Mizuho Securities USA LLC — Q4 2014 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

Showing top 200 holdings (of 204 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	17.06%	—	—
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	11.04%	—	—
3	AAPL	Apple INC	Stock-Tech	7.07%	+5.76%	NEW
4	V	Visa Inc-class A Shares	Stock-Financials	2.97%	+1.04%	NEW
5	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	2.48%	—	-91.30%
6	EBAY	Ebay INC	Stock-Consumer Disc	2.29%	—	+1815.65%
7	GS	Goldman Sachs Group INC	Stock-Financials	2.19%	—	-33.92%
8	MMM	3m Co	Stock-Industrials	1.86%	—	-33.92%
9	IBM	Intl Business Machines CORP	Stock-Tech	1.82%	+0.40%	NEW
10	MSFT	Microsoft CORP	Stock-Tech	1.65%	+4.82%	NEW
11	BA	Boeing Co/the	Stock-Industrials	1.47%	—	-33.92%
12	UTXZ	United Tech CORP	Stock-Other	1.30%	—	-33.92%
13	CVX	Chevron CORP	Stock-Energy	1.27%	+0.48%	NEW
14	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.24%	+4.55%	NEW
15	TRV	Travelers Cos Inc/the	Stock-Financials	1.20%	—	-33.92%
16	HD	Home Depot INC	Stock-Consumer Disc	1.19%	+0.63%	NEW
17	JNJ	Johnson & Johnson	Stock-Healthcare	1.18%	+0.69%	NEW
18	UNH	Unitedhealth Group INC	Stock-Healthcare	1.14%	+0.83%	NEW
19	NKE	Nike INC -cl B	Stock-Consumer Disc	1.09%	—	—
20	DIS	Walt Disney Co/the	Stock-Comm Services	1.07%	—	-33.92%
21	MCD	Mcdonald's CORP	Stock-Consumer Disc	1.06%	+0.39%	NEW
22	AXP	American Express Co	Stock-Financials	1.05%	—	-33.92%
23	XOM	Exxon Mobil CORP	Stock-Energy	1.05%	+0.89%	NEW
24	CAT	Caterpillar INC	Stock-Industrials	1.04%	—	-33.92%
25	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.03%	+0.69%	NEW
26	WMT	Walmart INC	Stock-Consumer Staples	0.97%	+0.66%	NEW
27	INTC	Intel CORP	Stock-Tech	0.93%	—	-0.33%
28	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.87%	—	—
29	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.84%	—	-33.92%
30	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.77%	—	—
31	CSCO	Cisco Systems INC	Stock-Tech	0.73%	+0.42%	NEW
32	JPM	Jpmorgan Chase & Co	Stock-Financials	0.71%	+1.18%	NEW
33	✓	Lorillard INC	Stock-Other	0.68%	—	—
34	COF	Capital One Financial CORP	Stock-Financials	0.67%	—	—
35	GPRO	Gopro Inc-class A	Stock-Other	0.67%	—	—
36	DDD	3d Systems CORP	Stock-Other	0.66%	—	+232.23%
37	WHR	Whirlpool CORP	Stock-Consumer Disc	0.64%	—	—
38	MRK	Merck & Co. INC.	Stock-Healthcare	0.64%	+0.39%	NEW
39	CELG	Celgene CORP	Stock-Other	0.63%	—	+312.66%
40	GILD	Gilead Sciences INC	Stock-Healthcare	0.60%	—	+147.09%
41	VZ	Verizon Communications INC	Stock-Comm Services	0.53%	+0.33%	NEW
42	✓	Google INC Class C	Stock-Other	0.53%	—	+72.07%
43	META	Meta Platforms Inc-class A	Stock-Comm Services	0.51%	+2.18%	NEW
44	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.51%	—	+384.21%
45	IVZ	Invesco Ltd.	Stock-Financials	0.48%	—	—
46	KO	Coca-cola Co/the	Stock-Consumer Staples	0.48%	+0.48%	NEW
47	JCPCHF	Old Copper Co INC	Stock-Other	0.47%	—	—
48	GOOG	Alphabet A	Stock-Comm Services	0.44%	—	+72.38%
49	AMZN	Amazon.com INC	Stock-Consumer Disc	0.42%	+3.10%	NEW
50	AMAT	Applied Materials INC	Stock-Tech	0.38%	—	+95.01%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+5.8%	+847.43%	Add
2	EBAY	Ebay INC	+2.2%	+1815.65%	Add
3	CELG	Celgene CORP	+0.5%	+312.66%	Add
4	MDLZ	Mondelez International Inc-a	+0.4%	+384.21%	Add
5	GILD	Gilead Sciences INC	+0.3%	+147.09%	Add
6	VZ	Verizon Communications INC	-0.5%	-33.92%	Trim
7	JPM	Jpmorgan Chase & Co	-0.5%	-33.92%	Trim
8	MRK	Merck & Co. INC.	-0.6%	-33.92%	Trim
9	WMT	Walmart INC	-0.6%	-33.92%	Trim
10	DUK	Du Pont E I De Nemour&Co	-0.6%	-33.92%	Trim
11	UNH	Unitedhealth Group INC	-0.6%	-33.92%	Trim
12	PG	Procter & Gamble Co/the	-0.7%	-33.92%	Trim
13	HD	Home Depot INC	-0.7%	-33.92%	Trim
14	TRV	Travelers Cos Inc/the	-0.7%	-33.92%	Trim
15	AXP	American Express Co	-0.7%	-33.92%	Trim
16	DIS	Walt Disney Co/the	-0.8%	-33.92%	Trim
17	UTXZ	United Tech CORP	-0.9%	-33.92%	Trim
18	XOM	Exxon Mobil CORP	-0.9%	-33.92%	Trim
19	MCD	Mcdonald's CORP	-0.9%	-33.92%	Trim
20	CAT	Caterpillar INC	-1%	-33.92%	Trim
21	JNJ	Johnson & Johnson	-1%	-33.92%	Trim
22	MMM	3m Co	-1%	-33.92%	Trim
23	BA	Boeing Co/the	-1.1%	-33.92%	Trim
24	CVX	Chevron CORP	-1.2%	-33.92%	Trim
25	V	Visa Inc-class A Shares	-1.4%	-33.92%	Trim
26	GS	Goldman Sachs Group INC	-1.6%	-33.92%	Trim
27	IBM	Intl Business Machines CORP	-2.1%	-33.92%	Trim
28	TLT	Ishares 20+ Year Treasury Bd	-28.9%	-91.30%	Trim
29	DIA	Ss Spdr Dow Jones Indus Avg	—	NEW	New buy
30	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
31	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
32	NKE	Nike INC -cl B	—	NEW	New buy
33	BMY	Bristol-myers Squibb Co	—	NEW	New buy
34	REYN	Reynolds Consumer Products Inc.	—	NEW	New buy
35	✓	Lorillard INC	—	NEW	New buy
36	COF	Capital One Financial CORP	—	NEW	New buy
37	GPRO	Gopro Inc-class A	—	NEW	New buy
38	WHR	Whirlpool CORP	—	NEW	New buy
39	IVZ	Invesco Ltd.	—	NEW	New buy
40	JCPCHF	Old Copper Co INC	—	NEW	New buy
41	ICON 1.5 03-15-18	Iconix Brand Group INC	—	EXIT	Sold out
42	PEG	Public Service Enterprise Gp	—	NEW	New buy
43	PPL	Ppl CORP	—	NEW	New buy
44	PHIANA 1.75 12-01-17	Volcano CORP	—	NEW	New buy
45	NAV 3 10-15-14	Navistar Intl CORP	—	EXIT	Sold out
46	✓	Invensense INC	—	NEW	New buy
47	CDNS 2.625 06-01-15	Cadence Design Sys INC	—	EXIT	Sold out
48	✓	Montage Technology Group Ltd	—	EXIT	Sold out
49	CAH	Cardinal Health INC	—	NEW	New buy
50	✓		—	NEW	New buy