National Planning Corp — Q3 2013 13F Holdings

Name: National Planning Corp — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

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Full holdings list this quarter

Showing top 200 holdings (of 664 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CVX	Chevron CORP	Stock-Energy	2.99%	—	+23.44%
2	VTV	Vanguard Value ETF	ETF-Other	2.46%	-8.35%	EXIT
3	VUG	Vanguard Growth ETF	ETF-Other	2.10%	-7.25%	EXIT
4	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.98%	-3.46%	EXIT
5	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	1.68%	—	+5143.11%
6	ARL	American Realty Capital Properties Inc	Stock-Other	1.51%	—	+23.86%
7	AAPL	Apple INC	Stock-Tech	1.42%	—	+32.07%
8	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.42%	—	+11.65%
9	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.40%	-8.85%	EXIT
10	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.33%	-1.45%	EXIT
11	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.30%	-0.55%	EXIT
12	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.26%	—	+48.05%
13	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.23%	-4.19%	EXIT
14	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.15%	-0.49%	EXIT
15	XOM	Exxon Mobil CORP	Stock-Energy	1.11%	—	+30.65%
16	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.07%	-2.79%	EXIT
17	MBB	Ishares Mbs ETF	ETF-Other	1.00%	-3.37%	EXIT
18	VB	Vanguard Small-cap ETF	ETF-Other	0.95%	-2.29%	EXIT
19	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.92%	—	+10.23%
20	PEP	Pepsico INC	Stock-Consumer Staples	0.88%	—	+17.04%
21	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.87%	-1.45%	EXIT
22	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.87%	—	-11.10%
23	DVY	Ishares Select Dividend ETF	ETF-Other	0.85%	—	+37.57%
24	T	At&t INC	Stock-Comm Services	0.85%	—	+36.72%
25	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.85%	-1.90%	EXIT
26	IBM	Intl Business Machines CORP	Stock-Tech	0.83%	—	+24.63%
27	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.83%	-1.46%	EXIT
28	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.81%	-0.79%	EXIT
29	BIV	Vanguard Intermediate-term B	ETF-Other	0.77%	-1.85%	EXIT
30	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.72%	-2.93%	EXIT
31	GLD	Spdr Gold Shares	ETF-Commodities	0.72%	—	+27.85%
32	EFA	Ishares Msci Eafe ETF	ETF-Other	0.70%	-2.87%	EXIT
33	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.68%	—	+31.32%
34	✓	Cole Real Estate Investments	Stock-Other	0.66%	—	—
35	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.66%	—	+33.76%
36	VZ	Verizon Communications INC	Stock-Comm Services	0.65%	—	+27.55%
37	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.64%	-4.87%	EXIT
38	JNJ	Johnson & Johnson	Stock-Healthcare	0.62%	—	+49.30%
39	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.62%	—	+17.32%
40	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.61%	-1.33%	EXIT
41	IYW	Ishares Ustechnology ETF	ETF-Tech	0.60%	—	+16.32%
42	EPD	Enterprise Products Partners	Stock-Energy	0.59%	—	+33.39%
43	VXF	Vanguard Extended Market ETF	ETF-Other	0.59%	—	+14.02%
44	DBL	Doubleline Opport Credit	Stock-Other	0.59%	—	-6.48%
45	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.57%	—	-4.46%
46	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.53%	-2.30%	EXIT
47	PHK	Pimco High Income Fund	Stock-Other	0.51%	—	+107.52%
48	BLV	Vanguard Long-term Bond ETF	ETF-Other	0.51%	-1.59%	EXIT
49	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.51%	-2.40%	EXIT
50	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.48%	-0.34%	EXIT

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	+1.6%	+5143.11%	Add
2	IEF	Ishares 7-10 Year Treasury B	+1.2%	+1929.78%	Add
3	IEI	Ishares 3-7 Year Treasury Bo	+0.8%	+2176.58%	Add
4	IJT	Ishares S&p Small-cap 600 Gr	+0.7%	+547.25%	Add
5	IJS	Ishares S&p Small-cap 600 Va	+0.7%	+610.60%	Add
6	IVE	Ishares S&p 500 Value ETF	+0.6%	+146.75%	Add
7	IWM	Ishares Russell 2000 ETF	+0.5%	+80.17%	Add
8	AAPL	Apple INC	+0.3%	+32.07%	Add
9	MBB	Ishares Mbs ETF	+0.2%	+68.00%	Add
10	PHK	Pimco High Income Fund	+0.2%	+107.52%	Add
11	IYJ	Ishares U.s. Industrials ETF	+0.2%	+510.26%	Add
12	AGG	Ishares Core U.s. Aggregate	+0.2%	+48.05%	Add
13	EEM	Ishares Msci Emerging Market	+0.1%	+108.34%	Add
14	MMM	3m Co	+0.1%	+80.31%	Add
15	META	Meta Platforms Inc-class A	+0.1%	+40.88%	Add
16	VIG	Vanguard Dividend Apprec ETF	+0.1%	+71.84%	Add
17	IJH	Ishares Core S&p Midcap ETF	+0.1%	+42.42%	Add
18	EFA	Ishares Msci Eafe ETF	+0.1%	+34.52%	Add
19	JNJ	Johnson & Johnson	+0.1%	+49.30%	Add
20	DVY	Ishares Select Dividend ETF	+0.1%	+37.57%	Add
21	VEA	Vanguard Ftse Developed ETF	+0.1%	+21.38%	Add
22	AEP	American Electric Power Company, Inc.	0%	+31.32%	Add
23	BRK-B	Berkshire Hathaway Inc-cl B	0%	+33.76%	Add
24	GLD	Spdr Gold Shares	0%	+27.85%	Add
25	T	At&t INC	0%	+36.72%	Add
26	IVV	Ishares Core S&p 500 ETF	—	+20.09%	Add
27	VTV	Vanguard Value ETF	0%	+22.62%	Add
28	CVX	Chevron CORP	0%	+23.44%	Add
29	XOM	Exxon Mobil CORP	0%	+30.65%	Add
30	VB	Vanguard Small-cap ETF	0%	+12.18%	Add
31	VUG	Vanguard Growth ETF	-0.3%	+3.31%	Add
32	XLY	Ss Consumer Disc Select Sect	-0.3%	-48.31%	Trim
33	IJJ	Ishares S&p Mid-cap 400 Valu	-0.3%	-49.14%	Trim
34	IJK	Ishares S&p Mid-cap 400 Grow	-0.4%	-50.95%	Trim
35	BOND	Pimco Active Bond Exchange-t	-0.5%	-79.29%	Trim
36	EMB	Ishares Jp Morgan Usd Emergi	-0.5%	-72.84%	Trim
37	XLF	Ss Financial Select Sector	-0.6%	-78.32%	Trim
38	WIP	State Street Spdr Ftse Inter	-0.6%	-54.32%	Trim
39	IGSB	Ishares 1-5y Inv Grade CORP	-0.8%	-53.85%	Trim
40	SPY	Ss Spdr S&p 500 ETF Trust-us	-1%	-32.95%	Trim
41	USIG	Ishares Broad Usd Investment	-1.5%	-77.36%	Trim
42	✓	Cole Real Estate Investments	—	NEW	New buy
43	BNDX	Vanguard Total Intl Bond ETF	—	NEW	New buy
44	✓	Market Vectors ETF Tr	—	EXIT	Sold out
45	✓	American Cap Mtg Invt CORP	—	NEW	New buy
46	IYM	Ishares U.s. Basic Materials	—	NEW	New buy
47	BCS	Barclays PLC	—	EXIT	Sold out
48	VPL	Vanguard Ftse Pacific ETF	—	NEW	New buy
49	CORP	Pimco Inv Grade CORP Bd ETF	—	EXIT	Sold out
50	✓	Proshares	—	EXIT	Sold out