National Planning Corp — Q4 2013 13F Holdings

Name: National Planning Corp — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

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Full holdings list this quarter

Showing top 200 holdings (of 705 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CVX	Chevron CORP	Stock-Energy	2.86%	—	+1.34%
2	VTV	Vanguard Value ETF	ETF-Other	2.71%	-8.35%	EXIT
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.42%	-1.45%	EXIT
4	VUG	Vanguard Growth ETF	ETF-Other	2.40%	-7.25%	EXIT
5	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.87%	-3.46%	EXIT
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.61%	—	+83.43%
7	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.57%	-8.85%	EXIT
8	AAPL	Apple INC	Stock-Tech	1.56%	—	+4.47%
9	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.38%	—	-0.34%
10	ARL	American Realty Capital Properties Inc	Stock-Other	1.36%	—	-4.35%
11	XOM	Exxon Mobil CORP	Stock-Energy	1.29%	—	+7.90%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.27%	-4.19%	EXIT
13	EFA	Ishares Msci Eafe ETF	ETF-Other	1.20%	-2.87%	EXIT
14	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	1.09%	—	-28.89%
15	VB	Vanguard Small-cap ETF	ETF-Other	1.01%	-2.29%	EXIT
16	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.94%	—	+268.34%
17	DVY	Ishares Select Dividend ETF	ETF-Other	0.89%	—	+5.41%
18	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.87%	-2.93%	EXIT
19	PEP	Pepsico INC	Stock-Consumer Staples	0.82%	—	-2.30%
20	T	At&t INC	Stock-Comm Services	0.81%	—	+0.03%
21	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.81%	—	-9.05%
22	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.80%	-1.90%	EXIT
23	IBM	Intl Business Machines CORP	Stock-Tech	0.79%	—	+3.63%
24	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.79%	—	-31.47%
25	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.79%	-0.79%	EXIT
26	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.77%	-1.33%	EXIT
27	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.75%	-4.87%	EXIT
28	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.74%	—	+1.09%
29	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.71%	—	+114.69%
30	IYM	Ishares U.s. Basic Materials	ETF-Other	0.69%	-1.25%	EXIT
31	BIV	Vanguard Intermediate-term B	ETF-Other	0.68%	-1.85%	EXIT
32	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.67%	—	+7.23%
33	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.67%	-2.40%	EXIT
34	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.67%	—	+199.76%
35	JNJ	Johnson & Johnson	Stock-Healthcare	0.66%	—	+11.29%
36	VZ	Verizon Communications INC	Stock-Comm Services	0.65%	—	+4.77%
37	IYW	Ishares Ustechnology ETF	ETF-Tech	0.64%	—	+5.47%
38	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.63%	—	+6.59%
39	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.60%	-0.49%	EXIT
40	MBB	Ishares Mbs ETF	ETF-Other	0.59%	-3.37%	EXIT
41	EPD	Enterprise Products Partners	Stock-Energy	0.55%	—	-5.51%
42	VXF	Vanguard Extended Market ETF	ETF-Other	0.55%	—	-5.06%
43	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.51%	—	-10.20%
44	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.51%	-2.30%	EXIT
45	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.50%	—	+13.58%
46	BLV	Vanguard Long-term Bond ETF	ETF-Other	0.50%	-1.59%	EXIT
47	GLD	Spdr Gold Shares	ETF-Commodities	0.49%	—	-20.59%
48	GOOG	Alphabet A	Stock-Comm Services	0.48%	—	-0.43%
49	BA	Boeing Co/the	Stock-Industrials	0.47%	—	+15.29%
50	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.46%	-0.34%	EXIT

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+1.1%	+85.88%	Add
2	✓	Powershares Qqq Trust Ser 1	+0.7%	+83.43%	Add
3	IJK	Ishares S&p Mid-cap 400 Grow	+0.7%	+268.34%	Add
4	EFA	Ishares Msci Eafe ETF	+0.5%	+78.29%	Add
5	IYM	Ishares U.s. Basic Materials	+0.5%	+212.75%	Add
6	VYM	Vanguard High Dvd Yield ETF	+0.4%	+199.76%	Add
7	SHY	Ishares 1-3 Year Treasury Bo	+0.4%	+114.69%	Add
8	VUG	Vanguard Growth ETF	+0.3%	+14.38%	Add
9	IYC	Ishares US Consumer Discreti	+0.3%	+338.15%	Add
10	TLT	Ishares 20+ Year Treasury Bd	+0.3%	+638.75%	Add
11	VTV	Vanguard Value ETF	+0.3%	+9.97%	Add
12	MINT	Pimco Enhanced Short Maturit	+0.2%	+879.99%	Add
13	XOM	Exxon Mobil CORP	+0.2%	+7.90%	Add
14	DSL	Doubleline Income Solutions	+0.2%	+301.07%	Add
15	VEA	Vanguard Ftse Developed ETF	+0.2%	+16.07%	Add
16	IJH	Ishares Core S&p Midcap ETF	+0.2%	+29.85%	Add
17	IVW	Ishares S&p 500 Growth ETF	+0.2%	+31.71%	Add
18	IVV	Ishares Core S&p 500 ETF	+0.2%	+20.94%	Add
19	AAPL	Apple INC	+0.1%	+4.47%	Add
20	✓	Healthcare Trust Of America	+0.1%	+145.35%	Add
21	IYJ	Ishares U.s. Industrials ETF	+0.1%	+55.42%	Add
22	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+27.22%	Add
23	IWF	Ishares Russell 1000 Growth	+0.1%	+34.50%	Add
24	IEMG	Ishares Core Msci Emerging	+0.1%	+63.58%	Add
25	VB	Vanguard Small-cap ETF	+0.1%	+8.58%	Add
26	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+2.71%	Add
27	USIG	Ishares Broad Usd Investment	-0.2%	-46.93%	Trim
28	✓	American Cap Mtg Invt CORP	-0.2%	-66.82%	Trim
29	BND	Vanguard Total Bond Market	-0.2%	-50.96%	Trim
30	DBL	Doubleline Opport Credit	-0.2%	-28.84%	Trim
31	WIP	State Street Spdr Ftse Inter	-0.2%	-56.41%	Trim
32	VCSH	Vanguard S/t CORP Bond ETF	-0.2%	-60.62%	Trim
33	✓	Powershares Exchange	-0.2%	-89.93%	Trim
34	✓	Cole Real Estate Investments	-0.2%	-36.15%	Trim
35	IGSB	Ishares 1-5y Inv Grade CORP	-0.2%	-45.14%	Trim
36	GLD	Spdr Gold Shares	-0.2%	-20.59%	Trim
37	✓	Powershares ETF Tr Ii	-0.3%	-66.35%	Trim
38	MBB	Ishares Mbs ETF	-0.4%	-35.35%	Trim
39	AGG	Ishares Core U.s. Aggregate	-0.5%	-31.47%	Trim
40	IJS	Ishares S&p Small-cap 600 Va	-0.5%	-63.27%	Trim
41	IVE	Ishares S&p 500 Value ETF	-0.6%	-48.02%	Trim
42	IJT	Ishares S&p Small-cap 600 Gr	-0.6%	-64.52%	Trim
43	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	-0.6%	-28.89%	Trim
44	DIA	Ss Spdr Dow Jones Indus Avg	-0.6%	-58.32%	Trim
45	IEF	Ishares 7-10 Year Treasury B	-0.9%	-65.80%	Trim
46	ZROZ	Pimco 25+ Yr Zero Cpn US Tif	—	EXIT	Sold out
47	✓	Vaneck Ig Floating Rate ETF	—	NEW	New buy
48	CXPUSD	Columbia Property Trust INC	—	NEW	New buy
49	EEMV	Ishares Msci Emg Mkt Min Vol	—	EXIT	Sold out
50	LTPZ	Pimco 15+ Yr US Tips Indx	—	NEW	New buy