biotechnology ETF	—	NEW	New buy
38	✓		—	EXIT	Sold out
39	REFI	Chicago Atlantic Real Estate Finance, Inc.	—	NEW	New buy
40	SAVEEUR	Spirit Airlines INC	—	NEW	New buy
41	CSCO	Cisco Systems INC	—	NEW	New buy
42	BALY	Bally's Corporation	—	EXIT	Sold out
43	THC	Tenet Healthcare CORP	—	NEW	New buy
44	✓	Tw Telecom INC	—	EXIT	Sold out
45	DLTR	Dollar Tree INC	—	NEW	New buy
46	VGR V3.75 11-15-14	Vector Group LTD	—	EXIT	Sold out
47	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	Sold out
48	IBM	Intl Business Machines CORP	—	EXIT	Sold out
49	QSR	Restaurant Brands Intern	—	NEW	New buy
50	✓	Urs CORP New	—	EXIT	Sold out