Oppenheimer Asset Management INC. — Q3 2017 13F Holdings

Name: Oppenheimer Asset Management INC. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001269119

Total reported value

$8.8B

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Full holdings list this quarter

Showing top 200 holdings (of 1681 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MSFT	Microsoft CORP	Stock-Tech	2.62%	-0.92%	-3.48%
2	JNJ	Johnson & Johnson	Stock-Healthcare	1.77%	+0.10%	+0.75%
3	JPM	Jpmorgan Chase & Co	Stock-Financials	1.72%	-0.27%	-5.65%
4	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.13%	+0.61%	NEW
5	CVX	Chevron CORP	Stock-Energy	1.10%	+0.30%	+0.68%
6	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.08%	+0.07%	+0.25%
7	AXP	American Express Company	Stock-Financials	1.07%	—	+21.51%
8	MET	Metlife INC	Stock-Financials	1.02%	—	+22.41%
9	LBTYA	Liberty Global Ltd.	Stock-Other	1.02%	—	-1.50%
10	INTC	Intel CORP	Stock-Tech	1.02%	—	-0.51%
11	AAP	Advance Auto Parts INC	Stock-Consumer Disc	0.93%	—	+22776.68%
12	GM	General Motors Co	Stock-Consumer Disc	0.92%	-0.22%	-2.96%
13	✓	Level 3 Communications INC	Stock-Other	0.90%	—	+19.61%
14	FLOWUSD	Spx Flow INC	Stock-Other	0.78%	—	-2.69%
15	EFA	Ishares Msci Eafe ETF	ETF-Other	0.75%	—	+31.88%
16	V	Visa Inc-class A Shares	Stock-Financials	0.74%	-0.41%	+8.00%
17	SPXC	SPX Technologies, Inc.	Stock-Industrials	0.72%	—	-4.97%
18	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.72%	—	+4.17%
19	WFC	Wells Fargo & Co	Stock-Financials	0.71%	—	-0.21%
20	LLY	Eli Lilly & Co	Stock-Healthcare	0.70%	—	-4.37%
21	CSCO	Cisco Systems INC	Stock-Tech	0.70%	—	+4.16%
22	C	Citigroup INC	Stock-Financials	0.68%	—	-0.18%
23	AAPL	Apple INC	Stock-Tech	0.67%	+1.17%	NEW
24	JNJ	Johnson & Johnson	Stock-Healthcare	0.67%	—	+19.09%
25	PFE	Pfizer INC	Stock-Healthcare	0.65%	—	+11.00%
26	META	Meta Platforms Inc-class A	Stock-Comm Services	0.63%	—	-5.10%
27	MO	Altria Group INC	Stock-Consumer Staples	0.62%	—	-4.23%
28	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.60%	+0.14%	+45.01%
29	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.60%	—	+42.71%
30	T	At&t INC	Stock-Comm Services	0.58%	—	-1.33%
31	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	0.58%	—	-0.75%
32	NEE	Nextera Energy INC	Stock-Utilities	0.57%	—	-1.61%
33	DD	DuPont de Nemours, Inc.	Stock-Other	0.55%	—	—
34	BAC	Bank Of America CORP	Stock-Financials	0.55%	+0.42%	NEW
35	PM	Philip Morris International	Stock-Consumer Staples	0.52%	—	-0.28%
36	ABT	Abbott Laboratories	Stock-Healthcare	0.51%	—	+0.37%
37	UNH	Unitedhealth Group INC	Stock-Healthcare	0.50%	—	-5.72%
38	UNUSD	Unilever N V -ny Shares	Stock-Other	0.49%	—	-0.51%
39	AMZN	Amazon.com INC	Stock-Consumer Disc	0.49%	+1.34%	NEW
40	MRK	Merck & Co. INC.	Stock-Healthcare	0.48%	—	+1.71%
41	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.48%	—	+0.36%
42	TRV	Travelers Cos Inc/the	Stock-Financials	0.47%	+0.21%	NEW
43	BA	Boeing Co/the	Stock-Industrials	0.47%	+0.16%	NEW
44	RTN1USD	Raytheon Company	Stock-Other	0.46%	—	-0.13%
45	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	0.46%	—	+3.17%
46	HSBC	Hsbc Holdings Plc-spons Adr	Stock-Financials	0.45%	—	-0.38%
47	BCE	Bce INC	Stock-Comm Services	0.44%	—	-3.44%
48	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.44%	-0.31%	-8.10%
49	LNC	Lincoln National CORP	Stock-Financials	0.44%	—	+0.60%
50	TEL	TE Connectivity plc	Stock-Tech	0.44%	—	+0.04%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Oppenheimer Asset Management INC. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAP	Advance Auto Parts INC	+0.9%	+22776.68%	Add
2	IJR	Ishares Core S&p Small-cap E	+0.2%	+45.01%	Add
3	EFA	Ishares Msci Eafe ETF	+0.2%	+31.88%	Add
4	IJH	Ishares Core S&p Midcap ETF	+0.2%	+42.71%	Add
5	DVN	Devon Energy CORP	+0.2%	+176.05%	Add
6	IEMG	Ishares Core Msci Emerging	+0.1%	+42.79%	Add
7	AXP	American Express Company	+0.1%	+21.51%	Add
8	✓		+0.1%	+89.68%	Add
9	V	Visa Inc-class A Shares	+0.1%	+8.00%	Add
10	SMHC	VanEck China Semiconductor ETF	+0.1%	+42.82%	Add
11	CTAS	Cintas CORP	+0.1%	+225.27%	Add
12	MET	Metlife INC	+0.1%	+22.41%	Add
13	ZTS	Zoetis INC	+0.1%	+61.10%	Add
14	R6C2	Royal Dutch Shell-spon Adr-b	+0.1%	+4.17%	Add
15	PFE	Pfizer INC	+0.1%	+11.00%	Add
16	CWB	Ss Spdr Bb Conv Sec ETF	+0.1%	+42.59%	Add
17	NOW	Servicenow INC	+0.1%	+3399.85%	Add
18	CVX	Chevron CORP	+0.1%	+0.68%	Add
19	INTC	Intel CORP	+0.1%	-0.51%	Trim
20	SMHC	VanEck China Semiconductor ETF	+0.1%	+42.90%	Add
21	WFRD	Weatherford International plc	+0.1%	+24.88%	Add
22	COR	Cencora INC	+0.1%	+43.40%	Add
23	WB	Weibo Corp-spon Adr	+0.1%	+740.56%	Add
24	GM	General Motors Co	+0.1%	-2.96%	Trim
25	CSCO	Cisco Systems INC	0%	+4.16%	Add
26	SPXC	SPX Technologies, Inc.	0%	-4.97%	Trim
27	JNJ	Johnson & Johnson	0%	+19.09%	Add
28	BRK-B	Berkshire Hathaway Inc-cl B	0%	+0.92%	Add
29	MSFT	Microsoft CORP	-0.1%	-3.48%	Trim
30	MCD	Mcdonald's CORP	-0.1%	-60.40%	Trim
31	DHR	Danaher CORP	-0.1%	-38.36%	Trim
32	MIDD	Middleby CORP	-0.1%	-57.35%	Trim
33	AYI	Acuity INC	-0.1%	-31.63%	Trim
34	SBUX	Starbucks CORP	-0.1%	-13.70%	Trim
35	ABBV	Abbvie INC	-0.1%	-37.75%	Trim
36	AVPUSD	Avon Products INC	-0.1%	-98.89%	Trim
37	AR	Antero Resources CORP	-0.1%	-47.34%	Trim
38	✓	Dun & Bradstreet CORP Del Ne	-0.1%	-90.62%	Trim
39	MO	Altria Group INC	-0.2%	-4.23%	Trim
40	MCHP	Microchip Technology INC	-0.2%	-86.90%	Trim
41	AEP	American Electric Power Company, Inc.	-0.2%	-29.20%	Trim
42	MAT	Mattel INC	-0.2%	-99.70%	Trim
43	DD	DuPont de Nemours, Inc.	—	NEW	New buy
44	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
45	BKR	Baker Hughes Company	—	EXIT	Sold out
46	BKR	Baker Hughes Co	—	NEW	New buy
47	✓	Micro Focus International Pl	—	NEW	New buy
48	KNX	Knight-swift Transportation	—	NEW	New buy
49	DBDEUR	Diebold Nixdorf INC	—	NEW	New buy
50	BHF	Brighthouse Financial INC	—	NEW	New buy