National Planning Corp — Q4 2015 13F Holdings

Name: National Planning Corp — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

—

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Full holdings list this quarter

Showing top 200 holdings (of 729 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	3.18%	—	+122.36%
2	BIV	Vanguard Intermediate-term B	ETF-Other	2.57%	-1.85%	EXIT
3	AAPL	Apple INC	Stock-Tech	1.99%	—	+35.66%
4	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.97%	-8.85%	EXIT
5	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.97%	-4.87%	EXIT
6	VTV	Vanguard Value ETF	ETF-Other	1.84%	-8.35%	EXIT
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.72%	-4.19%	EXIT
8	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.59%	—	-29.91%
9	CVX	Chevron CORP	Stock-Energy	1.51%	—	+6.44%
10	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.50%	-3.46%	EXIT
11	VUG	Vanguard Growth ETF	ETF-Other	1.48%	-7.25%	EXIT
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.41%	—	+56.18%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.40%	—	+9.49%
14	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.08%	-2.93%	EXIT
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.07%	—	+69.98%
16	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.03%	-2.40%	EXIT
17	XOM	Exxon Mobil CORP	Stock-Energy	0.93%	—	+15.31%
18	✓	Powershares ETF Tr Ii	ETF-Other	0.87%	—	+767.59%
19	FSICUSD	Fs Kkr Capital CORP	Stock-Other	0.84%	—	+240.24%
20	T	At&t INC	Stock-Comm Services	0.80%	—	+34.85%
21	PEP	Pepsico INC	Stock-Consumer Staples	0.78%	—	+16.00%
22	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.77%	—	+25.04%
23	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.75%	-1.33%	EXIT
24	IYR	Ishares US Real Estate ETF	ETF-Other	0.71%	—	-51.17%
25	XLV	Ss Health Care Select Sector	ETF-Other	0.69%	—	-2.99%
26	VB	Vanguard Small-cap ETF	ETF-Other	0.69%	-2.29%	EXIT
27	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.68%	—	+53.62%
28	DVY	Ishares Select Dividend ETF	ETF-Other	0.65%	—	+22.50%
29	JNJ	Johnson & Johnson	Stock-Healthcare	0.64%	—	+47.06%
30	VZ	Verizon Communications INC	Stock-Comm Services	0.62%	—	+56.27%
31	✓	Mallinckrodt PLC	Stock-Other	0.62%	—	+1.67%
32	IBM	Intl Business Machines CORP	Stock-Tech	0.61%	—	+52.29%
33	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.61%	-0.49%	EXIT
34	MO	Altria Group INC	Stock-Consumer Staples	0.61%	—	+18.10%
35	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.60%	-2.79%	EXIT
36	CDL	Victoryshares US Large Cap H	ETF-Large Cap & Growth	0.60%	—	—
37	CFA	Victoryshares US 500 Volatil	ETF-Other	0.59%	—	—
38	BLV	Vanguard Long-term Bond ETF	ETF-Other	0.52%	-1.59%	EXIT
39	NBB	Nuveen Taxable Municipal INC	Stock-Other	0.51%	—	+143.80%
40	MMM	3m Co	Stock-Industrials	0.51%	—	+19.14%
41	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.51%	—	+2.31%
42	✓		Stock-Other	0.50%	—	+494.55%
43	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.50%	-1.90%	EXIT
44	VNQ	Vanguard Real Estate ETF	ETF-Other	0.49%	—	+38.19%
45	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.48%	-0.46%	EXIT
46	DIS	Walt Disney Co/the	Stock-Comm Services	0.48%	—	+57.23%
47	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	0.48%	—	—
48	BWX	State Street Spdr Bloomberg	ETF-Other	0.44%	—	—
49	MSFT	Microsoft CORP	Stock-Tech	0.44%	—	+42.17%
50	EFA	Ishares Msci Eafe ETF	ETF-Other	0.43%	-2.87%	EXIT

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BIV	Vanguard Intermediate-term B	+2%	+393.49%	Add
2	AGG	Ishares Core U.s. Aggregate	+1.6%	+122.36%	Add
3	✓	Powershares ETF Tr Ii	+0.8%	+767.59%	Add
4	FSICUSD	Fs Kkr Capital CORP	+0.5%	+240.24%	Add
5	✓		+0.4%	+494.55%	Add
6	BRK-B	Berkshire Hathaway Inc-cl B	+0.3%	+69.98%	Add
7	NBB	Nuveen Taxable Municipal INC	+0.3%	+143.80%	Add
8	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+56.18%	Add
9	VZ	Verizon Communications INC	+0.2%	+56.27%	Add
10	MTUM	Ishares Msci USA Momentum Fa	+0.2%	+168.37%	Add
11	IEFA	Ishares Core Msci Eafe ETF	+0.2%	+466.37%	Add
12	T	At&t INC	+0.2%	+34.85%	Add
13	SO	Southern Co/the	+0.2%	+159.22%	Add
14	VCSH	Vanguard S/t CORP Bond ETF	+0.2%	+681.64%	Add
15	IVE	Ishares S&p 500 Value ETF	+0.2%	+69.12%	Add
16	IWR	Ishares Russell Mid-cap ETF	+0.2%	+170.25%	Add
17	AEP	American Electric Power Company, Inc.	+0.2%	+53.62%	Add
18	JNJ	Johnson & Johnson	+0.2%	+47.06%	Add
19	VEA	Vanguard Ftse Developed ETF	+0.1%	+37.05%	Add
20	IBM	Intl Business Machines CORP	+0.1%	+52.29%	Add
21	PG	Procter & Gamble Co/the	0%	+9.49%	Add
22	ICPTUSD	Intercept Pharmaceuticals In	-0.2%	+2.44%	Add
23	FV	First Trust Dw Focus 5 Fund	-0.2%	-18.44%	Trim
24	SMHC	VanEck China Semiconductor ETF	-0.2%	-38.46%	Trim
25	IBB	Ishares Biotechnology ETF	-0.3%	-36.67%	Trim
26	MBB	Ishares Mbs ETF	-0.3%	-63.16%	Trim
27	SHY	Ishares 1-3 Year Treasury Bo	-0.3%	-70.20%	Trim
28	VTV	Vanguard Value ETF	-0.4%	-0.07%	Trim
29	VUG	Vanguard Growth ETF	-0.5%	-3.95%	Trim
30	TLT	Ishares 20+ Year Treasury Bd	-0.6%	-84.97%	Trim
31	IYR	Ishares US Real Estate ETF	-1.1%	-51.17%	Trim
32	IVW	Ishares S&p 500 Growth ETF	-1.4%	-46.09%	Trim
33	✓	Powershares Qqq Trust Ser 1	-1.4%	-29.91%	Trim
34	IJT	Ishares S&p Small-cap 600 Gr	-1.5%	-84.10%	Trim
35	IJK	Ishares S&p Mid-cap 400 Grow	-1.5%	-77.40%	Trim
36	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.7%	-36.60%	Trim
37	CDL	Victoryshares US Large Cap H	—	NEW	New buy
38	CFA	Victoryshares US 500 Volatil	—	NEW	New buy
39	VOOG	Vanguard S&p 500 Growth ETF	—	NEW	New buy
40	BWX	State Street Spdr Bloomberg	—	NEW	New buy
41	✓	ETF Ser Solutions	—	EXIT	Sold out
42	CSB	Victoryshares US Small Cap H	—	NEW	New buy
43	✓	Victory Portfolios Ii	—	NEW	New buy
44	CILUSD	Victoryshares International	—	NEW	New buy
45	✓	Victoryshares US	—	NEW	New buy
46	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
47	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
48	✓	Powershares ETF Tr Ii	—	NEW	New buy
49	VSS	Vanguard Ftse All Wo X-us Sc	—	EXIT	Sold out
50	GOOG	Alphabet Inc-cl C	—	NEW	New buy