Paloma Partners Management Co — Q1 2014 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 615 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	18.08%	-5.90%	EXIT
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	3.28%	+10.57%	NEW
3	✓	Beam INC Com	Stock-Other	2.43%	—	—
4	IBB	Ishares Biotechnology ETF	ETF-Tech	1.79%	—	—
5	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.75%	—	-41.56%
6	✓		Stock-Other	1.60%	—	—
7	FSTR	L.B. Foster Company	Stock-Other	1.33%	—	—
8	JCPCHF	Old Copper Co INC	Stock-Other	1.20%	—	+1003.62%
9	B 3.375 03-15-27	Barnes Group INC	Stock-Materials	1.18%	—	+143.47%
10	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.18%	—	—
11	IYR	Ishares US Real Estate ETF	ETF-Other	1.17%	—	—
12	✓	Northstar Rlty Fin	Stock-Other	1.14%	—	+448.65%
13	AJRD 4.0625 12-31-39	Aerojet Rocketdyne Hldg	Stock-Other	1.03%	—	+9.08%
14	ENS 3.375 06-01-38	Enersys	Stock-Industrials	0.93%	—	+66.04%
15	✓	Uns Energy CORP Com	Stock-Other	0.93%	—	+380.46%
16	XLF	Ss Financial Select Sector	ETF-Other	0.92%	—	—
17	HE	Hawaiian Electric Industries, Inc.	Stock-Utilities	0.81%	—	-0.37%
18	VGR V3.75 11-15-14	Vector Group LTD	Stock-Other	0.79%	—	+87.50%
19	✓	Direxion Daily Finl Bear 3x	Stock-Other	0.76%	—	—
20	ENDP 1.75 04-15-15	Endo Health Solutions	Stock-Other	0.76%	—	—
21	CYH	Community Health Systems INC	Stock-Other	0.76%	—	—
22	OMC	Omnicom Group	Stock-Comm Services	0.75%	—	+54.57%
23	UIS	Unisys CORP	Stock-Other	0.75%	—	-15.29%
24	VYX	Ncr Voyix CORP	Stock-Tech	0.71%	—	—
25	FAS	Dirx Dly Finacial B3x Etf-ui	ETF-Other	0.70%	—	—
26	✓	Time Warner Cable INC	Stock-Other	0.69%	—	+547.73%
27	ORCL	Oracle CORP	Stock-Tech	0.68%	—	+15.78%
28	IBM	Intl Business Machines CORP	Stock-Tech	0.67%	+0.48%	NEW
29	OXY	Occidental Petroleum CORP	Stock-Energy	0.64%	—	—
30	MGM 4.25 04-15-15	Mgm Resorts Intl	Stock-Consumer Disc	0.61%	—	—
31	OA 3 08-15-24	Alliant Techsystems INC	Stock-Other	0.60%	—	—
32	AAPL	Apple INC	Stock-Tech	0.58%	—	+3508.23%
33	HTZ	Hertz Global Holdings, Inc.	Stock-Other	0.58%	—	+2077.62%
34	URNM	Sprott Uranium Miners ETF	ETF-Other	0.56%	—	+2.14%
35	STRL	Sterling Infrastructure, Inc.	Stock-Industrials	0.55%	—	+4.34%
36	CDNS 2.625 06-01-15	Cadence Design Sys INC	Stock-Tech	0.55%	—	-18.06%
37	VER 3.75 12-15-20	Vereit INC	Stock-Other	0.53%	—	—
38	MOH 3.75 10-01-14 MOH	Molina Healthcare INC	Stock-Healthcare	0.52%	—	+225.00%
39	GM	General Motors Co	Stock-Consumer Disc	0.51%	—	+40.12%
40	2362120D	Sinclair Broadcast Group LLC	Stock-Other	0.50%	—	—
41	LLL 3 08-01-35	L-3 Comms Hldgs INC	Stock-Other	0.50%	—	—
42	AKS 5 11-15-19	Ak Steel CORP	Stock-Other	0.50%	—	—
43	CSCO	Cisco Systems INC	Stock-Tech	0.49%	—	+2127.00%
44	FDX	Fedex CORP	Stock-Industrials	0.47%	—	—
45	CVX	Chevron CORP	Stock-Energy	0.46%	—	+58.67%
46	SIRIEUR	Sirius Xm Holdings INC	Stock-Other	0.46%	—	—
47	ABT	Abbott Laboratories	Stock-Healthcare	0.45%	—	+165.11%
48	✓	Nxstage Medical INC	Stock-Other	0.45%	—	-22.09%
49	AGCO 1.25 12-15-36	Agco CORP	Stock-Industrials	0.44%	—	+65.98%
50	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.44%	—	+384.24%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+12.9%	+168.40%	Add
2	JCPCHF	Old Copper Co INC	+1.1%	+1003.62%	Add
3	✓	Northstar Rlty Fin	+1%	+448.65%	Add
4	B 3.375 03-15-27	Barnes Group INC	+0.8%	+143.47%	Add
5	✓	Uns Energy CORP Com	+0.8%	+380.46%	Add
6	✓	Time Warner Cable INC	+0.6%	+547.73%	Add
7	AAPL	Apple INC	+0.6%	+3508.23%	Add
8	HTZ	Hertz Global Holdings, Inc.	+0.6%	+2077.62%	Add
9	PFE	Pfizer INC	-0.4%	-65.29%	Trim
10	VIAB	Viacom Inc-class B	-0.4%	-85.98%	Trim
11	MOS	Mosaic Co/the	-0.4%	-95.42%	Trim
12	HAL	Halliburton Co	-0.5%	-91.95%	Trim
13	PBCTEUR	People's United Financial	-0.7%	-94.79%	Trim
14	LNCOEUR	Linn Co LLC	-0.8%	-96.35%	Trim
15	XOM	Exxon Mobil CORP	-0.9%	-76.29%	Trim
16	TBT	Proshares Ultrashort 20+y Tr	-1%	-41.56%	Trim
17	XLP	Ss Consumer Staples Sel Sect	-2.2%	-94.66%	Trim
18	GLD	Spdr Gold Shares	-3.4%	-97.50%	Trim
19	✓		—	EXIT	Sold out
20	✓	Beam INC Com	—	NEW	New buy
21	IBB	Ishares Biotechnology ETF	—	NEW	New buy
22	✓		—	NEW	New buy
23	ARNC 5.25 03-15-14	Alcoa INC	—	EXIT	Sold out
24	FSTR	L.B. Foster Company	—	NEW	New buy
25	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
26	IYR	Ishares US Real Estate ETF	—	NEW	New buy
27	✓	Lorillard INC	—	EXIT	Sold out
28	CACI 2.125 05-01-14	Caci International INC	—	EXIT	Sold out
29	CAT	Caterpillar INC	—	EXIT	Sold out
30	XLF	Ss Financial Select Sector	—	NEW	New buy
31	NXPI	NXP Semiconductors N.V.	—	EXIT	Sold out
32	AROC 4.25 06-15-14	Exterran Holdings INC	—	EXIT	Sold out
33	CB	Chubb Limited	—	EXIT	Sold out
34	BNED	Barnes & Noble Education, Inc.	—	EXIT	Sold out
35	✓	Direxion Daily Finl Bear 3x	—	NEW	New buy
36	CYH	Community Health Systems INC	—	NEW	New buy
37	✓	Viropharma INC	—	EXIT	Sold out
38	VYX	Ncr Voyix CORP	—	NEW	New buy
39	WSO	Watsco INC	—	EXIT	Sold out
40	FAS	Dirx Dly Finacial B3x Etf-ui	—	NEW	New buy
41	ANF	Abercrombie & Fitch Co-cl A	—	EXIT	Sold out
42	CVS	Cvs Health CORP	—	EXIT	Sold out
43	OXY	Occidental Petroleum CORP	—	NEW	New buy
44	HIG	Hartford Insurance Group INC	—	EXIT	Sold out
45	MGM 4.25 04-15-15	Mgm Resorts Intl	—	NEW	New buy
46	TU	Telus CORP	—	EXIT	Sold out
47	QCOM	Qualcomm INC	—	EXIT	Sold out
48	PBI	Pitney Bowes INC	—	EXIT	Sold out
49	HD	Home Depot INC	—	EXIT	Sold out
50	DIS	Walt Disney Co/the	—	EXIT	Sold out