Newfound Research LLC — Q3 2017 13F Holdings

Name: Newfound Research LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001630806

Total reported value

$40.8M

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Full holdings list this quarter

Showing top 200 holdings (of 231 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares	Stock-Other	8.82%	—	+6.54%
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	4.70%	—	+17.17%
3	PFF	Ishares Preferred & Income S	ETF-Other	4.22%	—	-0.85%
4	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	4.06%	—	+39.45%
5	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	3.84%	—	+20.67%
6	MXI	Ishares Global Materials ETF	ETF-Other	3.58%	—	+0.34%
7	IXG	Ishares Global Financials Et	ETF-Other	3.49%	—	+0.34%
8	EXI	Ishares Global Industrials E	ETF-Other	3.44%	—	+9.25%
9	IXN	Ishares Global Tech ETF	ETF-Tech	3.43%	—	+7.84%
10	IXJ	Ishares Global Healthcare Et	ETF-Other	3.40%	—	+15.62%
11	RXI	Ishares Global Consumer Disc	ETF-Other	3.39%	—	+9.94%
12	KXI	Ishares Global Consumer Stap	ETF-Other	3.35%	—	+18.29%
13	IXP	Ishares Global Comm Services	ETF-Other	3.28%	—	+11.09%
14	JXI	Ishares Global Utilities ETF	ETF-Other	3.23%	—	+9.53%
15	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	3.08%	—	+78.82%
16	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	2.79%	—	+16.59%
17	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	2.34%	—	-14.20%
18	VNQI	Vanguard Glbl Ex-us Real Est	ETF-Other	2.16%	—	-9.85%
19	PBPUSD	Invesco S&p 500 Buywrite ETF	ETF-Large Cap & Growth	2.16%	—	+53.29%
20	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.86%	—	-9.29%
21	VNQ	Vanguard Real Estate ETF	ETF-Other	1.65%	—	+66.96%
22	XLB	Ss Materials Select Sector	ETF-Other	1.65%	—	—
23	XLI	Ss Industrial Select Sector	ETF-Other	1.62%	—	—
24	XLF	Ss Financial Select Sector	ETF-Other	1.60%	—	—
25	XLK	Ss Technology Select Sector	ETF-Tech	1.60%	—	—
26	XLV	Ss Health Care Select Sector	ETF-Other	1.60%	—	—
27	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.53%	—	—
28	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.45%	—	—
29	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.38%	—	—
30	FNCL	Fidelity Msci Financial Indx	ETF-Other	1.37%	—	+340.36%
31	FHLC	Fidelity Msci Health Care	ETF-Other	1.33%	—	+361.58%
32	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	1.29%	—	+22.67%
33	FMAT	Fidelity Msci Materials Indx	ETF-Other	1.28%	—	+447.08%
34	FUTY	Fidelity Msci US Utilities	ETF-Other	1.27%	—	+331.67%
35	FIDU	Fidelity Msci Indust Indx	ETF-Other	1.25%	—	+442.63%
36	FDIS	Fidelity Msci Cons Discr Ind	ETF-Other	1.17%	—	+467.50%
37	PFXF	Vaneck Pref Sec X-financials	ETF-Other	1.17%	—	+650.72%
38	FSTA	Fidelity Msci Cons Stap Indx	ETF-Other	1.15%	—	+364.28%
39	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.96%	—	+9403.52%
40	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	0.90%	—	+1292.88%
41	✓	Recon Cap Ser Tr	Stock-Other	0.72%	—	+95.51%
42	IDV	Ishares International Select	ETF-Other	0.58%	—	-0.69%
43	✓	Powershares ETF Tr Ii	ETF-Other	0.30%	—	+645.40%
44	FCOM	Fidelity Msci Comm Serv Indx	ETF-Other	0.10%	—	+1313.44%
45	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.07%	—	—
46	BBHY	Jpmorgan Betabuilders Usd Hi	ETF-Other	0.05%	—	—
47	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.03%	—	+55.30%
48	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	+50.82%
49	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	+65.80%
50	PSCU	Invesco S&p S C U&c Ser ETF	ETF-Other	0.01%	—	+64.54%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Newfound Research LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FNCL	Fidelity Msci Financial Indx	+1%	+340.36%	Add
2	FMAT	Fidelity Msci Materials Indx	+1%	+447.08%	Add
3	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+1%	+78.82%	Add
4	FHLC	Fidelity Msci Health Care	+1%	+361.58%	Add
5	FIDU	Fidelity Msci Indust Indx	+1%	+442.63%	Add
6	PFXF	Vaneck Pref Sec X-financials	+1%	+650.72%	Add
7	TLT	Ishares 20+ Year Treasury Bd	+1%	+9403.52%	Add
8	FUTY	Fidelity Msci US Utilities	+0.9%	+331.67%	Add
9	FDIS	Fidelity Msci Cons Discr Ind	+0.9%	+467.50%	Add
10	FSTA	Fidelity Msci Cons Stap Indx	+0.8%	+364.28%	Add
11	FTEC	Fidelity Msci Info Tech Indx	+0.8%	+1292.88%	Add
12	PCYUSD	Invesco Emerging Markets Sov	+0.6%	+39.45%	Add
13	PBPUSD	Invesco S&p 500 Buywrite ETF	+0.4%	+53.29%	Add
14	VNQ	Vanguard Real Estate ETF	+0.4%	+66.96%	Add
15	✓	Recon Cap Ser Tr	+0.3%	+95.51%	Add
16	✓	Powershares ETF Tr Ii	+0.3%	+645.40%	Add
17	FCOM	Fidelity Msci Comm Serv Indx	+0.1%	+1313.44%	Add
18	VYMI	Vanguard Int High Dvd Yld In	+0.1%	+22.67%	Add
19	BND	Vanguard Total Bond Market	0%	+796.77%	Add
20	HYS	Pimco 0-5 Year H/y CORP Bond	0%	+55.30%	Add
21	TLT	iShares 20+ Year Treasury Bond ETF	0%	+20.67%	Add
22	VCIT	Vanguard Int-term Corporate	0%	-85.88%	Trim
23	IXJ	Ishares Global Healthcare Et	-0.1%	+15.62%	Add
24	SMHC	VanEck China Semiconductor ETF	-0.1%	+16.59%	Add
25	IDV	Ishares International Select	-0.1%	-0.69%	Trim
26	KXI	Ishares Global Consumer Stap	-0.1%	+18.29%	Add
27	IXN	Ishares Global Tech ETF	-0.1%	+7.84%	Add
28	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.2%	+17.17%	Add
29	IXP	Ishares Global Comm Services	-0.2%	+11.09%	Add
30	XLK	Ss Technology Select Sector	-0.2%	—	Unchanged
31	EXI	Ishares Global Industrials E	-0.2%	+9.25%	Add
32	JXI	Ishares Global Utilities ETF	-0.3%	+9.53%	Add
33	XLB	Ss Materials Select Sector	-0.3%	—	Unchanged
34	RXI	Ishares Global Consumer Disc	-0.3%	+9.94%	Add
35	XLF	Ss Financial Select Sector	-0.3%	—	Unchanged
36	XLI	Ss Industrial Select Sector	-0.3%	—	Unchanged
37	XLV	Ss Health Care Select Sector	-0.3%	—	Unchanged
38	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.3%	—	Unchanged
39	XLP	Ss Consumer Staples Sel Sect	-0.3%	—	Unchanged
40	MXI	Ishares Global Materials ETF	-0.4%	+0.34%	Add
41	IXG	Ishares Global Financials Et	-0.5%	+0.34%	Add
42	VYM	Vanguard High Dvd Yield ETF	-0.6%	-9.29%	Trim
43	VNQI	Vanguard Glbl Ex-us Real Est	-0.6%	-9.85%	Trim
44	CWB	Ss Spdr Bb Conv Sec ETF	-0.9%	-14.20%	Trim
45	PFF	Ishares Preferred & Income S	-1%	-0.85%	Trim
46	✓	Powershares	-1.3%	+6.54%	Add
47	AMJEUR	Jpmorgan Alerian Mlp Index	-1.5%	-99.96%	Trim
48	IXC	Ishares Global Energy ETF	—	EXIT	Sold out
49	MLPAUSD	Global X Mlp ETF	—	EXIT	Sold out
50	ICVT	Ishares Convertible Bond ETF	—	NEW	New buy