Newfound Research LLC — Q3 2018 13F Holdings

Name: Newfound Research LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001630806

Total reported value

$40.8M

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Full holdings list this quarter

Showing top 200 holdings (of 236 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares	Stock-Other	9.67%	—	-7.90%
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	7.15%	—	+20.89%
3	IXC	Ishares Global Energy ETF	ETF-Other	5.02%	—	-27.44%
4	IXN	Ishares Global Tech ETF	ETF-Tech	4.99%	—	-30.36%
5	IXJ	Ishares Global Healthcare Et	ETF-Other	4.99%	—	—
6	RXI	Ishares Global Consumer Disc	ETF-Other	4.95%	—	-24.64%
7	JXI	Ishares Global Utilities ETF	ETF-Other	4.89%	—	+21.19%
8	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	4.64%	—	-22.27%
9	XLC	Ss Comm Select Sector Spdr	ETF-Other	3.47%	—	—
10	EXI	Ishares Global Industrials E	ETF-Other	3.20%	—	-11.24%
11	PFF	Ishares Preferred & Income S	ETF-Other	3.10%	—	-32.96%
12	PFXF	Vaneck Pref Sec X-financials	ETF-Other	2.63%	—	-42.26%
13	PBPUSD	Invesco S&p 500 Buywrite ETF	ETF-Large Cap & Growth	2.59%	—	-29.79%
14	IXP	Ishares Global Comm Services	ETF-Other	2.49%	—	—
15	XLK	Ss Technology Select Sector	ETF-Tech	2.26%	—	-53.60%
16	XLV	Ss Health Care Select Sector	ETF-Other	2.26%	—	—
17	✓	Select Sector Spdr Tr	Stock-Other	2.25%	—	-51.72%
18	XLY	Ss Consumer Disc Select Sect	ETF-Other	2.24%	—	-53.58%
19	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	2.22%	—	—
20	XLI	Ss Industrial Select Sector	ETF-Other	2.19%	—	—
21	XLP	Ss Consumer Staples Sel Sect	ETF-Other	2.19%	—	—
22	XLF	Ss Financial Select Sector	ETF-Other	2.15%	—	-44.93%
23	✓	Recon Cap Ser Tr	Stock-Other	1.71%	—	-29.83%
24	VNQ	Vanguard Real Estate ETF	ETF-Other	1.55%	—	+109.48%
25	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	1.27%	—	-28.42%
26	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	1.22%	—	-49.79%
27	FENY	Fidelity Msci Energy Index	ETF-Large Cap & Growth	1.22%	—	-52.12%
28	FHLC	Fidelity Msci Health Care	ETF-Other	1.21%	—	—
29	FDIS	Fidelity Msci Cons Discr Ind	ETF-Other	1.21%	—	-57.79%
30	FUTY	Fidelity Msci US Utilities	ETF-Other	1.20%	—	—
31	FIDU	Fidelity Msci Indust Indx	ETF-Other	1.18%	—	—
32	FSTA	Fidelity Msci Cons Stap Indx	ETF-Other	1.18%	—	—
33	FNCL	Fidelity Msci Financial Indx	ETF-Other	1.16%	—	-64.37%
34	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.09%	—	+736566.67%
35	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.90%	—	—
36	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.77%	—	+4585.83%
37	✓	Powershares ETF Tr Ii	ETF-Other	0.50%	—	-38.30%
38	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.42%	—	-29.65%
39	MLPAUSD	Global X Mlp ETF	ETF-Other	0.30%	—	—
40	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.03%	—	+12.60%
41	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.01%	—	-11.65%
42	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.01%	—	+154.23%
43	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.01%	—	-6.52%
44	SCHX	Schwab US Large-cap ETF	ETF-Other	0.01%	—	-0.31%
45	✓	Powershares ETF Fund S&P Smallcap	ETF-Other	0.01%	—	-10.15%
46	✓	Powershares S&p Smallcap	Stock-Other	0.01%	—	—
47	✓	Powershares Etf Fd Tr II	ETF-Other	0.01%	—	-12.89%
48	✓	Powershares ETF Tr Ii	ETF-Other	0.01%	—	+0.32%
49	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	—
50	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	-21.02%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Newfound Research LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+1.4%	+20.89%	Add
2	VYM	Vanguard High Dvd Yield ETF	+1.1%	+736566.67%	Add
3	JXI	Ishares Global Utilities ETF	+0.9%	+21.19%	Add
4	VNQ	Vanguard Real Estate ETF	+0.8%	+109.48%	Add
5	TLT	Ishares 20+ Year Treasury Bd	+0.8%	+4585.83%	Add
6	PSCU	Invesco S&p S C U&c Ser ETF	0%	+251.95%	Add
7	NOBL	Proshares S&p 500 Dividend A	—	+154.23%	Add
8	SMHC	VanEck China Semiconductor ETF	—	+12.60%	Add
9	✓	Powershares ETF Tr Ii S&p Smcp	—	-21.02%	Trim
10	RALS	Proshares Rafi Long/short	—	+59.26%	Add
11	SMHC	VanEck China Semiconductor ETF	0%	-11.65%	Trim
12	HYS	Pimco 0-5 Year H/y CORP Bond	0%	-29.52%	Trim
13	ICVT	Ishares Convertible Bond ETF	-0.2%	-29.65%	Trim
14	EXI	Ishares Global Industrials E	-0.2%	-11.24%	Trim
15	✓	Powershares ETF Tr Ii	-0.3%	-38.30%	Trim
16	CWB	Ss Spdr Bb Conv Sec ETF	-0.5%	-28.42%	Trim
17	✓	Recon Cap Ser Tr	-0.6%	-29.83%	Trim
18	✓	Powershares	-0.7%	-7.90%	Trim
19	PBPUSD	Invesco S&p 500 Buywrite ETF	-0.9%	-29.79%	Trim
20	FTEC	Fidelity Msci Info Tech Indx	-1%	-49.79%	Trim
21	TLT	iShares 20+ Year Treasury Bond ETF	-1.3%	-22.27%	Trim
22	RXI	Ishares Global Consumer Disc	-1.3%	-24.64%	Trim
23	FENY	Fidelity Msci Energy Index	-1.3%	-52.12%	Trim
24	FDIS	Fidelity Msci Cons Discr Ind	-1.5%	-57.79%	Trim
25	PFF	Ishares Preferred & Income S	-1.6%	-32.96%	Trim
26	XLF	Ss Financial Select Sector	-1.6%	-44.93%	Trim
27	IXN	Ishares Global Tech ETF	-1.7%	-30.36%	Trim
28	IXC	Ishares Global Energy ETF	-1.8%	-27.44%	Trim
29	PFXF	Vaneck Pref Sec X-financials	-2%	-42.26%	Trim
30	FNCL	Fidelity Msci Financial Indx	-2%	-64.37%	Trim
31	XLK	Ss Technology Select Sector	-2.2%	-53.60%	Trim
32	XLY	Ss Consumer Disc Select Sect	-2.3%	-53.58%	Trim
33	✓	Select Sector Spdr Tr	-2.4%	-51.72%	Trim
34	IXJ	Ishares Global Healthcare Et	—	NEW	New buy
35	XLC	Ss Comm Select Sector Spdr	—	NEW	New buy
36	MXI	Ishares Global Materials ETF	—	EXIT	Sold out
37	IXP	Ishares Global Comm Services	—	NEW	New buy
38	XLV	Ss Health Care Select Sector	—	NEW	New buy
39	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
40	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
41	XLI	Ss Industrial Select Sector	—	NEW	New buy
42	FHLC	Fidelity Msci Health Care	—	NEW	New buy
43	FUTY	Fidelity Msci US Utilities	—	NEW	New buy
44	FIDU	Fidelity Msci Indust Indx	—	NEW	New buy
45	FSTA	Fidelity Msci Cons Stap Indx	—	NEW	New buy
46	AMJEUR	Jpmorgan Alerian Mlp Index	—	NEW	New buy
47	MLPAUSD	Global X Mlp ETF	—	NEW	New buy
48	FCOM	Fidelity Msci Comm Serv Indx	—	EXIT	Sold out
49	VCIT	Vanguard Int-term Corporate	—	EXIT	Sold out
50	STIP	Ishares 0-5 Year Tips Bond E	—	NEW	New buy