Mizuho Securities USA LLC — Q3 2016 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	17.17%	—	+275.00%
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	9.64%	—	+829.97%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	9.04%	+4.55%	NEW
4	AMZN	Amazon.com INC	Stock-Consumer Disc	8.71%	+3.10%	NEW
5	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	5.07%	—	+14.47%
6	BIIB	Biogen INC	Stock-Healthcare	3.00%	—	—
7	IBM	Intl Business Machines CORP	Stock-Tech	2.76%	+0.40%	NEW
8	PXDEUR	Pioneer Natural Resources Co	Stock-Other	2.34%	—	—
9	MRO*	Marathon Oil CORP	Stock-Other	2.04%	—	—
10	DOW	Dow Chem Co	Stock-Materials	1.91%	—	—
11	WFC	Wells Fargo & Co	Stock-Financials	1.89%	+0.41%	NEW
12	INTC 2.95 12-15-35	Intel CORP	Stock-Tech	1.38%	—	+162.61%
13	WLL 1.25 06-05-20 1	Whiting Petroleum CORP	Stock-Other	1.10%	—	—
14	HLF	Herbalife Ltd.	Stock-Other	0.98%	—	—
15	TWXCHF	Time Warner INC	Stock-Other	0.94%	—	—
16	WBMD 1.5 12-01-20	Webmd Health CORP	Stock-Other	0.91%	—	+88.24%
17	SMH	Vaneck Semiconductor ETF	ETF-Other	0.83%	—	—
18	D 6.75 08-15-19 A	Dominion Energy INC	Stock-Utilities	0.74%	—	—
19	APC3EUR	Anadarko Petroleum CORP	Stock-Other	0.73%	—	—
20	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	Stock-Other	0.68%	—	+584.40%
21	ADBE	Adobe INC	Stock-Tech	0.67%	—	—
22	CSX	Csx CORP	Stock-Industrials	0.64%	—	—
23	WMGI 2 02-15-20	Wright Medical Group INC	Stock-Other	0.64%	—	—
24	CELG	Celgene CORP	Stock-Other	0.64%	—	+637.00%
25	✓	Allergan PLC	Stock-Other	0.61%	—	-6.98%
26	CHKEUR	Chesapeake Energy CORP	Stock-Other	0.54%	—	—
27	UAA	Under Armour Inc-class A	Stock-Consumer Disc	0.54%	—	+51.01%
28	STWD 4.55 03-01-18	Starwood Property Trust	Stock-Real Estate	0.54%	—	+649.13%
29	GLW	Corning INC	Stock-Tech	0.54%	—	-21.67%
30	TSLA	Tesla INC	Stock-Consumer Disc	0.52%	+1.25%	NEW
31	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.49%	—	+515.38%
32	CVX	Chevron CORP	Stock-Energy	0.47%	+0.48%	NEW
33	MMM	3m Co	Stock-Industrials	0.45%	—	+414.85%
34	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	Stock-Other	0.44%	—	—
35	CMG	Chipotle Mexican Grill INC	Stock-Consumer Disc	0.44%	—	—
36	FITEUR	Fitbit INC - A	Stock-Other	0.42%	—	-4.39%
37	MO	Altria Group INC	Stock-Consumer Staples	0.41%	—	—
38	GS	Goldman Sachs Group INC	Stock-Financials	0.41%	—	+414.85%
39	PWR	Quanta Services INC	Stock-Industrials	0.40%	—	—
40	AMD 2.625 06-15-17	Xilinx INC	Stock-Tech	0.39%	—	+13.60%
41	UTXZ	United Tech CORP	Stock-Other	0.37%	—	+630.39%
42	ELV 5.25 05-01-18	Anthem INC	Stock-Healthcare	0.36%	—	+345.43%
43	✓	Restoration Hardware Hldgs I	Stock-Other	0.36%	—	+131.48%
44	UNH	Unitedhealth Group INC	Stock-Healthcare	0.36%	+0.83%	NEW
45	IGE	Ishares North American Natur	ETF-Other	0.35%	—	—
46	LCEUR	Happen INC	Stock-Other	0.35%	—	—
47	MBLY	Mobileye Global Inc.	Stock-Other	0.35%	—	+11.56%
48	FTR 11.125 06-29-18 A	Frontier Communications	Stock-Other	0.35%	—	—
49	SPWRQ	Sunpower CORP	Stock-Other	0.34%	—	+50.97%
50	WBMD 2.5 01-31-18	Webmd Health CORP	Stock-Other	0.34%	—	+181.72%

1–50 of 150

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TLT	Ishares 20+ Year Treasury Bd	+8.4%	+275.00%	Add
2	✓	Powershares Qqq Trust Ser 1	+7.9%	+829.97%	Add
3	WFC	Wells Fargo & Co	+1.1%	+411.60%	Add
4	IBM	Intl Business Machines CORP	+0.7%	+140.38%	Add
5	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	+0.5%	+584.40%	Add
6	CELG	Celgene CORP	+0.5%	+637.00%	Add
7	INTC 2.95 12-15-35	Intel CORP	+0.4%	+162.61%	Add
8	STWD 4.55 03-01-18	Starwood Property Trust	+0.4%	+649.13%	Add
9	BKNG	Booking Hldgs INC	+0.4%	+515.38%	Add
10	MMM	3m Co	+0.3%	+414.85%	Add
11	WBMD 1.5 12-01-20	Webmd Health CORP	-0.1%	+88.24%	Add
12	GPRO	Gopro Inc-class A	-0.9%	-77.97%	Trim
13	DIA	Ss Spdr Dow Jones Indus Avg	-3.2%	+14.47%	Add
14	AAPL	Apple INC	-5.2%	-95.70%	Trim
15	AMZN	Amazon.com INC	—	NEW	New buy
16	BIIB	Biogen INC	—	NEW	New buy
17	PXDEUR	Pioneer Natural Resources Co	—	NEW	New buy
18	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
19	MRO*	Marathon Oil CORP	—	NEW	New buy
20	DOW	Dow Chem Co	—	NEW	New buy
21	XLK	Ss Technology Select Sector	—	EXIT	Sold out
22	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
23	WLL 1.25 06-05-20 1	Whiting Petroleum CORP	—	NEW	New buy
24	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
25	HLF	Herbalife Ltd.	—	NEW	New buy
26	TWXCHF	Time Warner INC	—	NEW	New buy
27	INTU	Intuit INC	—	EXIT	Sold out
28	CCI	Crown Castle INC	—	EXIT	Sold out
29	SMH	Vaneck Semiconductor ETF	—	NEW	New buy
30	D 6.75 08-15-19 A	Dominion Energy INC	—	NEW	New buy
31	APC3EUR	Anadarko Petroleum CORP	—	NEW	New buy
32	ADBE	Adobe INC	—	NEW	New buy
33	CSX	Csx CORP	—	NEW	New buy
34	WMGI 2 02-15-20	Wright Medical Group INC	—	NEW	New buy
35	NWL	Newell Brands INC	—	EXIT	Sold out
36	BMY	Bristol-myers Squibb Co	—	EXIT	Sold out
37	EXC	Exelon CORP	—	EXIT	Sold out
38	CHKEUR	Chesapeake Energy CORP	—	NEW	New buy
39	TSLA	Tesla INC	—	NEW	New buy
40	FANG	Diamondback Energy, Inc.	—	EXIT	Sold out
41	✓	Relypsa INC	—	EXIT	Sold out
42	CMG	Chipotle Mexican Grill INC	—	NEW	New buy
43	SRPT	Sarepta Therapeutics INC	—	EXIT	Sold out
44	MO	Altria Group INC	—	NEW	New buy
45	BUD	Anheuser-busch Inbev-spn Adr	—	EXIT	Sold out
46	PWR	Quanta Services INC	—	NEW	New buy
47	IGE	Ishares North American Natur	—	NEW	New buy
48	MU 1.625 02-15-33 E	Micron Technology INC	—	EXIT	Sold out
49	FTR 11.125 06-29-18 A	Frontier Communications	—	NEW	New buy
50	CERNCHF	Cerner CORP	—	EXIT	Sold out