Nwam LLC — Q3 2014 13F Holdings

Name: Nwam LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001655006

Total reported value

$1.7B

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Full holdings list this quarter

Showing top 200 holdings (of 296 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MSFT	Microsoft CORP	Stock-Tech	3.87%	-1.53%	-33.67%
2	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	3.13%	—	+1.24%
3	BTZ	Blackrock Credit Allocation	Stock-Other	3.07%	—	+6.82%
4	FLC	Flaherty & Crumrine Ttl Rtrn	Stock-Other	2.41%	—	+6.51%
5	ERC	Allspring Multi-sector INC	Stock-Other	2.08%	—	-0.62%
6	IWF	Ishares Russell 1000 Growth	ETF-Other	2.00%	-0.14%	-1.17%
7	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.96%	+0.34%	-2.76%
8	SBUX	Starbucks CORP	Stock-Consumer Disc	1.90%	—	+81.04%
9	IWD	Ishares Russell 1000 Value E	ETF-Other	1.84%	—	+0.43%
10	AAPL	Apple INC	Stock-Tech	1.82%	—	-17.54%
11	XFFCX	Flaherty & Crumrine Pref INC	Stock-Other	1.66%	—	+11.14%
12	VUG	Vanguard Growth ETF	ETF-Other	1.62%	-0.15%	-0.15%
13	USB	US Bancorp	Stock-Financials	1.60%	—	+3.41%
14	VTV	Vanguard Value ETF	ETF-Other	1.57%	—	+0.53%
15	VNQ	Vanguard Real Estate ETF	ETF-Other	1.49%	—	+4.27%
16	✓	New Residential Invt CORP	Stock-Other	1.37%	—	+1.10%
17	DVY	Ishares Select Dividend ETF	ETF-Other	1.19%	—	-0.32%
18	BA	Boeing Co/the	Stock-Industrials	1.18%	-0.07%	-19.40%
19	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.13%	—	-20.10%
20	CVX	Chevron CORP	Stock-Energy	1.08%	—	+19.13%
21	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.06%	—	+6.91%
22	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	1.05%	—	+21.48%
23	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.95%	—	-37.90%
24	XOM	Exxon Mobil CORP	Stock-Energy	0.93%	+0.29%	+1.77%
25	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.92%	—	+0.17%
26	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.91%	—	-18.41%
27	BAC	Bank Of America CORP	Stock-Financials	0.84%	—	-59.79%
28	AAXJ	Ishares Msci All Country Asi	ETF-Other	0.82%	—	+2.23%
29	✓	Blue Earth INC Com	Stock-Other	0.77%	—	—
30	PM	Philip Morris International	Stock-Consumer Staples	0.74%	—	-4.57%
31	PCAR	Paccar INC	Stock-Industrials	0.72%	—	-32.31%
32	IYR	Ishares US Real Estate ETF	ETF-Other	0.72%	—	+3.67%
33	DJP	Ipath Bloomberg Commodity In	ETF-Commodities	0.71%	—	+13.17%
34	INTC	Intel CORP	Stock-Tech	0.69%	—	-59.79%
35	PFE	Pfizer INC	Stock-Healthcare	0.69%	—	-22.71%
36	MO	Altria Group INC	Stock-Consumer Staples	0.68%	—	-38.05%
37	BND	Vanguard Total Bond Market	ETF-Other	0.68%	—	+1.43%
38	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.65%	—	-1.26%
39	VZ	Verizon Communications INC	Stock-Comm Services	0.63%	—	-43.40%
40	DHC	Diversified Healthcare Trust	Stock-Other	0.63%	—	—
41	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.63%	—	-2.36%
42	EFA	Ishares Msci Eafe ETF	ETF-Other	0.60%	—	+5.79%
43	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.54%	—	+354.80%
44	XEMDX	Western Asset Emrg Mrkt Dbt	Stock-Other	0.54%	—	+3.94%
45	NLYEUR	Annaly Capital Management In	Stock-Other	0.53%	—	+5.28%
46	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.53%	—	+2.48%
47	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.52%	—	+6.74%
48	✓	Advisorshares Peritus	Stock-Other	0.52%	—	+6.02%
49	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.52%	—	+10.36%
50	HPS	John Hancock Prefer INC Iii	Stock-Other	0.52%	—	+6.46%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Nwam LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	R6C2	Royal Dutch Shell-spon Adr-b	+0.4%	+354.80%	Add
2	XFFCX	Flaherty & Crumrine Pref INC	+0.3%	+11.14%	Add
3	SPAB	Ss Spdr P Agg Bond ETF	+0.3%	+21.48%	Add
4	✓	Google INC Class C	+0.2%	+96.64%	Add
5	ERC	Allspring Multi-sector INC	+0.1%	-0.62%	Trim
6	SBUX	Starbucks CORP	+0.1%	+81.04%	Add
7	AAPL	Apple INC	0%	-17.54%	Trim
8	BRK-B	Berkshire Hathaway Inc-cl B	0%	-20.10%	Trim
9	PFE	Pfizer INC	-0.1%	-22.71%	Trim
10	BA	Boeing Co/the	-0.1%	-19.40%	Trim
11	MNKD	MannKind Corporation	-0.1%	+19.06%	Add
12	PFF	Ishares Preferred & Income S	-0.1%	-67.68%	Trim
13	BP	Bp Plc-spons Adr	-0.2%	-31.19%	Trim
14	COP	Conocophillips	-0.2%	-31.05%	Trim
15	KEY	Keycorp	-0.2%	-56.22%	Trim
16	MO	Altria Group INC	-0.2%	-38.05%	Trim
17	CBL	CBL & Associates Properties, Inc.	-0.2%	-72.72%	Trim
18	ULCC	Frontier Group Holdings, Inc.	-0.3%	-80.27%	Trim
19	BMY	Bristol-myers Squibb Co	-0.3%	-49.00%	Trim
20	PCAR	Paccar INC	-0.3%	-32.31%	Trim
21	VZ	Verizon Communications INC	-0.3%	-43.40%	Trim
22	MRK	Merck & Co. INC.	-0.3%	-53.04%	Trim
23	JPM	Jpmorgan Chase & Co	-0.4%	-60.51%	Trim
24	AEP	American Electric Power Company, Inc.	-0.4%	-37.90%	Trim
25	CSCO	Cisco Systems INC	-0.5%	-71.71%	Trim
26	DOC	Healthpeak Properties, Inc.	-0.5%	-86.37%	Trim
27	DOW	Dow Chem Co	-0.5%	-77.27%	Trim
28	T	At&t INC	-0.6%	-44.97%	Trim
29	INTC	Intel CORP	-0.7%	-59.79%	Trim
30	APU	Amerigas Partners LP	-0.7%	-84.46%	Trim
31	MSFT	Microsoft CORP	-0.7%	-33.67%	Trim
32	O	Realty Income CORP	-0.7%	-83.82%	Trim
33	BAC	Bank Of America CORP	-0.8%	-59.79%	Trim
34	✓	Blue Earth INC Com	—	NEW	New buy
35	DHC	Diversified Healthcare Trust	—	NEW	New buy
36	✓	Newcastle Invt CORP Com	—	EXIT	Sold out
37	✓	Amern Strategic Income Ptfl	—	EXIT	Sold out
38	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
39	✓	Managed Duration Invt Grad	—	NEW	New buy
40	BKK	Blackrock Muni 2020 Term Tr	—	EXIT	Sold out
41	WELL	Welltower Inc.	—	EXIT	Sold out
42	✓	Newcastle Invt CORP New	—	NEW	New buy
43	SLF	Sun Life Financial INC	—	EXIT	Sold out
44	URNM	Sprott Uranium Miners ETF	—	NEW	New buy
45	DUK	Duke Energy CORP	—	EXIT	Sold out
46	FGP1USD	Ferrellgas Partners-lp	—	EXIT	Sold out
47	TGS	Transportador Gas-adr Sp B	—	NEW	New buy
48	BABA	Alibaba Group Holding-sp Adr	—	NEW	New buy
49	GOOG	Alphabet A	—	EXIT	Sold out
50	WY	Weyerhaeuser Co	—	EXIT	Sold out