Mizuho Securities USA LLC — Q3 2015 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	41.81%	—	+420.00%
2	AAPL	Apple INC	Stock-Tech	12.70%	+5.76%	NEW
3	JNJ	Johnson & Johnson	Stock-Healthcare	6.67%	+0.69%	NEW
4	DOW	Dow Chem Co	Stock-Materials	3.20%	—	-42.00%
5	GPRO	Gopro Inc-class A	Stock-Other	1.79%	—	+133.84%
6	BAC	Bank Of America CORP	Stock-Financials	1.62%	+0.48%	NEW
7	DDD	3d Systems CORP	Stock-Other	1.54%	—	-47.15%
8	VRSN 3.25 08-15-37	Verisign INC	Stock-Tech	1.48%	—	—
9	HRB	H&r Block INC	Stock-Consumer Disc	1.18%	—	—
10	CMPR	Cimpress plc	Stock-Other	1.18%	—	—
11	CVX	Chevron CORP	Stock-Energy	1.13%	+0.48%	NEW
12	✓	Cree INC	Stock-Other	1.01%	—	—
13	WTWEUR	Ww International INC	Stock-Other	0.97%	—	+48.93%
14	FITEUR	Fitbit INC - A	Stock-Other	0.91%	—	—
15	WRLD	World Acceptance CORP	Stock-Other	0.87%	—	—
16	WMT	Walmart INC	Stock-Consumer Staples	0.84%	+0.66%	NEW
17	✓	Keryx Biopharmaceuticals	Stock-Other	0.84%	—	+39.68%
18	XLV	Ss Health Care Select Sector	ETF-Other	0.83%	—	—
19	BUD	Anheuser-busch Inbev-spn Adr	Stock-Consumer Staples	0.83%	—	—
20	✓	Juno Therapeutics	Stock-Other	0.80%	—	—
21	DIS	Walt Disney Co/the	Stock-Comm Services	0.80%	—	+124.58%
22	XLF	Ss Financial Select Sector	ETF-Other	0.79%	—	-84.88%
23	✓	Allergan PLC	Stock-Other	0.74%	—	+6.38%
24	XXIA 3 12-15-15	Ixia	Stock-Other	0.68%	—	—
25	MAS	Masco CORP	Stock-Industrials	0.62%	—	+18.16%
26	RIG	Transocean Ltd.	Stock-Energy	0.61%	—	+120.46%
27	MDCO 1.375 06-01-17	Medicines Company	Stock-Other	0.61%	—	+52.08%
28	AMBA	Ambarella, Inc.	Stock-Tech	0.60%	—	+1603.70%
29	SPWRQ	Sunpower CORP	Stock-Other	0.60%	—	—
30	MOH 1.125 01-15-20	Molina Healthcare INC	Stock-Healthcare	0.57%	—	+25.20%
31	SNDK 1.5 08-15-17	Sandisk CORP	Stock-Tech	0.56%	—	—
32	SDRL	Seadrill Limited	Stock-Other	0.55%	—	—
33	MBLY	Mobileye Global Inc.	Stock-Other	0.53%	—	—
34	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.53%	—	-33.33%
35	WPRT	Westport Fuel Systems Inc.	Stock-Other	0.49%	—	-10.27%
36	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.47%	+0.69%	NEW
37	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.43%	—	—
38	AFFX 4 07-01-19	Affymetrix INC	Stock-Other	0.41%	—	-20.00%
39	✓	Vasco Data Securit Usd 0.001 Com	Stock-Other	0.38%	—	—
40	OPK	Opko Health INC	Stock-Other	0.37%	—	-43.29%
41	MCHP 2.125 12-15-37	Microchip Technology INC	Stock-Tech	0.36%	—	—
42	ALJ 3 09-15-18	Alon USA Energy INC	Stock-Other	0.35%	—	-50.00%
43	NEE 6.371 09-01-18	Nextera Energy INC	Stock-Utilities	0.33%	—	—
44	LPI1EUR	Laredo Petroleum INC	Stock-Other	0.33%	—	-19.52%
45	UPLEUR	Ultra Petroleum CORP	Stock-Other	0.33%	—	—
46	KC	Kingsoft Cloud Holdings Limited	Stock-Other	0.32%	—	-69.68%
47	✓	Zoe's Kitchen INC	Stock-Other	0.29%	—	—
48	KNDI	Kandi Technologies Group, Inc.	Stock-Other	0.29%	—	+20.33%
49	JMEIUSD	Jumei International-adr	Stock-Other	0.29%	—	—
50	PHM	Pultegroup INC	Stock-Consumer Disc	0.25%	—	—

1–50 of 77

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TLT	Ishares 20+ Year Treasury Bd	+34.7%	+420.00%	Add
2	AAPL	Apple INC	+10.9%	+238.91%	Add
3	JNJ	Johnson & Johnson	+6.5%	+1954.20%	Add
4	GPRO	Gopro Inc-class A	+1.4%	+133.84%	Add
5	CVX	Chevron CORP	+1%	+311.74%	Add
6	WMT	Walmart INC	+0.7%	+274.31%	Add
7	DDD	3d Systems CORP	+0.6%	-47.15%	Trim
8	DOW	Dow Chem Co	+0.1%	-42.00%	Trim
9	LOCO	El Pollo Loco Holdings INC	-0.2%	-89.13%	Trim
10	BOX	Box INC - Class A	-0.2%	-82.04%	Trim
11	XLF	Ss Financial Select Sector	-1.8%	-84.88%	Trim
12	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	Sold out
13	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
14	WFC	Wells Fargo & Co	—	EXIT	Sold out
15	MDY	State Street Spdr S&p Midcap	—	EXIT	Sold out
16	PFE	Pfizer INC	—	EXIT	Sold out
17	MDLZ	Mondelez International Inc-a	—	EXIT	Sold out
18	EBAY	Ebay INC	—	EXIT	Sold out
19	META	Meta Platforms Inc-class A	—	EXIT	Sold out
20	ADBE	Adobe INC	—	EXIT	Sold out
21	SCHW	Schwab (charles) CORP	—	EXIT	Sold out
22	PPG	Ppg Industries INC	—	EXIT	Sold out
23	TGT	Target CORP	—	EXIT	Sold out
24	JNJ	Johnson & Johnson	—	EXIT	Sold out
25	SLB	Slb LTD	—	EXIT	Sold out
26	BAC	Bank Of America CORP	—	NEW	New buy
27	APD	Air Products & Chemicals INC	—	EXIT	Sold out
28	HRB	H&r Block INC	—	NEW	New buy
29	CMPR	Cimpress plc	—	NEW	New buy
30	UPS	United Parcel Service-cl B	—	EXIT	Sold out
31	✓	Cree INC	—	NEW	New buy
32	XLE	Ss Energy Select Sector	—	EXIT	Sold out
33	FITEUR	Fitbit INC - A	—	NEW	New buy
34	✓		—	EXIT	Sold out
35	WRLD	World Acceptance CORP	—	NEW	New buy
36	CAH	Cardinal Health INC	—	EXIT	Sold out
37	XLV	Ss Health Care Select Sector	—	NEW	New buy
38	BUD	Anheuser-busch Inbev-spn Adr	—	NEW	New buy
39	AMP	Ameriprise Financial INC	—	EXIT	Sold out
40	✓	Juno Therapeutics	—	NEW	New buy
41	AMAT	Applied Materials INC	—	EXIT	Sold out
42	CELG	Celgene CORP	—	EXIT	Sold out
43	GS	Goldman Sachs Group INC	—	EXIT	Sold out
44	NTRS	Northern Trust CORP	—	EXIT	Sold out
45	EMN	Eastman Chemical Co	—	EXIT	Sold out
46	NWL	Newell Brands INC	—	EXIT	Sold out
47	YYEUR	Yy Inc-adr	—	EXIT	Sold out
48	IBM	Intl Business Machines CORP	—	EXIT	Sold out
49	EXC	Exelon CORP	—	EXIT	Sold out
50	CYH	Community Health Systems INC	—	EXIT	Sold out