Osterweis Capital Management INC — Q1 2014 13F Holdings

Name: Osterweis Capital Management INC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001007524

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VALE	Vale S.A.	Stock-Materials	3.92%	—	-32.34%
2	AL	Air Lease CORP	Stock-Other	3.78%	—	+0.79%
3	WEP	Magellan Midstream Partners	Stock-Other	3.36%	—	+0.45%
4	JNJ	Johnson & Johnson	Stock-Healthcare	3.28%	—	+0.71%
5	CCK	Crown Holdings INC	Stock-Consumer Disc	3.26%	—	+1.87%
6	ORCL	Oracle CORP	Stock-Tech	3.22%	—	+3.65%
7	✓	Directv	Stock-Other	3.14%	—	+2.21%
8	TFX	Teleflex INC	Stock-Healthcare	3.13%	—	-6.01%
9	AWK	American Water Works Co INC	Stock-Utilities	3.13%	—	+4.26%
10	OIEUR	Owens-illinois INC	Stock-Other	3.10%	—	+5.60%
11	GOOG	Alphabet A	Stock-Comm Services	3.07%	—	-5.21%
12	CNK	Cinemark Holdings INC	Stock-Other	3.01%	—	+4.55%
13	OXY	Occidental Petroleum CORP	Stock-Energy	2.89%	—	+7.77%
14	✓		Stock-Other	2.85%	—	+0.79%
15	UNUSD	Unilever N V -ny Shares	Stock-Other	2.79%	—	+2.42%
16	VIAB	Viacom Inc-class B	Stock-Other	2.77%	—	+2.05%
17	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	2.71%	—	+5.57%
18	YUSD	Alleghany CORP	Stock-Other	2.60%	—	+1.17%
19	CHTR	Charter Communications, Inc.	Stock-Comm Services	2.53%	—	—
20	DLR	Digital Realty Trust INC	Stock-Real Estate	2.52%	—	+99.20%
21	EPD	Enterprise Products Partners	Stock-Energy	2.50%	—	+2.40%
22	USA	Liberty Interactive CORP	Stock-Other	2.45%	—	+2.43%
23	BA	Boeing Co/the	Stock-Industrials	2.39%	—	+0.72%
24	MSI	Motorola Solutions INC	Stock-Tech	2.35%	—	+6.68%
25	✓		Stock-Other	2.30%	—	+13.73%
26	✓		Stock-Other	2.20%	—	+0.96%
27	✓	Newcastle Invt CORP Com	Stock-Other	2.15%	—	+15.83%
28	SNY	Sanofi-adr	Stock-Healthcare	2.10%	—	+281.62%
29	DGX	Quest Diagnostics Incorporated	Stock-Healthcare	2.06%	—	-8.27%
30	TG7	Triumph Group INC	Stock-Other	2.03%	—	+18.23%
31	✓	New Residential Invt CORP	Stock-Other	1.98%	—	+2.74%
32	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	1.81%	—	+1.18%
33	TEAM	Atlassian Corporation	Stock-Tech	1.75%	—	+0.57%
34	NRG	NRG Energy, Inc.	Stock-Utilities	1.46%	—	+13.28%
35	XRX	Xerox Holdings Corporation	Stock-Industrials	1.39%	—	-12.38%
36	KCG 3.5 03-15-15	Knight Capital Group INC	Stock-Other	1.34%	—	—
37	GCN 2 08-01-14	Goldcorp INC	Stock-Other	1.18%	—	—
38	TFX 3.875 08-01-17	Teleflex INC	Stock-Healthcare	0.99%	—	—
39	NEM 1.25 07-15-14 A	Newmont Mining CORP	Stock-Materials	0.92%	—	—
40	✓	Stonegate Mtg CORP	Stock-Other	0.77%	—	+0.16%
41	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	0.64%	—	—
42	KMI	Kinder Morgan INC	Stock-Energy	0.50%	—	+1.82%
43	XPO 4.5 10-01-17	Xpo Logistics INC	Stock-Industrials	0.49%	—	-40.69%
44	SUMIAL 3.875 12-01-18	Air Lease CORP	Stock-Other	0.39%	—	—
45	HPR 5 03-15-28	Bill Barrett CORP	Stock-Other	0.19%	—	—
46	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.10%	—	-2.08%
47	✓	Symetra Financial CORP	Stock-Other	0.10%	—	-92.81%
48	XOM	Exxon Mobil CORP	Stock-Energy	0.07%	—	—
49	FRCB	First Republic Bank/ca	Stock-Financials	0.04%	—	-2.17%
50	POPEUSD	Pope Resources	Stock-Other	0.03%	—	—

1–50 of 73

Holding changes this quarter

Position changes disclosed by Osterweis Capital Management INC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SNY	Sanofi-adr	+1.5%	+281.62%	Add
2	DLR	Digital Realty Trust INC	+1.3%	+99.20%	Add
3	AL	Air Lease CORP	+0.6%	+0.79%	Add
4	✓		+0.4%	+13.73%	Add
5	✓	Directv	+0.3%	+2.21%	Add
6	AWK	American Water Works Co INC	+0.3%	+4.26%	Add
7	WEP	Magellan Midstream Partners	+0.3%	+0.45%	Add
8	ORCL	Oracle CORP	+0.3%	+3.65%	Add
9	JNJ	Johnson & Johnson	+0.2%	+0.71%	Add
10	✓		+0.2%	+0.79%	Add
11	TFX	Teleflex INC	+0.2%	-6.01%	Trim
12	OXY	Occidental Petroleum CORP	+0.2%	+7.77%	Add
13	EPD	Enterprise Products Partners	+0.1%	+2.40%	Add
14	NRG	NRG Energy, Inc.	+0.1%	+13.28%	Add
15	✓		+0.1%	+0.96%	Add
16	UNUSD	Unilever N V -ny Shares	+0.1%	+2.42%	Add
17	NVS	Novartis Ag-sponsored Adr	+0.1%	+1.18%	Add
18	TFX 3.875 08-01-17	Teleflex INC	+0.1%	—	Unchanged
19	YUSD	Alleghany CORP	+0.1%	+1.17%	Add
20	SUMIAL 3.875 12-01-18	Air Lease CORP	0%	—	Unchanged
21	CCK	Crown Holdings INC	0%	+1.87%	Add
22	MSI	Motorola Solutions INC	0%	+6.68%	Add
23	USA	Liberty Interactive CORP	0%	+2.43%	Add
24	KMI	Kinder Morgan, Inc.	0%	-90.38%	Trim
25	ACRXUSD	Acelrx Pharmaceuticals INC	0%	-49.30%	Trim
26	✓	New Residential Invt CORP	0%	+2.74%	Add
27	KMI	Kinder Morgan INC	-0.1%	+1.82%	Add
28	VIAB	Viacom Inc-class B	-0.1%	+2.05%	Add
29	DEO	Diageo Plc-sponsored Adr	-0.1%	+5.57%	Add
30	✓	Stonegate Mtg CORP	-0.1%	+0.16%	Add
31	DGX	Quest Diagnostics Incorporated	-0.1%	-8.27%	Trim
32	✓	Newcastle Invt CORP Com	-0.1%	+15.83%	Add
33	TEAM	Atlassian Corporation	-0.2%	+0.57%	Add
34	BA	Boeing Co/the	-0.2%	+0.72%	Add
35	GOOG	Alphabet A	-0.2%	-5.21%	Trim
36	XPO 4.5 10-01-17	Xpo Logistics INC	-0.3%	-40.69%	Trim
37	XRX	Xerox Holdings Corporation	-0.3%	-12.38%	Trim
38	CNK	Cinemark Holdings INC	-0.3%	+4.55%	Add
39	✓	Symetra Financial CORP	-1.2%	-92.81%	Trim
40	VALE	Vale S.A.	-1.3%	-32.34%	Trim
41	CHTR	Charter Communications, Inc.	—	NEW	New buy
42	BBBYEUR	20230930-dk-butterfly-1 INC	—	EXIT	Sold out
43	HO1	Hologic INC	—	EXIT	Sold out
44	PDLI 4 02-01-18	Pdl Biopharma INC	—	NEW	New buy
45	PYX 5.5 07-15-14	Alliance One Intl INC	—	EXIT	Sold out
46	VGR V2.5 01-15-19	Vector Group LTD	—	EXIT	Sold out
47	AIR 1.75 02-01-15 144A	Aar CORP	—	EXIT	Sold out
48	AIR 1.625 03-01-14 A	Aar CORP	—	EXIT	Sold out
49	S9Q	Spirit Aerosystems Hold-cl A	—	EXIT	Sold out
50	✓	Linkedin CORP	—	EXIT	Sold out