National Planning Corp — Q3 2014 13F Holdings

Name: National Planning Corp — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

—

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Full holdings list this quarter

Showing top 200 holdings (of 752 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTV	Vanguard Value ETF	ETF-Other	3.06%	-8.35%	EXIT
2	VUG	Vanguard Growth ETF	ETF-Other	2.71%	-7.25%	EXIT
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.60%	-4.19%	EXIT
4	CVX	Chevron CORP	Stock-Energy	2.24%	—	-2.55%
5	BSV	Vanguard Short-term Bond ETF	ETF-Other	2.24%	-3.46%	EXIT
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.20%	—	+127.51%
7	AAPL	Apple INC	Stock-Tech	1.90%	—	+15.18%
8	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.79%	-2.40%	EXIT
9	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.74%	-0.49%	EXIT
10	ARL	American Realty Capital Properties Inc	Stock-Other	1.73%	—	+6.23%
11	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.71%	-8.85%	EXIT
12	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.58%	-2.79%	EXIT
13	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.37%	—	-11.63%
14	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.23%	—	+0.67%
15	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.19%	—	+10.36%
16	✓	Compass Emp Fds Tr	Stock-Other	1.05%	—	—
17	XOM	Exxon Mobil CORP	Stock-Energy	1.05%	—	+1.70%
18	VB	Vanguard Small-cap ETF	ETF-Other	1.02%	-2.29%	EXIT
19	IWF	Ishares Russell 1000 Growth	ETF-Other	0.96%	—	+38.13%
20	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.94%	-4.87%	EXIT
21	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.89%	-2.93%	EXIT
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.87%	—	+22.57%
23	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.87%	-1.90%	EXIT
24	DVY	Ishares Select Dividend ETF	ETF-Other	0.87%	—	+2.67%
25	BIV	Vanguard Intermediate-term B	ETF-Other	0.82%	-1.85%	EXIT
26	✓	Mallinckrodt PLC	Stock-Other	0.78%	—	—
27	T	At&t INC	Stock-Comm Services	0.78%	—	+5.37%
28	PEP	Pepsico INC	Stock-Consumer Staples	0.75%	—	+0.93%
29	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.71%	-1.33%	EXIT
30	BLV	Vanguard Long-term Bond ETF	ETF-Other	0.70%	-1.59%	EXIT
31	IBM	Intl Business Machines CORP	Stock-Tech	0.67%	—	-5.80%
32	IWD	Ishares Russell 1000 Value E	ETF-Other	0.65%	—	+33.95%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.64%	—	-0.66%
34	VZ	Verizon Communications INC	Stock-Comm Services	0.61%	—	+4.02%
35	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.60%	—	-1.78%
36	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.60%	—	+8.67%
37	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.56%	-2.30%	EXIT
38	VXF	Vanguard Extended Market ETF	ETF-Other	0.55%	—	+14.50%
39	EPD	Enterprise Products Partners	Stock-Energy	0.54%	—	+107.66%
40	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.54%	-1.45%	EXIT
41	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.51%	—	+4.43%
42	EFA	Ishares Msci Eafe ETF	ETF-Other	0.49%	-2.87%	EXIT
43	✓	Powershares	Stock-Other	0.48%	—	+613.60%
44	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.48%	-1.26%	EXIT
45	MMM	3m Co	Stock-Industrials	0.45%	—	+10.51%
46	SGENEUR	Seagen INC	Stock-Other	0.42%	—	—
47	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.41%	-4.04%	EXIT
48	MO	Altria Group INC	Stock-Consumer Staples	0.41%	—	+10.70%
49	BA	Boeing Co/the	Stock-Industrials	0.40%	—	+7.54%
50	✓	Amer Rlty Cap Healthcar Tr I	Stock-Other	0.40%	—	-8.18%

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares Qqq Trust Ser 1	+1.2%	+127.51%	Add
2	DIA	Ss Spdr Dow Jones Indus Avg	+1.2%	+313.61%	Add
3	IVW	Ishares S&p 500 Growth ETF	+1.1%	+156.94%	Add
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+22.66%	Add
5	✓	Powershares	+0.4%	+613.60%	Add
6	AAPL	Apple INC	+0.3%	+15.18%	Add
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.3%	+369.24%	Add
8	IVE	Ishares S&p 500 Value ETF	+0.3%	+20.81%	Add
9	IWF	Ishares Russell 1000 Growth	+0.2%	+38.13%	Add
10	BRK-B	Berkshire Hathaway Inc-cl B	+0.2%	+22.57%	Add
11	IYH	Ishares U.s. Healthcare ETF	+0.2%	+144.61%	Add
12	BXUSD	Blackstone Group Lp/the	+0.2%	+489.08%	Add
13	IYF	Ishares US Financials ETF	+0.2%	+977.60%	Add
14	✓	Advisorshares Tr	+0.2%	+391.15%	Add
15	IWD	Ishares Russell 1000 Value E	+0.1%	+33.95%	Add
16	RIG	Transocean Ltd.	+0.1%	+1245.66%	Add
17	VTV	Vanguard Value ETF	+0.1%	+6.93%	Add
18	BSV	Vanguard Short-term Bond ETF	+0.1%	+9.03%	Add
19	VUG	Vanguard Growth ETF	+0.1%	+6.56%	Add
20	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+53.58%	Add
21	XLP	Ss Consumer Staples Sel Sect	+0.1%	+86.19%	Add
22	FXG	First Trust Consumer Staples	+0.1%	+265.98%	Add
23	VYM	Vanguard High Dvd Yield ETF	+0.1%	+10.36%	Add
24	DLS	Wisdomtree Intl S/c Dvd Fund	-0.1%	-66.08%	Trim
25	✓	Yahoo INC	-0.1%	-85.96%	Trim
26	IYJ	Ishares U.s. Industrials ETF	-0.1%	-81.44%	Trim
27	RXI	Ishares Global Consumer Disc	-0.1%	-80.33%	Trim
28	✓	Powershares Global ETF Trust	-0.2%	-89.94%	Trim
29	VPL	Vanguard Ftse Pacific ETF	-0.2%	-82.24%	Trim
30	SMHC	VanEck China Semiconductor ETF	-0.2%	-69.16%	Trim
31	IWM	Ishares Russell 2000 ETF	-0.2%	-18.61%	Trim
32	AGG	Ishares Core U.s. Aggregate	-0.2%	-11.63%	Trim
33	IYE	Ishares U.s. Energy ETF	-0.3%	-54.57%	Trim
34	IDU	Ishares US Utilities ETF	-0.3%	-67.09%	Trim
35	PHK	Pimco High Income Fund	-0.3%	-60.80%	Trim
36	CVX	Chevron CORP	-0.4%	-2.55%	Trim
37	VEA	Vanguard Ftse Developed ETF	-0.7%	-18.65%	Trim
38	IYR	Ishares US Real Estate ETF	-0.8%	-91.59%	Trim
39	IJJ	Ishares S&p Mid-cap 400 Valu	-0.9%	-74.54%	Trim
40	IJS	Ishares S&p Small-cap 600 Va	-0.9%	-84.38%	Trim
41	MDY	State Street Spdr S&p Midcap	-0.9%	-82.66%	Trim
42	IYM	Ishares U.s. Basic Materials	-1.1%	-91.08%	Trim
43	✓	Compass Emp Fds Tr	—	NEW	New buy
44	✓	Mallinckrodt PLC	—	NEW	New buy
45	SGENEUR	Seagen INC	—	NEW	New buy
46	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
47	✓	Compass Emp Fds Tr	—	NEW	New buy
48	CE	Celanese CORP	—	NEW	New buy
49	IPAC	Ishares Core Msci Pacific Et	—	NEW	New buy
50	NOBL	Proshares S&p 500 Dividend A	—	NEW	New buy