Newfound Research LLC — Q4 2017 13F Holdings

Name: Newfound Research LLC — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001630806

Total reported value

$40.8M

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Full holdings list this quarter

Showing top 200 holdings (of 237 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares	Stock-Other	8.26%	—	+1.64%
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	5.70%	—	+33.28%
3	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	4.00%	—	+7.12%
4	PFF	Ishares Preferred & Income S	ETF-Other	3.84%	—	+0.19%
5	RXI	Ishares Global Consumer Disc	ETF-Other	3.29%	—	-2.75%
6	EXI	Ishares Global Industrials E	ETF-Other	3.26%	—	-2.14%
7	IXN	Ishares Global Tech ETF	ETF-Tech	3.08%	—	-10.25%
8	MXI	Ishares Global Materials ETF	ETF-Other	3.08%	—	-13.41%
9	IXG	Ishares Global Financials Et	ETF-Other	3.06%	—	-9.79%
10	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	3.06%	—	+6.80%
11	KXI	Ishares Global Consumer Stap	ETF-Other	3.01%	—	-6.94%
12	IXP	Ishares Global Comm Services	ETF-Other	2.94%	—	-3.44%
13	IXJ	Ishares Global Healthcare Et	ETF-Other	2.92%	—	-7.55%
14	JXI	Ishares Global Utilities ETF	ETF-Other	2.88%	—	-1.31%
15	PBPUSD	Invesco S&p 500 Buywrite ETF	ETF-Large Cap & Growth	2.86%	—	+48.02%
16	IXC	Ishares Global Energy ETF	ETF-Other	2.76%	—	—
17	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	2.76%	—	+7.63%
18	PFXF	Vaneck Pref Sec X-financials	ETF-Other	2.60%	—	+145.57%
19	VNQI	Vanguard Glbl Ex-us Real Est	ETF-Other	2.22%	—	+8.90%
20	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	2.15%	—	+0.01%
21	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.95%	—	+6.74%
22	VNQ	Vanguard Real Estate ETF	ETF-Other	1.65%	—	+7.82%
23	XLK	Ss Technology Select Sector	ETF-Tech	1.61%	—	—
24	XLV	Ss Health Care Select Sector	ETF-Other	1.50%	—	—
25	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.34%	—	—
26	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.34%	—	—
27	FNCL	Fidelity Msci Financial Indx	ETF-Other	1.33%	—	-2.96%
28	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	1.32%	—	+8.14%
29	FUTY	Fidelity Msci US Utilities	ETF-Other	1.32%	—	+11.94%
30	XLI	Ss Industrial Select Sector	ETF-Other	1.30%	—	-18.85%
31	XLB	Ss Materials Select Sector	ETF-Other	1.30%	—	-20.38%
32	FHLC	Fidelity Msci Health Care	ETF-Other	1.29%	—	+3.22%
33	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.29%	—	-17.19%
34	XLF	Ss Financial Select Sector	ETF-Other	1.29%	—	-19.84%
35	FIDU	Fidelity Msci Indust Indx	ETF-Other	1.28%	—	+4.45%
36	✓	Recon Cap Ser Tr	Stock-Other	1.28%	—	+87.09%
37	FSTA	Fidelity Msci Cons Stap Indx	ETF-Other	1.27%	—	+12.47%
38	FDIS	Fidelity Msci Cons Discr Ind	ETF-Other	1.27%	—	+7.59%
39	FMAT	Fidelity Msci Materials Indx	ETF-Other	1.23%	—	-1.69%
40	FENY	Fidelity Msci Energy Index	ETF-Large Cap & Growth	1.12%	—	—
41	✓	Select Sector Spdr Tr	Stock-Other	1.11%	—	—
42	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	1.04%	—	+15.47%
43	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.97%	—	+6.48%
44	✓	Powershares ETF Tr Ii	ETF-Other	0.67%	—	+145.50%
45	IDV	Ishares International Select	ETF-Other	0.54%	—	+0.01%
46	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.22%	—	+216.31%
47	FCOM	Fidelity Msci Comm Serv Indx	ETF-Other	0.11%	—	+23.35%
48	BBHY	Jpmorgan Betabuilders Usd Hi	ETF-Other	0.05%	—	—
49	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.02%	—	-43.54%
50	✓	Rydex ETF Trust	ETF-Other	0.01%	—	+0.25%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Newfound Research LLC for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PFXF	Vaneck Pref Sec X-financials	+1.4%	+145.57%	Add
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+1%	+33.28%	Add
3	PBPUSD	Invesco S&p 500 Buywrite ETF	+0.7%	+48.02%	Add
4	✓	Recon Cap Ser Tr	+0.6%	+87.09%	Add
5	✓	Powershares ETF Tr Ii	+0.4%	+145.50%	Add
6	ICVT	Ishares Convertible Bond ETF	+0.2%	+216.31%	Add
7	FTEC	Fidelity Msci Info Tech Indx	+0.1%	+15.47%	Add
8	FSTA	Fidelity Msci Cons Stap Indx	+0.1%	+12.47%	Add
9	FDIS	Fidelity Msci Cons Discr Ind	+0.1%	+7.59%	Add
10	VYM	Vanguard High Dvd Yield ETF	+0.1%	+6.74%	Add
11	VNQI	Vanguard Glbl Ex-us Real Est	+0.1%	+8.90%	Add
12	FUTY	Fidelity Msci US Utilities	+0.1%	+11.94%	Add
13	VYMI	Vanguard Int High Dvd Yld In	0%	+8.14%	Add
14	FIDU	Fidelity Msci Indust Indx	0%	+4.45%	Add
15	XLK	Ss Technology Select Sector	0%	—	Unchanged
16	TLT	Ishares 20+ Year Treasury Bd	0%	+6.48%	Add
17	FCOM	Fidelity Msci Comm Serv Indx	0%	+23.35%	Add
18	VNQ	Vanguard Real Estate ETF	—	+7.82%	Add
19	HYS	Pimco 0-5 Year H/y CORP Bond	0%	-43.54%	Trim
20	BND	Vanguard Total Bond Market	0%	-87.41%	Trim
21	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	0%	+6.80%	Add
22	SMHC	VanEck China Semiconductor ETF	0%	+7.63%	Add
23	XLP	Ss Consumer Staples Sel Sect	0%	—	Unchanged
24	FHLC	Fidelity Msci Health Care	0%	+3.22%	Add
25	FNCL	Fidelity Msci Financial Indx	0%	-2.96%	Trim
26	FMAT	Fidelity Msci Materials Indx	-0.1%	-1.69%	Trim
27	PCYUSD	Invesco Emerging Markets Sov	-0.1%	+7.12%	Add
28	RXI	Ishares Global Consumer Disc	-0.1%	-2.75%	Trim
29	XLV	Ss Health Care Select Sector	-0.1%	—	Unchanged
30	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.1%	—	Unchanged
31	EXI	Ishares Global Industrials E	-0.2%	-2.14%	Trim
32	CWB	Ss Spdr Bb Conv Sec ETF	-0.2%	+0.01%	Add
33	XLY	Ss Consumer Disc Select Sect	-0.2%	-17.19%	Trim
34	XLF	Ss Financial Select Sector	-0.3%	-19.84%	Trim
35	XLI	Ss Industrial Select Sector	-0.3%	-18.85%	Trim
36	KXI	Ishares Global Consumer Stap	-0.3%	-6.94%	Trim
37	IXP	Ishares Global Comm Services	-0.3%	-3.44%	Trim
38	XLB	Ss Materials Select Sector	-0.4%	-20.38%	Trim
39	JXI	Ishares Global Utilities ETF	-0.4%	-1.31%	Trim
40	IXN	Ishares Global Tech ETF	-0.4%	-10.25%	Trim
41	PFF	Ishares Preferred & Income S	-0.4%	+0.19%	Add
42	IXG	Ishares Global Financials Et	-0.4%	-9.79%	Trim
43	IXJ	Ishares Global Healthcare Et	-0.5%	-7.55%	Trim
44	MXI	Ishares Global Materials ETF	-0.5%	-13.41%	Trim
45	✓	Powershares	-0.6%	+1.64%	Add
46	TLT	iShares 20+ Year Treasury Bond ETF	-3.8%	-99.96%	Trim
47	IXC	Ishares Global Energy ETF	—	NEW	New buy
48	FENY	Fidelity Msci Energy Index	—	NEW	New buy
49	✓	Select Sector Spdr Tr	—	NEW	New buy
50	✓	Powershares Etf Fd Tr II	—	NEW	New buy