Newfound Research LLC — Q1 2018 13F Holdings

Name: Newfound Research LLC — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001630806

Total reported value

$40.8M

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 232 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares	Stock-Other	10.73%	—	+20.65%
2	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	8.65%	—	+183.77%
3	IXN	Ishares Global Tech ETF	ETF-Tech	5.92%	—	+74.14%
4	RXI	Ishares Global Consumer Disc	ETF-Other	5.17%	—	+43.90%
5	PFXF	Vaneck Pref Sec X-financials	ETF-Other	5.09%	—	+86.58%
6	EXI	Ishares Global Industrials E	ETF-Other	5.00%	—	+45.37%
7	IXG	Ishares Global Financials Et	ETF-Other	4.98%	—	+53.60%
8	PFF	Ishares Preferred & Income S	ETF-Other	4.68%	—	+15.10%
9	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	4.42%	—	—
10	PBPUSD	Invesco S&p 500 Buywrite ETF	ETF-Large Cap & Growth	3.75%	—	+24.55%
11	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	3.44%	—	+45.93%
12	FNCL	Fidelity Msci Financial Indx	ETF-Other	3.30%	—	+133.80%
13	XLY	Ss Consumer Disc Select Sect	ETF-Other	3.29%	—	+132.21%
14	XLK	Ss Technology Select Sector	ETF-Tech	3.10%	—	+75.91%
15	IXC	Ishares Global Energy ETF	ETF-Other	2.95%	—	+4.14%
16	XLI	Ss Industrial Select Sector	ETF-Other	2.86%	—	+109.93%
17	FDIS	Fidelity Msci Cons Discr Ind	ETF-Other	2.81%	—	+102.87%
18	XLF	Ss Financial Select Sector	ETF-Other	2.80%	—	+105.43%
19	✓	Recon Cap Ser Tr	Stock-Other	2.48%	—	+86.05%
20	MXI	Ishares Global Materials ETF	ETF-Other	2.34%	—	-26.57%
21	IXP	Ishares Global Comm Services	ETF-Other	2.19%	—	-26.69%
22	XLB	Ss Materials Select Sector	ETF-Other	1.77%	—	+35.62%
23	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	1.55%	—	+33.51%
24	FIDU	Fidelity Msci Indust Indx	ETF-Other	1.54%	—	+14.78%
25	BWX	State Street Spdr Bloomberg	ETF-Other	1.34%	—	—
26	ICVT	Ishares Convertible Bond ETF	ETF-Other	1.14%	—	+378.05%
27	✓	Powershares ETF Tr Ii	ETF-Other	1.01%	—	+44.74%
28	FMAT	Fidelity Msci Materials Indx	ETF-Other	0.95%	—	-23.45%
29	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.25%	—	+67840.74%
30	FCOM	Fidelity Msci Comm Serv Indx	ETF-Other	0.12%	—	+11.41%
31	MLPAUSD	Global X Mlp ETF	ETF-Other	0.06%	—	—
32	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.02%	—	-98.30%
33	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.02%	—	-99.74%
34	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.01%	—	+85.27%
35	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.01%	—	-3.16%
36	SCHX	Schwab US Large-cap ETF	ETF-Other	0.01%	—	-8.60%
37	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.01%	—	-41.50%
38	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	-10.29%
39	✓	Powershares ETF Fund S&P Smallcap	ETF-Other	0.01%	—	+0.38%
40	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.01%	—	-9.56%
41	✓	Powershares Etf Fd Tr II	ETF-Other	0.01%	—	+0.35%
42	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	—
43	✓	Powershares S&p Smallcap	Stock-Other	0.01%	—	+1.67%
44	✓	Powershares ETF Tr Ii	ETF-Other	0.01%	—	+0.32%
45	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.01%	—	-9.85%
46	✓	Powershares S&p	Stock-Other	0.01%	—	—
47	✓	Powershares ETF Tr Ii	ETF-Other	0.01%	—	-16.60%
48	✓	Rydex ETF Trust	ETF-Other	0.01%	—	-51.13%
49	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.01%	—	-27.88%
50	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.01%	—	-7.79%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Newfound Research LLC for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMHC	VanEck China Semiconductor ETF	+5.9%	+183.77%	Add
2	SHY	Ishares 1-3 Year Treasury Bo	+4.4%	NEW	New buy
3	IXN	Ishares Global Tech ETF	+2.8%	+74.14%	Add
4	PFXF	Vaneck Pref Sec X-financials	+2.5%	+86.58%	Add
5	✓	Powershares	+2.5%	+20.65%	Add
6	XLY	Ss Consumer Disc Select Sect	+2%	+132.21%	Add
7	FNCL	Fidelity Msci Financial Indx	+2%	+133.80%	Add
8	IXG	Ishares Global Financials Et	+1.9%	+53.60%	Add
9	RXI	Ishares Global Consumer Disc	+1.9%	+43.90%	Add
10	EXI	Ishares Global Industrials E	+1.7%	+45.37%	Add
11	XLI	Ss Industrial Select Sector	+1.6%	+109.93%	Add
12	FDIS	Fidelity Msci Cons Discr Ind	+1.5%	+102.87%	Add
13	XLF	Ss Financial Select Sector	+1.5%	+105.43%	Add
14	XLK	Ss Technology Select Sector	+1.5%	+75.91%	Add
15	CWB	Ss Spdr Bb Conv Sec ETF	+1.3%	+45.93%	Add
16	✓	Recon Cap Ser Tr	+1.2%	+86.05%	Add
17	ICVT	Ishares Convertible Bond ETF	+0.9%	+378.05%	Add
18	PBPUSD	Invesco S&p 500 Buywrite ETF	+0.9%	+24.55%	Add
19	PFF	Ishares Preferred & Income S	+0.8%	+15.10%	Add
20	FTEC	Fidelity Msci Info Tech Indx	+0.5%	+33.51%	Add
21	XLB	Ss Materials Select Sector	+0.5%	+35.62%	Add
22	✓	Powershares ETF Tr Ii	+0.3%	+44.74%	Add
23	FIDU	Fidelity Msci Indust Indx	+0.3%	+14.78%	Add
24	AMJEUR	Jpmorgan Alerian Mlp Index	+0.3%	+67840.74%	Add
25	FMAT	Fidelity Msci Materials Indx	-0.3%	-23.45%	Trim
26	MXI	Ishares Global Materials ETF	-0.7%	-26.57%	Trim
27	IXP	Ishares Global Comm Services	-0.8%	-26.69%	Trim
28	TLT	Ishares 20+ Year Treasury Bd	-1%	-98.30%	Trim
29	VYMI	Vanguard Int High Dvd Yld In	-1.3%	-99.99%	Trim
30	VNQ	Vanguard Real Estate ETF	-1.7%	-100.00%	Trim
31	VYM	Vanguard High Dvd Yield ETF	-2%	-99.99%	Trim
32	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-3.1%	EXIT	Sold out
33	PCYUSD	Invesco Emerging Markets Sov	-4%	-99.96%	Trim
34	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-5.7%	-99.74%	Trim
35	KXI	Ishares Global Consumer Stap	—	EXIT	Sold out
36	IXJ	Ishares Global Healthcare Et	—	EXIT	Sold out
37	JXI	Ishares Global Utilities ETF	—	EXIT	Sold out
38	VNQI	Vanguard Glbl Ex-us Real Est	—	EXIT	Sold out
39	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
40	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
41	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	EXIT	Sold out
42	FUTY	Fidelity Msci US Utilities	—	EXIT	Sold out
43	FHLC	Fidelity Msci Health Care	—	EXIT	Sold out
44	FSTA	Fidelity Msci Cons Stap Indx	—	EXIT	Sold out
45	BWX	State Street Spdr Bloomberg	—	NEW	New buy
46	FENY	Fidelity Msci Energy Index	—	EXIT	Sold out
47	✓	Select Sector Spdr Tr	—	EXIT	Sold out
48	IDV	Ishares International Select	—	EXIT	Sold out
49	MLPAUSD	Global X Mlp ETF	—	NEW	New buy
50	BBHY	Jpmorgan Betabuilders Usd Hi	—	EXIT	Sold out