Osterweis Capital Management INC — Q3 2013 13F Holdings

Name: Osterweis Capital Management INC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001007524

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VALE	Vale S.A.	Stock-Materials	4.91%	—	-1.78%
2	CNK	Cinemark Holdings INC	Stock-Other	3.47%	—	-0.58%
3	CCK	Crown Holdings INC	Stock-Consumer Disc	3.24%	—	+4.48%
4	JNJ	Johnson & Johnson	Stock-Healthcare	3.24%	—	-3.88%
5	GOOG	Alphabet A	Stock-Comm Services	3.18%	—	+0.86%
6	AL	Air Lease CORP	Stock-Other	3.09%	—	+0.97%
7	WEP	Magellan Midstream Partners	Stock-Other	3.04%	—	-3.77%
8	TFX	Teleflex INC	Stock-Healthcare	3.02%	—	-0.64%
9	AWK	American Water Works Co INC	Stock-Utilities	2.95%	—	-5.03%
10	OIEUR	Owens-illinois INC	Stock-Other	2.92%	—	+2.46%
11	✓		Stock-Other	2.90%	—	-16.44%
12	OXY	Occidental Petroleum CORP	Stock-Energy	2.80%	—	+1.94%
13	UNUSD	Unilever N V -ny Shares	Stock-Other	2.74%	—	+0.17%
14	VIAB	Viacom Inc-class B	Stock-Other	2.73%	—	-30.69%
15	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	2.72%	—	+0.18%
16	YUSD	Alleghany CORP	Stock-Other	2.64%	—	-13.37%
17	ORCL	Oracle CORP	Stock-Tech	2.62%	—	+31.70%
18	✓	Directv	Stock-Other	2.60%	—	+29.68%
19	BA	Boeing Co/the	Stock-Industrials	2.58%	—	+1.29%
20	HO1	Hologic INC	Stock-Other	2.46%	—	+0.80%
21	DGX	Quest Diagnostics Incorporated	Stock-Healthcare	2.37%	—	-4.76%
22	✓	Newcastle Invt CORP Com	Stock-Other	2.34%	—	+0.89%
23	✓		Stock-Other	2.34%	—	-9.44%
24	USA	Liberty Interactive CORP	Stock-Other	2.34%	—	+1.68%
25	EPD	Enterprise Products Partners	Stock-Energy	2.32%	—	+0.80%
26	MSI	Motorola Solutions INC	Stock-Tech	2.22%	—	—
27	BBBYEUR	20230930-dk-butterfly-1 INC	Stock-Other	2.20%	—	+0.55%
28	TEAM	Atlassian Corporation	Stock-Tech	2.18%	—	+1.85%
29	✓		Stock-Other	2.09%	—	—
30	✓	New Residential Invt CORP	Stock-Other	2.02%	—	+2.60%
31	✓		Stock-Other	1.92%	—	+35.93%
32	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	1.69%	—	+1.52%
33	✓	Symetra Financial CORP	Stock-Other	1.64%	—	-9.74%
34	XRX	Xerox Holdings Corporation	Stock-Industrials	1.55%	—	-2.23%
35	TG7	Triumph Group INC	Stock-Other	1.39%	—	—
36	NRG	NRG Energy, Inc.	Stock-Utilities	1.21%	—	—
37	VGR V2.5 01-15-19	Vector Group LTD	Stock-Other	1.15%	—	—
38	S9Q	Spirit Aerosystems Hold-cl A	Stock-Other	1.07%	—	-27.57%
39	TFX 3.875 08-01-17	Teleflex INC	Stock-Healthcare	0.91%	—	—
40	XPO 4.5 10-01-17	Xpo Logistics INC	Stock-Industrials	0.71%	—	—
41	AIR 1.625 03-01-14 A	Aar CORP	Stock-Industrials	0.70%	—	-31.36%
42	GECBLE 0.875 11-15-13	General Cable CORP	Stock-Other	0.65%	—	+10.59%
43	AIR 1.75 02-01-15 144A	Aar CORP	Stock-Industrials	0.64%	—	—
44	KMI	Kinder Morgan INC	Stock-Energy	0.54%	—	-1.68%
45	PYX 5.5 07-15-14	Alliance One Intl INC	Stock-Other	0.48%	—	+14.86%
46	SUMIAL 3.875 12-01-18	Air Lease CORP	Stock-Other	0.35%	—	—
47	HPR 5 03-15-28	Bill Barrett CORP	Stock-Other	0.20%	—	—
48	KCG 3.5 03-15-15	Knight Capital Group INC	Stock-Other	0.19%	—	—
49	NAV 3 10-15-14	Navistar Intl CORP	Stock-Other	0.18%	—	-22.09%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.11%	—	-1.25%

1–50 of 78

Holding changes this quarter

Position changes disclosed by Osterweis Capital Management INC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ORCL	Oracle CORP	+0.5%	+31.70%	Add
2	✓	Directv	+0.3%	+29.68%	Add
3	BA	Boeing Co/the	+0.3%	+1.29%	Add
4	✓		+0.3%	+35.93%	Add
5	VALE	Vale S.A.	+0.2%	-1.78%	Trim
6	✓		+0.2%	-9.44%	Trim
7	GOOG	Alphabet A	+0.1%	+0.86%	Add
8	TFX	Teleflex INC	+0.1%	-0.64%	Trim
9	USA	Liberty Interactive CORP	+0.1%	+1.68%	Add
10	OIEUR	Owens-illinois INC	0%	+2.46%	Add
11	CNK	Cinemark Holdings INC	0%	-0.58%	Trim
12	HO1	Hologic INC	0%	+0.80%	Add
13	TFX 3.875 08-01-17	Teleflex INC	0%	—	Unchanged
14	XPO 4.5 10-01-17	Xpo Logistics INC	0%	—	Unchanged
15	PYX 5.5 07-15-14	Alliance One Intl INC	0%	+14.86%	Add
16	GECBLE 0.875 11-15-13	General Cable CORP	0%	+10.59%	Add
17	NVS	Novartis Ag-sponsored Adr	-0.1%	+1.52%	Add
18	NAV 3 10-15-14	Navistar Intl CORP	-0.1%	-22.09%	Trim
19	✓	Newcastle Invt CORP Com	-0.1%	+0.89%	Add
20	DEO	Diageo Plc-sponsored Adr	-0.1%	+0.18%	Add
21	BBBYEUR	20230930-dk-butterfly-1 INC	-0.1%	+0.55%	Add
22	XRX	Xerox Holdings Corporation	-0.1%	-2.23%	Trim
23	CCK	Crown Holdings INC	-0.2%	+4.48%	Add
24	KMI	Kinder Morgan INC	-0.2%	-1.68%	Trim
25	OXY	Occidental Petroleum CORP	-0.2%	+1.94%	Add
26	✓	Symetra Financial CORP	-0.2%	-9.74%	Trim
27	AL	Air Lease CORP	-0.2%	+0.97%	Add
28	TEAM	Atlassian Corporation	-0.3%	+1.85%	Add
29	WEP	Magellan Midstream Partners	-0.3%	-3.77%	Trim
30	EPD	Enterprise Products Partners	-0.3%	+0.80%	Add
31	S9Q	Spirit Aerosystems Hold-cl A	-0.3%	-27.57%	Trim
32	JNJ	Johnson & Johnson	-0.4%	-3.88%	Trim
33	UNUSD	Unilever N V -ny Shares	-0.4%	+0.17%	Add
34	FRCB	First Republic Bank/ca	-0.4%	-91.88%	Trim
35	✓		-0.4%	-16.44%	Trim
36	AIR 1.625 03-01-14 A	Aar CORP	-0.5%	-31.36%	Trim
37	AWK	American Water Works Co INC	-0.5%	-5.03%	Trim
38	DGX	Quest Diagnostics Incorporated	-0.5%	-4.76%	Trim
39	YUSD	Alleghany CORP	-0.7%	-13.37%	Trim
40	VIAB	Viacom Inc-class B	-1%	-30.69%	Trim
41	MSI	Motorola Solutions INC	—	NEW	New buy
42	✓		—	NEW	New buy
43	TG7	Triumph Group INC	—	NEW	New buy
44	NRG	NRG Energy, Inc.	—	NEW	New buy
45	IEP F 08-15-13	Icahn Enterprises LP	—	EXIT	Sold out
46	AIR 1.75 02-01-15 144A	Aar CORP	—	NEW	New buy
47	SUMIAL 3.875 12-01-18	Air Lease CORP	—	NEW	New buy
48	SGY 1.75 03-01-17	Stone Energy CORP	—	EXIT	Sold out
49	ZINC 3.8 07-01-17	Metals Recovery Hldg LLC	—	EXIT	Sold out
50	IBM	Intl Business Machines CORP	—	EXIT	Sold out