Mizuho Securities USA LLC — Q2 2015 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q2 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	29.09%	—	+96.73%
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	8.82%	—	+59.87%
3	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	7.00%	—	—
4	WFC	Wells Fargo & Co	Stock-Financials	6.36%	+0.41%	NEW
5	MDY	State Street Spdr S&p Midcap	ETF-Other	5.94%	—	—
6	DOW	Dow Chem Co	Stock-Materials	3.05%	—	—
7	XLF	Ss Financial Select Sector	ETF-Other	2.59%	—	—
8	PFE	Pfizer INC	Stock-Healthcare	2.15%	—	+516.03%
9	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	2.01%	—	+763.55%
10	EBAY	Ebay INC	Stock-Consumer Disc	1.92%	—	+10.06%
11	AAPL	Apple INC	Stock-Tech	1.77%	+5.76%	NEW
12	META	Meta Platforms Inc-class A	Stock-Comm Services	1.39%	+2.18%	NEW
13	ADBE	Adobe INC	Stock-Tech	1.37%	—	+59.84%
14	SCHW	Schwab (charles) CORP	Stock-Financials	1.09%	—	+440.04%
15	PPG	Ppg Industries INC	Stock-Materials	1.02%	—	—
16	DDD	3d Systems CORP	Stock-Other	0.97%	—	+36.33%
17	TGT	Target CORP	Stock-Consumer Disc	0.91%	—	—
18	JNJ	Johnson & Johnson	Stock-Healthcare	0.86%	—	—
19	SLB	Slb LTD	Stock-Energy	0.83%	—	—
20	APD	Air Products & Chemicals INC	Stock-Materials	0.60%	—	—
21	VRSN 3.25 08-15-37	Verisign INC	Stock-Tech	0.60%	—	—
22	UPS	United Parcel Service-cl B	Stock-Industrials	0.46%	—	—
23	XLE	Ss Energy Select Sector	ETF-Other	0.45%	—	—
24	WTWEUR	Ww International INC	Stock-Other	0.40%	—	+582.17%
25	✓		Stock-Other	0.40%	—	-11.06%
26	GPRO	Gopro Inc-class A	Stock-Other	0.40%	—	+6.22%
27	CAH	Cardinal Health INC	Stock-Healthcare	0.39%	—	—
28	AMP	Ameriprise Financial INC	Stock-Financials	0.37%	—	+148.51%
29	AMAT	Applied Materials INC	Stock-Tech	0.37%	—	-11.89%
30	CELG	Celgene CORP	Stock-Other	0.37%	—	+14.94%
31	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.36%	—	-14.19%
32	✓	Allergan PLC	Stock-Other	0.35%	—	—
33	ALJ 3 09-15-18	Alon USA Energy INC	Stock-Other	0.33%	—	-4.08%
34	GS	Goldman Sachs Group INC	Stock-Financials	0.33%	—	-84.72%
35	NTRS	Northern Trust CORP	Stock-Financials	0.33%	—	+128.66%
36	LOCO	El Pollo Loco Holdings INC	Stock-Other	0.32%	—	+181.63%
37	EMN	Eastman Chemical Co	Stock-Materials	0.32%	—	—
38	BOX	Box INC - Class A	Stock-Tech	0.32%	—	-9.38%
39	XXIA 3 12-15-15	Ixia	Stock-Other	0.31%	—	—
40	✓	Keryx Biopharmaceuticals	Stock-Other	0.31%	—	+3534.00%
41	NWL	Newell Brands INC	Stock-Consumer Staples	0.31%	—	+84.37%
42	OPK	Opko Health INC	Stock-Other	0.30%	—	—
43	KC	Kingsoft Cloud Holdings Limited	Stock-Other	0.30%	—	+102.84%
44	AFFX 4 07-01-19	Affymetrix INC	Stock-Other	0.29%	—	—
45	SPWRQ	Sunpower CORP	Stock-Other	0.28%	—	—
46	YYEUR	Yy Inc-adr	Stock-Other	0.27%	—	—
47	SNDK 1.5 08-15-17	Sandisk CORP	Stock-Tech	0.27%	—	—
48	IBM	Intl Business Machines CORP	Stock-Tech	0.26%	+0.40%	NEW
49	EXC	Exelon CORP	Stock-Utilities	0.26%	—	—
50	CYH	Community Health Systems INC	Stock-Other	0.26%	—	—

1–50 of 139

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q2 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DIA	Ss Spdr Dow Jones Indus Avg	+12.9%	+96.73%	Add
2	✓	Powershares Qqq Trust Ser 1	+2.9%	+59.87%	Add
3	MDLZ	Mondelez International Inc-a	+1.8%	+763.55%	Add
4	PFE	Pfizer INC	+1.8%	+516.03%	Add
5	SCHW	Schwab (charles) CORP	+0.9%	+440.04%	Add
6	META	Meta Platforms Inc-class A	+0.7%	+316.28%	Add
7	ADBE	Adobe INC	+0.5%	+59.84%	Add
8	MRK	Merck & Co. INC.	-0.6%	-84.72%	Trim
9	JPM	Jpmorgan Chase & Co	-0.6%	-84.72%	Trim
10	AMZN	Amazon.com INC	-0.6%	-89.95%	Trim
11	✓	Google INC Class C	-0.6%	-89.78%	Trim
12	V	Visa Inc-class A Shares	-0.6%	-84.72%	Trim
13	DUK	Du Pont E I De Nemour&Co	-0.7%	-84.72%	Trim
14	CSCO	Cisco Systems INC	-0.7%	-87.87%	Trim
15	CAT	Caterpillar INC	-0.8%	-84.72%	Trim
16	AXP	American Express Co	-0.8%	-84.72%	Trim
17	INTC	Intel CORP	-0.8%	-87.74%	Trim
18	PG	Procter & Gamble Co/the	-0.8%	-84.72%	Trim
19	WMT	Walmart INC	-0.8%	-84.72%	Trim
20	XOM	Exxon Mobil CORP	-0.8%	-84.72%	Trim
21	MCD	Mcdonald's CORP	-1%	-84.72%	Trim
22	NKE	Nike INC -cl B	-1%	-84.72%	Trim
23	JNJ	Johnson & Johnson	-1%	-84.72%	Trim
24	DIS	Walt Disney Co/the	-1%	-84.72%	Trim
25	CVX	Chevron CORP	-1%	-84.72%	Trim
26	BIIB	Biogen INC	-1.1%	-96.39%	Trim
27	TRV	Travelers Cos Inc/the	-1.1%	-84.72%	Trim
28	HD	Home Depot INC	-1.1%	-84.72%	Trim
29	UTXZ	United Tech CORP	-1.1%	-84.72%	Trim
30	UNH	Unitedhealth Group INC	-1.2%	-84.72%	Trim
31	TLT	Ishares 20+ Year Treasury Bd	-1.4%	—	Unchanged
32	BA	Boeing Co/the	-1.5%	-84.72%	Trim
33	MSFT	Microsoft CORP	-1.5%	-88.44%	Trim
34	IBM	Intl Business Machines CORP	-1.6%	-84.72%	Trim
35	MMM	3m Co	-1.6%	-84.72%	Trim
36	GS	Goldman Sachs Group INC	-1.8%	-84.72%	Trim
37	AAPL	Apple INC	-2.3%	-9.39%	Trim
38	WFC	Wells Fargo & Co	—	NEW	New buy
39	MDY	State Street Spdr S&p Midcap	—	NEW	New buy
40	DOW	Dow Chem Co	—	NEW	New buy
41	XLF	Ss Financial Select Sector	—	NEW	New buy
42	✓	Time Warner Cable INC	—	EXIT	Sold out
43	PPG	Ppg Industries INC	—	NEW	New buy
44	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
45	TGT	Target CORP	—	NEW	New buy
46	JNJ	Johnson & Johnson	—	NEW	New buy
47	SLB	Slb LTD	—	NEW	New buy
48	TMO	Thermo Fisher Scientific INC	—	EXIT	Sold out
49	APD	Air Products & Chemicals INC	—	NEW	New buy
50	VRSN 3.25 08-15-37	Verisign INC	—	NEW	New buy