Paloma Partners Management Co — Q3 2013 13F Holdings

Name: Paloma Partners Management Co — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001103882

Total reported value

$509.7M

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Full holdings list this quarter

Showing top 200 holdings (of 887 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	26.09%	-5.90%	EXIT
2	GLD	Spdr Gold Shares	ETF-Commodities	7.09%	—	+211.11%
3	NYSX	Global X NYSE 100 ETF	ETF-Other	1.74%	—	+36.90%
4	✓		Stock-Other	1.69%	—	-5.99%
5	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.32%	—	-46.19%
6	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.25%	+10.57%	NEW
7	✓	NV Energy INC	Stock-Other	1.17%	—	+2.24%
8	✓	Onyx Pharmaceuticals INC	Stock-Other	0.98%	—	+2122.22%
9	BKNG 1.25 03-15-15	Priceline Group Inc/the	Stock-Consumer Disc	0.90%	—	—
10	ARNC 5.25 03-15-14	Alcoa INC	Stock-Other	0.76%	—	+36.36%
11	XOM	Exxon Mobil CORP	Stock-Energy	0.74%	—	+35.56%
12	ELAN	Elanco Animal Health Incorporated	Stock-Healthcare	0.66%	—	—
13	IBM	Intl Business Machines CORP	Stock-Tech	0.63%	+0.48%	NEW
14	✓	Lender Processing Svcs INC Com	Stock-Other	0.59%	—	-5.95%
15	CDNS 2.625 06-01-15	Cadence Design Sys INC	Stock-Tech	0.58%	—	—
16	CVA 3.25 06-01-14	Reworld Holding CORP	Stock-Other	0.57%	—	-8.70%
17	✓	Sourcefire INC	Stock-Other	0.54%	—	—
18	AJRD 4.0625 12-31-39	Aerojet Rocketdyne Hldg	Stock-Other	0.51%	—	+27.40%
19	DELL 1.75 12-01-13 B	Emc CORP	Stock-Tech	0.51%	—	—
20	CRM 0.75 01-15-15	Salesforce.com INC	Stock-Tech	0.48%	—	—
21	HE	Hawaiian Electric Industries, Inc.	Stock-Utilities	0.47%	—	-39.90%
22	CAT	Caterpillar INC	Stock-Industrials	0.45%	—	—
23	✓	Colonial Pptys Tr Sbi	Stock-Other	0.44%	—	-4.76%
24	✓	Directv	Stock-Other	0.44%	—	+151.91%
25	WFC	Wells Fargo & Co	Stock-Financials	0.44%	—	+3946.02%
26	NPO 3.9375 10-15-15	Enpro Industries INC	Stock-Industrials	0.44%	—	—
27	AAPL	Apple INC	Stock-Tech	0.42%	—	+1579.64%
28	MU 1.5 08-01-31 A	Micron Technology INC	Stock-Tech	0.42%	—	+27.24%
29	HD	Home Depot INC	Stock-Consumer Disc	0.42%	—	+99.87%
30	DIS	Walt Disney Co/the	Stock-Comm Services	0.40%	—	+1015.90%
31	ORCL	Oracle CORP	Stock-Tech	0.40%	—	+177.98%
32	MRK	Merck & Co. INC.	Stock-Healthcare	0.40%	—	+2065.66%
33	LBTYA	Liberty Global Ltd.	Stock-Other	0.40%	—	—
34	KMI	Kinder Morgan, Inc.	Stock-Energy	0.40%	—	+110.40%
35	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.40%	—	+85.51%
36	AXP	American Express Co	Stock-Financials	0.40%	—	+125.52%
37	✓	Linkedin CORP	Stock-Other	0.39%	—	—
38	✓	Caplease INC	Stock-Other	0.39%	—	+283.81%
39	CVX	Chevron CORP	Stock-Energy	0.39%	—	—
40	HPE	Hewlett-Packard Company	Stock-Tech	0.38%	—	+5195.39%
41	✓	Safeway INC	Stock-Other	0.38%	—	-2.33%
42	✓	Molex INC	Stock-Other	0.38%	—	—
43	DELL	Dell Technologies Inc.	Stock-Tech	0.36%	—	-46.30%
44	CACI 2.125 05-01-14	Caci International INC	Stock-Tech	0.35%	—	—
45	✓	Shfl Entmt INC Com	Stock-Other	0.35%	—	—
46	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.35%	—	+2513.31%
47	T	At&t INC	Stock-Comm Services	0.35%	—	+3060.74%
48	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.34%	—	+13.36%
49	AROC 4.25 06-15-14	Exterran Holdings INC	Stock-Energy	0.34%	—	+75.00%
50	WMT	Walmart INC	Stock-Consumer Staples	0.34%	-0.67%	EXIT

1–50 of 200

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+19.9%	+462.36%	Add
2	GLD	Spdr Gold Shares	+4.1%	+211.11%	Add
3	✓	Onyx Pharmaceuticals INC	+0.9%	+2122.22%	Add
4	WFC	Wells Fargo & Co	+0.4%	+3946.02%	Add
5	AAPL	Apple INC	+0.4%	+1579.64%	Add
6	MRK	Merck & Co. INC.	+0.4%	+2065.66%	Add
7	HPE	Hewlett-Packard Company	+0.4%	+5195.39%	Add
8	DIS	Walt Disney Co/the	+0.4%	+1015.90%	Add
9	MCD	Mcdonald's CORP	+0.3%	+2513.31%	Add
10	T	At&t INC	+0.3%	+3060.74%	Add
11	IWM	Ishares Russell 2000 ETF	+0.2%	+47.94%	Add
12	NYSX	Global X NYSE 100 ETF	0%	+36.90%	Add
13	GWRUSD	Genesee & Wyoming Inc-cl A	-0.5%	-86.53%	Trim
14	ALK	Alaska Air Group INC	-0.5%	-95.96%	Trim
15	GPOR1EUR	Gulfport Energy CORP	-0.5%	-97.50%	Trim
16	DPZ	Domino's Pizza INC	-0.5%	-97.48%	Trim
17	OCN2EUR	Ocwen Financial CORP	-0.5%	-91.60%	Trim
18	DELL	Dell Technologies Inc.	-0.6%	-46.30%	Trim
19	TBT	Proshares Ultrashort 20+y Tr	-2%	-46.19%	Trim
20	BFH 1.75 08-01-13	Alliance Data Systems Co	—	EXIT	Sold out
21	✓	Lufkin Inds INC	—	EXIT	Sold out
22	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	EXIT	Sold out
23	NNN 5.125 06-15-28	Natl Retail Properties	—	EXIT	Sold out
24	ELAN	Elanco Animal Health Incorporated	—	NEW	New buy
25	✓	Bmc Software INC	—	EXIT	Sold out
26	✓	Sourcefire INC	—	NEW	New buy
27	XLB	Ss Materials Select Sector	—	EXIT	Sold out
28	✓	Gardner Denver INC	—	EXIT	Sold out
29	CAT	Caterpillar INC	—	NEW	New buy
30	JCI	Johnson Controls Internation	—	EXIT	Sold out
31	LBTYA	Liberty Global Ltd.	—	NEW	New buy
32	XLF	Ss Financial Select Sector	—	EXIT	Sold out
33	✓	Linkedin CORP	—	NEW	New buy
34	STWD	Starwood Property Trust INC	—	EXIT	Sold out
35	CVX	Chevron CORP	—	NEW	New buy
36	✓	Molex INC	—	NEW	New buy
37	NLYEUR	Annaly Capital Management In	—	EXIT	Sold out
38	✓	Shfl Entmt INC Com	—	NEW	New buy
39	DRQEUR	Dril-quip INC	—	EXIT	Sold out
40	TWO	Two Harbors Investment Corp.	—	EXIT	Sold out
41	ALKS	Alkermes plc	—	EXIT	Sold out
42	OHI	Omega Healthcare Investors	—	EXIT	Sold out
43	HXL	Hexcel CORP	—	EXIT	Sold out
44	DDD	3d Systems CORP	—	EXIT	Sold out
45	ENDP 1.75 04-15-15	Endo Health Solutions	—	NEW	New buy
46	CAR	Avis Budget Group INC	—	EXIT	Sold out
47	EXP	Eagle Materials INC	—	EXIT	Sold out
48	AOS	Smith (a.o.) CORP	—	EXIT	Sold out
49	✓	Cubist Pharmaceuticals INC	—	EXIT	Sold out
50	EWZ	Ishares Msci Brazil ETF	—	EXIT	Sold out